Mfa Securities, LLC – ‘X-17A-5’ for 6/30/21

On: Tuesday, 9/28/21, at 6:47pm ET · Effective: 9/28/21 · For: 6/30/21 · Accession #: 1620225-21-2 · File #: 8-69533

Document/Exhibit Description Pages Size 1: X-17A-5 Annual Financial Report [ a.k.a. FOCUS Report ] by HTML 3K a Broker or Dealer -- primary_doc.xml 2: FULL Confidential Audit -- mfasecconfidential PDF 4.42M 3: STMT FIN COND Public Audit -- mfasecuritiespublicaudit PDF 6.37M

X-17A-5: Submission Information

Report for the Period Beginning

7/1/20

and Ending

6/30/21

Type of Registrant

Broker-dealer

OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Broker-dealer

MFA SECURITIES, LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

1 HIGHWOOD DRIVE

City

TEWKSBURY

State/Country

MASSACHUSETTS

Mailing Zip/ Portal Code

01876

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Laura Moruzzi

Telephone Number

978-557-5340

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

DeMarco Sciacotta Wilens & Dunleavy, LLP

Address 1

9501 W. 171st Street, H-103

City

Tinsley Park

State/Country

ILLINOIS

Mailing Zip/ Postal Code

60487

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Laura Moruzzi, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of MFA SECURITIES, LLC, as of 6/30/21, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Laura Moruzzi

Title

Manager

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

Mfa Securities, LLC – ‘X-17A-5’ for 6/30/21

On: Tuesday, 9/28/21, at 6:47pm ET · Effective: 9/28/21 · For: 6/30/21 · Accession #: 1620225-21-2 · File #: 8-69533

Previous ‘X-17A-5’: ‘X-17A-5’ on 9/16/20 for 6/30/20 · Latest ‘X-17A-5’: This Filing

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5

Filing Table of Contents

‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — primary_doc.xml

This ‘X-17A-5’ Document is an XML Data File that may be rendered in various formats:

X-17A-5: Filer Information

Submission Contact Information

X-17A-5: Submission Information

Material Weakness

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Name and Telephone Number of Person to Contact in Regard to this Report

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

Notary Public

Mfa Securities, LLC – ‘X-17A-5’ for 6/30/21

On: Tuesday, 9/28/21, at 6:47pm ET · Effective: 9/28/21 · For: 6/30/21 · Accession #: 1620225-21-2 · File #: 8-69533

Previous ‘X-17A-5’: ‘X-17A-5’ on 9/16/20 for 6/30/20 · Latest ‘X-17A-5’: This Filing

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5Filing Table of Contents

‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — primary_doc.xml

This ‘X-17A-5’ Document is an XML Data File that may be rendered in various formats:

X-17A-5: Filer Information

Submission Contact Information

X-17A-5: Submission Information

Material Weakness

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Name and Telephone Number of Person to Contact in Regard to this Report

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

Notary Public

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5

Filing Table of Contents