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Anavex Life Sciences Corp. – ‘10-K’ for 9/30/23 – ‘EX-32.1’

On:  Monday, 11/27/23, at 4:30pm ET   ·   For:  9/30/23   ·   Accession #:  1731122-23-2197   ·   File #:  1-37606

Previous ‘10-K’:  ‘10-K/A’ on 1/27/23 for 9/30/22   ·   Latest ‘10-K’:  This Filing   ·   14 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/27/23  Anavex Life Sciences Corp.        10-K        9/30/23   54:5.7M                                   Electro Filings LLC/FA

Annual Report   —   Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.78M 
 2: EX-14.1     Code of Ethics                                      HTML    151K 
 3: EX-21.1     Subsidiaries List                                   HTML     15K 
 4: EX-23.1     Consent of Expert or Counsel                        HTML     15K 
 5: EX-23.2     Consent of Expert or Counsel                        HTML     15K 
 9: EX-97.1     Clawback Policy re: Recovery of Erroneously         HTML     36K 
                Awarded Compensation                                             
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     22K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     22K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML     19K 
15: R1          Cover                                               HTML     89K 
16: R2          Consolidated Balance Sheets                         HTML     73K 
17: R3          Consolidated Balance Sheets (Parenthetical)         HTML     30K 
18: R4          Consolidated Statements of Operations and           HTML     60K 
                Comprehensive Loss                                               
19: R5          Consolidated Statements of Operations and           HTML     33K 
                Comprehensive Loss (Parenthetical)                               
20: R6          Consolidated Statements of Cash Flows               HTML     71K 
21: R7          Consolidated Statements of Changes in               HTML     77K 
                Stockholders' Equity                                             
22: R8          Business Description and Basis of Presentation      HTML     25K 
23: R9          Summary of Significant Accounting Policies          HTML     60K 
24: R10         Accrued Liabilities                                 HTML     29K 
25: R11         Other Income                                        HTML     30K 
26: R12         Equity Offerings                                    HTML     47K 
27: R13         Commitments and Contingencies                       HTML    191K 
28: R14         Income Taxes                                        HTML     89K 
29: R15         Subsequent Events                                   HTML     20K 
30: R16         Summary of Significant Accounting Policies          HTML     95K 
                (Policies)                                                       
31: R17         Accrued Liabilities (Tables)                        HTML     28K 
32: R18         Commitments and Contingencies (Tables)              HTML    177K 
33: R19         Income Taxes (Tables)                               HTML     75K 
34: R20         Summary of Significant Accounting Policies          HTML     20K 
                (Details Narrative)                                              
35: R21         Accrued Liabilities (Details)                       HTML     27K 
36: R22         Other Income (Details Narrative)                    HTML     30K 
37: R23         Equity Offerings (Details Narrative)                HTML     68K 
38: R24         Commitments and Contingencies (Details)             HTML     18K 
39: R25         Commitments and Contingencies (Details 1)           HTML     18K 
40: R26         Commitments and Contingencies (Details 2)           HTML     36K 
41: R27         Commitments and Contingencies (Details 3)           HTML     61K 
42: R28         Commitments and Contingencies (Details 4)           HTML     60K 
43: R29         Commitments and Contingencies (Details 5)           HTML     24K 
44: R30         Commitments and Contingencies (Details 6)           HTML     25K 
45: R31         Commitments and Contingencies (Details Narrative)   HTML     60K 
46: R32         Income Taxes (Details)                              HTML     25K 
47: R33         Income Taxes (Details 1)                            HTML     34K 
48: R34         Income Taxes (Details 2)                            HTML     47K 
49: R35         Income Taxes (Details Narrative)                    HTML     42K 
52: XML         IDEA XML File -- Filing Summary                      XML     83K 
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12: EX-101.DEF  XBRL Definitions -- avxl-20230930_def                XML    240K 
13: EX-101.LAB  XBRL Labels -- avxl-20230930_lab                     XML    629K 
14: EX-101.PRE  XBRL Presentations -- avxl-20230930_pre              XML    467K 
10: EX-101.SCH  XBRL Schema -- avxl-20230930                         XSD    106K 
53: JSON        XBRL Instance as JSON Data -- MetaLinks              274±   387K 
54: ZIP         XBRL Zipped Folder -- 0001731122-23-002197-xbrl      Zip    454K 


‘EX-32.1’   —   Certification — §906 – SOA’02


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EXHIBIT 32.1

 

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

 

In connection with the Annual Report of Anavex Life Sciences Corp. (the “Company”) on Form 10-K for the fiscal year ending September 30, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned, in the capacities and on the date indicated below, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of his or her knowledge:

 

(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and  
   
(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

Date: November 27, 2023    
   
/s/ Christopher Missling  
Christopher Missling, PhD  

Chief Executive Officer, President, Secretary

(Principal Executive Officer)  

     

 

/s/ Sandra Boenisch  
Sandra Boenisch, CPA, CGA  
Principal Financial Officer, Treasurer (Principal Financial and Accounting Officer)  

  

The foregoing certification is being furnished solely to accompany the Report pursuant to 18 U.S.C. § 1350, and is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing. A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:11/27/23None on these Dates
For Period end:9/30/23
 List all Filings 


14 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/07/23  Anavex Life Sciences Corp.        10-Q       12/31/22   43:3M                                     Electro Filings LLC/FA
11/28/22  Anavex Life Sciences Corp.        10-K        9/30/22   49:5.1M                                   Electro Filings LLC/FA
 6/10/22  Anavex Life Sciences Corp.        S-8         6/10/22    4:111K                                   Electro Filings LLC/FA
 4/08/22  Anavex Life Sciences Corp.        8-K:5,9     4/07/22   11:212K                                   Electro Filings LLC/FA
 5/01/20  Anavex Life Sciences Corp.        8-K:1,8,9   5/01/20    4:290K                                   Electro Filings LLC/FA
 2/06/20  Anavex Life Sciences Corp.        10-Q       12/31/19   36:1.9M                                   Electro Filings LLC/FA
 5/09/19  Anavex Life Sciences Corp.        10-Q        3/31/19   38:3.3M                                   S2 Filings LLC/FA
 2/11/19  Anavex Life Sciences Corp.        DEF 14A     4/05/19    1:1.6M                                   S2 Filings LLC/FA
12/11/17  Anavex Life Sciences Corp.        10-K        9/30/17   51:4M                                     S2 Filings LLC/FA
 7/22/16  Anavex Life Sciences Corp.        8-K:5,9     7/18/16    2:130K                                   S2 Filings LLC/FA
 7/07/16  Anavex Life Sciences Corp.        8-K:5,9     7/05/16    2:130K                                   S2 Filings LLC/FA
12/29/15  Anavex Life Sciences Corp.        10-K        9/30/15   73:5M                                     S2 Filings LLC/FA
 8/13/14  Anavex Life Sciences Corp.        10-Q        6/30/14   55:4.6M                                   Newsfile Corp./FA
 9/28/07  Anavex Life Sciences Corp.        8-K:5,9     4/17/07    4:230K                                   Clark Wilson/FA
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