SEC Info - IMH Financial Corp - ‘8-K/A’ for 1/30/15

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IMH Financial Corp – ‘8-K/A’ for 1/30/15

On: Friday, 1/30/15, at 5:24pm ET · For: 1/30/15 · Accession #: 1628280-15-397 · File #: 0-52611

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/30/15  IMH Financial Corp                8-K/A:9     1/30/15    8:2.9M                                   Workiva Inc Wde… FA01/FA

Amendment to Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K/A       Amendment to Current Report                         HTML     25K 
 2: EX-10.3     Material Contract                                   HTML    562K 
 3: EX-10.4     Material Contract                                   HTML    114K 
 4: EX-10.5     Material Contract                                   HTML    406K 
 5: EX-10.6     Material Contract                                   HTML     77K 
 6: EX-10.8     Material Contract                                   HTML    236K 
 7: EX-10.9     Material Contract                                   HTML    211K 
 8: EX-99.1     Miscellaneous Exhibit                               HTML     17K

8-K/A — Amendment to Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

8-K/A 1.30.2015

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K/A

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): January 23, 2015

IMH Financial Corporation

(Exact Name of Registrant as Specified in Its Charter)

Delaware

(State or Other Jurisdiction of Incorporation)



000-52611		23-1537126
(Commission File Number)		(IRS Employer Identification No.)

7001 N. Scottsdale Rd., Suite # 2050Scottsdale, Arizona		85253
(Address of Principal Executive Offices)		(Zip Code)

480-840-8400

(Registrant's Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):



	¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
	¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
	¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
	¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Explanatory Note: As previously disclosed in the Current Report on Form 8-K filed on January 29, 2015, IMH Financial Corporation (“IMH” or the “Company”) entered into a series of loan agreements in connection with the refinancing of certain of its senior debt. This Form 8-K/A amends the Current Report on Form 8-K referred to above to replace the following exhibits attached to the Form 8-K:



Exhibits	Exhibit Description

10.3	Loan Agreement among AZ-Waters Edge, LLC, Oasis Indian Bend LLC, HL Newco, LLC, NT 233 Oak Creek Lots, LLC, CA-Daley, LLC, IMH LR Real Estate, LLC, IMH LR Clubhouse, LLC, Southwest Acquisitions, LLC, IMH Special Asset NT 139, LLC, Buena Yuma, LLC, IMH Special Asset NT 140 (collectively, As Borrower) and Calmwater Capital 3, LLC, dated January 23, 2015.
10.4	Promissory Note among AZ-Waters Edge, LLC, Oasis Indian Bend LLC, HL Newco, LLC, NT 233 Oak Creek Lots, LLC, CA-Daley, LLC, IMH LR Real Estate, LLC, IMH LR Clubhouse, LLC, Southwest Acquisitions, LLC, IMH Special Asset NT 139, LLC, Buena Yuma, LLC, IMH Special Asset NT 140 (collectively, As Borrower) and Calmwater Capital 3, LLC, dated January 23, 2015
10.5	Loan Agreement among IMH Holdings 2, LLC and Calmwater Capital 3, LLC, dated January 23, 2015.
10.6	Promissory Note among IMH Holdings 2, LLC and Calmwater Capital 3, LLC, dated January 23, 2015.
10.8	Indemnity and Guaranty Agreement by IMH Financial Corporation in favor of Calmwater Capital 3, LLC, dated January 23, 2015 (Asset Loan 1).
10.9	Indemnity and Guaranty Agreement by IMH Financial Corporation in favor of Calmwater Capital 3, LLC, dated January 23, 2015 (Asset Loan 2).
99.1	News Release

The versions of the agreements attached as exhibits to the Current Report on Form 8-K filed on January 29, 2015 mistakenly excluded certain attachments that were included in the final agreement executed by the parties. The summary and description of the terms of the foregoing agreements in the Form 8-K filed on January 29, 2015, which are not being amended hereby, are qualified in their entirety by reference to the Exhibits attached hereto.

In addition, this Form 8-K/A amends the Current Report on Form 8-K referred to above to replace the news release filed as Exhibit 99.1 to the Current Report on Form 8-K filed on January 29, 2015 with the final version of that news release. The version of the news release attached as an exhibit to the Current Report on Form 8-K filed on January 29, 2015 was an earlier draft of the news release rather than the final news release issued by the Company.

Section 9 - Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits.



	Exhibits		Exhibit Description

	10.3		Loan Agreement among AZ-Waters Edge, LLC, Oasis Indian Bend LLC, HL Newco, LLC, NT 233 Oak Creek Lots, LLC, CA-Daley, LLC, IMH LR Real Estate, LLC, IMH LR Clubhouse, LLC, Southwest Acquisitions, LLC, IMH Special Asset NT 139, LLC, Buena Yuma, LLC, IMH Special Asset NT 140 (collectively, As Borrower) and Calmwater Capital 3, LLC, dated January 23, 2015.
	10.4		Promissory Note among AZ-Waters Edge, LLC, Oasis Indian Bend LLC, HL Newco, LLC, NT 233 Oak Creek Lots, LLC, CA-Daley, LLC, IMH LR Real Estate, LLC, IMH LR Clubhouse, LLC, Southwest Acquisitions, LLC, IMH Special Asset NT 139, LLC, Buena Yuma, LLC, IMH Special Asset NT 140 (collectively, As Borrower) and Calmwater Capital 3, LLC, dated January 23, 2015
	10.5		Loan Agreement among IMH Holdings 2, LLC and Calmwater Capital 3, LLC, dated January 23, 2015.
	10.6		Promissory Note among IMH Holdings 2, LLC and Calmwater Capital 3, LLC, dated January 23, 2015.
	10.8		Indemnity and Guaranty Agreement by IMH Financial Corporation in favor of Calmwater Capital 3, LLC, dated January 23, 2015 (Asset Loan 1).
	10.9		Indemnity and Guaranty Agreement by IMH Financial Corporation in favor of Calmwater Capital 3, LLC, dated January 23, 2015 (Asset Loan 2).
	99.1		News Release

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: January 30, 2015

IMH FINANCIAL CORPORATION





	By:	/s/ *Lawrence D. Bain*
		Lawrence D. Bain Chief Executive Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K/A’ Filing	Date	Other Filings

Filed on / For Period End:	1/30/15	8-K
	1/29/15	8-K
	1/23/15
		List all Filings

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Filing Submission 0001628280-15-000397 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)