Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-K Annual Report HTML 296K
2: EX-10.76 Amendment to the Bank of New York Company, HTML 56K Inc.Supplemental Executive Retirement
4: EX-13.1 All Portions of 2014 Annual Report to Shareholders HTML 4.06M
5: EX-21.1 Primary Subsidiaries of the Company HTML 66K
6: EX-23.1 Consent of Kpmg LLP HTML 58K
7: EX-24.1 Power of Attorney HTML 62K
3: EX-12.1 Computation of Ratio of Earnings to Combined Fixed HTML 80K
Charges and Preferred Stock D
8: EX-31.1 Section 302 CEO Certification HTML 58K
9: EX-31.2 Section 302 CFO Certification HTML 58K
10: EX-32.1 Section 906 CEO Certification HTML 53K
11: EX-32.2 Section 906 CFO Certification HTML 53K
125: R1 Document and Entity Information HTML 82K
90: R2 Consolidated Income Statement HTML 263K
116: R3 Consolidated Income Statement (Parenthetical) HTML 56K
130: R4 Consolidated Comprehensive Income Statement HTML 121K
166: R5 Consolidated Comprehensive Income Statement HTML 55K
(Parenthetical)
95: R6 Consolidated Balance Sheet HTML 249K
115: R7 Consolidated Balance Sheet (Parenthetical) HTML 93K
82: R8 Consolidated Statement of Cash Flows HTML 249K
67: R9 Consolidated Statement of Changes in Equity HTML 167K
168: R10 Consolidated Statement of Changes in Equity HTML 62K
(Parenthetical)
132: R11 Summary of significant accounting and reporting HTML 149K
policies
131: R12 Accounting Changes and New Accounting Guidance HTML 129K
142: R13 Acquisitions and dispositions HTML 62K
143: R14 Securities HTML 604K
137: R15 Loans and Asset Quality HTML 579K
145: R16 Goodwill and Intangible Assets HTML 178K
117: R17 Other Assets HTML 101K
127: R18 Deposits HTML 57K
135: R19 Net Interest Revenue HTML 91K
181: R20 Noninterest Expense HTML 85K
158: R21 Restructuring Charges HTML 103K
106: R22 Income Taxes HTML 152K
134: R23 Long-Term Debt HTML 110K
111: R24 Securitizations and Variable Interest Entities HTML 113K
52: R25 Shareholders' Equity HTML 177K
160: R26 Other Comprehensive Income (Loss) HTML 179K
173: R27 Stock-Based Compensation HTML 138K
76: R28 Employee Benefit Plans HTML 618K
75: R29 Company Financial Information HTML 187K
80: R30 Fair Value Measurement HTML 952K
81: R31 Fair Value Option HTML 80K
83: R32 Commitments and Contingent Liabilities HTML 157K
33: R33 Derivative Instruments HTML 611K
155: R34 Lines of Businesses HTML 179K
102: R35 International Operations HTML 124K
107: R36 Supplemental information to the Consolidated HTML 64K
Statement of Cash Flows
59: R37 Summary of significant accounting and reporting HTML 281K
policies (Policies)
180: R38 Summary of significant accounting and reporting HTML 62K
policies Summary of significant accounting and
reporting policies (Tables)
18: R39 Accounting Changes and New Accounting Guidance HTML 128K
(Tables)
87: R40 Securities (Tables) HTML 604K
164: R41 Loans and Asset Quality (Tables) HTML 574K
56: R42 Goodwill and Intangible Assets (Tables) HTML 174K
74: R43 Other Assets (Tables) HTML 97K
79: R44 Net Interest Revenue (Tables) HTML 90K
91: R45 Noninterest Expense (Tables) HTML 84K
32: R46 Restructuring Charges (Tables) HTML 106K
66: R47 Income Taxes (Tables) HTML 151K
23: R48 Long-Term Debt (Tables) HTML 111K
162: R49 Securitizations and Variable Interest Entities HTML 118K
(Tables)
54: R50 Shareholders' Equity (Tables) HTML 162K
157: R51 Other Comprehensive Income (Loss) (Tables) HTML 178K
60: R52 Stock-Based Compensation (Tables) HTML 125K
88: R53 Employee Benefit Plans (Tables) HTML 613K
21: R54 Company Financial Information (Tables) HTML 175K
28: R55 Fair Value Measurement (Tables) HTML 927K
78: R56 Fair Value Option (Tables) HTML 80K
40: R57 Commitments and Contingent Liabilities (Tables) HTML 105K
169: R58 Derivative Instruments (Tables) HTML 401K
100: R59 Lines of Businesses (Tables) HTML 155K
139: R60 International Operations (Tables) HTML 123K
65: R61 Supplemental information to the Consolidated HTML 62K
Statement of Cash Flows (Tables)
70: R62 Summary of significant accounting and reporting HTML 93K
policies (Details)
151: R63 Summary of significant accounting and reporting HTML 69K
policies - Equity Method Investments (Details)
146: R64 Accounting Changes and New Accounting Guidance HTML 200K
(Details)
105: R65 Acquisitions and dispositions- Additional HTML 130K
Information (Detail)
149: R66 Securities-Amortized Cost, Gross Unrealized Gains HTML 316K
and Losses and Fair Value of Securities (Detail)
61: R67 Securities-Net Securities Gains (Losses) (Detail) HTML 61K
112: R68 Securities-Aggregate Fair Value of Investments HTML 329K
with Continuous Unrealized Loss Position (Detail)
172: R69 Securities-Maturity Distribution by Carrying HTML 225K
Amount and Yield (on Tax Equivalent Basis) of
Investment Securities Portfolio (Detail)
26: R70 Securities-Projected Weighted-Average Default HTML 64K
Rates and Loss Severities (Detail)
51: R71 Securities-Pre-Tax Net Securities Gains (Losses) HTML 89K
by Type (Detail)
89: R72 Securities-Debt Securities Credit Losses Roll HTML 65K
Forward Recorded in Earnings (Detail)
38: R73 Securities Pledged assets (Details) HTML 78K
178: R74 Loans and asset quality- Details of Loan HTML 132K
Distribution and Industry Concentrations of Credit
Risk (Detail)
57: R75 Loans and asset quality- Allowance for Credit HTML 368K
Losses Activity (Detail)
43: R76 Loans and asset quality- Nonperforming Assets HTML 79K
(Detail)
50: R77 Loans and asset quality- Lost Interest (Detail) HTML 63K
29: R78 Loans and asset quality- Information about HTML 189K
Impaired Loans (Detail)
34: R79 Loans and asset quality- Information about Past HTML 103K
Due Loans (Detail)
128: R80 Loans and asset quality- Troubled Debt HTML 78K
Restructurings (Detail)
48: R81 Loans and asset quality- Credit Quality Indicators HTML 97K
- Wealth Management Loans and Mortgages - Credit
Risk Profile by Internally Assigned Grade (Detail)
170: R82 Loans and asset quality- Additional Information HTML 130K
(Detail)
85: R83 Goodwill and Intangible Assets-Goodwill by HTML 88K
Business Segment (Detail)
136: R84 Goodwill and Intangible Assets-Intangible Assets HTML 97K
by Business Segment (Detail)
148: R85 Goodwill and Intangible Assets-Intangible Assets HTML 108K
by Type (Detail)
45: R86 Goodwill and Intangible Assets-Estimated Annual HTML 65K
Amortization Expense (Detail)
49: R87 Goodwill and Intangible Assets Additional HTML 77K
Information (Details)
167: R88 Other Assets (Detail) HTML 92K
39: R89 Other Assets - Seed Capital and Private Equity HTML 86K
Investments Valued Using Net Asset Value (Detail)
129: R90 Other Assets - Additional Information (Details) HTML 76K
120: R91 Deposits - Additional Information (Detail) HTML 72K
153: R92 Net Interest Revenue (Detail) HTML 119K
119: R93 Noninterest Expense (Detail) HTML 107K
96: R94 Restructuring Charges- Additional Information HTML 88K
(Detail)
161: R95 Restructuring Charges- by Business Segment HTML 84K
(Detail)
92: R96 Restructuring Charges- Activity in Restructuring HTML 93K
Reserve (Detail)
58: R97 Income Taxes - Provision (Benefit) for Income HTML 97K
Taxes from Continuing Operations (Detail)
108: R98 Income Taxes - Components of Income (Loss) before HTML 62K
Taxes (Detail)
101: R99 Income Taxes - Components of Net Deferred Tax HTML 94K
Liability (Detail)
77: R100 Income Taxes - Reconciliation of Statutory Federal HTML 97K
Income Tax Rate to Effective Income Tax Rate
(Detail)
182: R101 Income Taxes - Unrecognized Tax Positions (Detail) HTML 76K
150: R102 Income Taxes - Additional Information (Detail) HTML 85K
118: R103 Long-term Debt (Detail) HTML 88K
31: R104 Long-Term Debt - Summary of Trust Preferred HTML 80K
Securities Issued by Trusts (Detail)
163: R105 Long-Term Debt - Additional Information (Detail) HTML 75K
171: R106 Securitizations and Variable Interest Entities- HTML 125K
Incremental Assets and Liabilities of Variable
Interest Entities Included in Consolidated
Financial Statements (Detail)
165: R107 Securitizations and Variable Interest Entities- HTML 65K
Non-consolidated Variable Interest Entities
(Detail)
113: R108 Shareholders' Equity - Additional Information HTML 155K
(Detail)
41: R109 Shareholders' Equity Preferred Stock Summary HTML 110K
(Details)
141: R110 Shareholders' Equity Capital adequacy (Details) HTML 245K
63: R111 Other Comprehensive Income (Loss) - Components of HTML 317K
Other Comprehensive Income (Detail)
20: R112 Stock-Based Compensation - Additional Information HTML 138K
(Detail)
94: R113 Stock-Based Compensation - Weighted Average HTML 63K
Assumptions In Lattice-Based Binomial Method
(Detail)
86: R114 Stock-Based Compensation - Summary of Stock Option HTML 101K
Activity (Detail)
159: R115 Stock-Based Compensation - Stock Options HTML 104K
Outstanding (Detail)
69: R116 Stock-Based Compensation - Aggregate Intrinsic HTML 58K
Value of Options (Detail)
175: R117 Stock-Based Compensation - Nonvested Restricted HTML 81K
Stock and Restricted Stock Units Activity (Detail)
35: R118 Employee Benefit Plans - Combined Data for HTML 232K
Domestic and Foreign Defined Benefit Pension and
Post Retirement Healthcare Plans (Detail)
124: R119 Employee Benefit Plans - Net Periodic Benefit Cost HTML 166K
(Credit) (Details)
147: R120 Employee Benefit Plans - Changes in Other HTML 108K
Comprehensive Income (Loss) (Details)
24: R121 Employee Benefit Plans - Amounts Expected to be HTML 64K
Recognized in Net Periodic Benefit Income (Cost)
(Details)
121: R122 Employee Benefit Plans - Defined Benefit Plan HTML 78K
Funded Status of Plan (Details)
109: R123 Employee Benefit Plans - Plans with Obligations in HTML 73K
Excess of Plan Assets (Details)
27: R124 Employee Benefit Plans - Benefit Payments for BNY HTML 93K
Mellons Pension and Healthcare Plans Expected to
be Paid (Details)
126: R125 Employee Benefit Plans - Pension Investment Asset HTML 90K
Allocation (Detail)
177: R126 Employee Benefit Plans - Pension Plan Investment HTML 229K
Assets Measured at Fair Value on Recurring Basis
(Detail)
36: R127 Employee Benefit Plans - Rollforward of Plan HTML 179K
Investment Assets Including Change in Fair Value
Classified in Level 3 of Valuation Hierarchy
(Detail)
71: R128 Employee Benefit Plans - Pension Plan Assets HTML 81K
Valued Using Net Asset Value (Detail)
154: R129 Employee Benefit Plans - Additional Information HTML 131K
(Detail)
176: R130 Company Financial Information Condensed Income HTML 134K
Statement Parent Corporation (Details)
104: R131 Company Financial Information Condensed Balance HTML 123K
Sheet Parent Corporation (Details)
122: R132 Company Financial Information Condensed Statement HTML 192K
of Cash Flows Parent Corporation (Details)
37: R133 Company Financial Information - Additional HTML 88K
Information (Details)
42: R134 Fair Value Measurement- Additional Information HTML 66K
(Detail)
93: R135 Fair Value Measurement-Assets and Liabilities HTML 626K
Measured at Fair Value on Recurring Basis (Detail)
73: R136 Fair Value Measurement- Details of Certain Items HTML 359K
Measured at Fair Value on Recurring Basis (Detail)
144: R137 Fair Value Measurement- Significant Unobservable HTML 194K
Inputs (Detail)
98: R138 Fair Value Measurement- Assets Measured at Fair HTML 80K
Value on Nonrecurring Basis (Detail)
68: R139 Fair Value Measurement- Quantitative Information HTML 110K
about Level 3 Fair Value Measurements of Assets
(Detail)
99: R140 Fair Value Measurement- Quantitative Information HTML 75K
about Level 3 Fair Value Measurements of
Liabilities (Detail)
53: R141 Fair Value Measurement- Carrying Amount and Fair HTML 149K
Value of Financial Instruments (Detail)
19: R142 Fair Value Measurement- Summary of Carrying Amount HTML 73K
of Hedged Financial Instruments, Related Notional
Amount of Hedge and Estimated Fair Value of
Derivatives (Detail)
156: R143 Fair Value Option- Assets and Liabilities, by HTML 71K
Type, of Consolidated Investment Management Funds
Recorded at Fair Value (Detail)
133: R144 Fair Value Option- Changes in Fair Value of HTML 55K
Long-term Debt Included in Foreign Exchange and
Other Trading Revenue (Detail)
46: R145 Fair Value Option- Additional Information (Detail) HTML 65K
123: R146 Commitments and Contingent Liabilities- HTML 110K
Significant Industry Concentrations Related to
Credit Exposure (Detail)
103: R147 Commitments and Contingent Liabilities- Summary of HTML 74K
Off-Balance Sheet Credit Risks, Net of
Participations (Detail)
44: R148 Commitments and Contingent Liabilities- Standby HTML 58K
Letters of Credits by Investment Grade (Detail)
47: R149 Commitments and Contingent Liabilities- Additional HTML 132K
Information (Detail)
138: R150 Derivative Instruments- Additional Information HTML 112K
(Detail)
64: R151 Derivative Instruments- Ineffectiveness Related to HTML 73K
Derivatives and Hedging Relationships Recorded in
Income (Detail)
22: R152 Derivative Instruments- Impact of Derivative HTML 128K
Instruments on Balance Sheet (Detail)
114: R153 Derivative Instruments- Impact of Derivative HTML 130K
Instruments on Income Statement (Detail)
140: R154 Derivative Instruments- Revenue from Foreign HTML 69K
Exchange and Other Trading (Detail)
30: R155 Derivative Instruments- Fair Value of Derivative HTML 69K
Contracts Falling under Early Termination
Provisions in Net Liability Position (Detail)
55: R156 Derivative Instruments- Offsetting (Details) HTML 305K
179: R157 Lines of Businesses- Additional Information HTML 65K
(Detail)
62: R158 Lines of Businesses- Contribution of Segments to HTML 138K
Overall Profitability (Detail)
84: R159 International Operations - Foreign Revenue, Income HTML 110K
before Income Taxes, Net Income and Assets from
Foreign Operations (Detail)
97: R160 International Operations (Details) HTML 71K
152: R161 Supplemental information to the Consolidated HTML 65K
Statement of Cash Flows- Noncash Investing and
Financing Transactions that are Not Reflected in
Consolidated Statement of Cash Flows (Detail)
174: XML IDEA XML File -- Filing Summary XML 294K
25: EXCEL IDEA Workbook of Financial Reports XLSX 1.23M
72: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 11.42M
12: EX-101.INS XBRL Instance -- bk-20141231 XML 18.59M
14: EX-101.CAL XBRL Calculations -- bk-20141231_cal XML 723K
15: EX-101.DEF XBRL Definitions -- bk-20141231_def XML 2.53M
16: EX-101.LAB XBRL Labels -- bk-20141231_lab XML 5.15M
17: EX-101.PRE XBRL Presentations -- bk-20141231_pre XML 3.36M
13: EX-101.SCH XBRL Schema -- bk-20141231 XSD 562K
110: ZIP XBRL Zipped Folder -- 0001628280-15-001194-xbrl Zip 1.09M
‘EX-10.76’ — Amendment to the Bank of New York Company, Inc.Supplemental Executive Retirement
AMENDMENT TO THE BANK OF NEW YORK COMPANY, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
WHEREAS, The Bank of New York Company, Inc. adopted the Supplemental Executive Retirement Plan (the “Plan”) effective as of June 9, 1992 and such Plan has been amended from time to time thereafter;
WHEREAS, The Bank of New York Mellon Corporation (the “Company”) is the successor in interest by merger to The Bank of New York Company,
Inc.;
WHEREAS, Section 9 of the Plan provides that the Company’s Board of Directors (the “Board”) may amend the Plan; and
WHEREAS, the Human Resources and Compensation Committee of the Board (the “Committee”) has been delegated full authority by the Board to amend the Plan on behalf of the Board; and
WHEREAS, the Committee desires to amend the Plan to freeze all accruals under the Plan as of December 31, 2014.
NOW, THEREFORE, the Plan is hereby amended as follows:
1.Section 5(a). A new
Section 5(a) is hereby inserted, with all subsequent subsections renumbered accordingly, and shall be as follows:
“5. Benefit.
(a) Notwithstanding anything to the contrary, the Benefits accrued under the Plan for Participants will be frozen effective December 31, 2014, and, for the avoidance of doubt, Average Final Total Compensation, Average Final Salary, Bonus and Credited Service will be determined only through December 31, 2014 (or such earlier date as provided in the definitions of such terms).”
2. Capitalized terms not otherwise defined herein will have the meanings ascribed to them in the Plan. Except as otherwise expressly amended herein, the Plan will remain in full force
and effect.
3. This Amendment will become immediately effective as of the execution date.
IN WITNESS WHEREOF, The Bank of New York Mellon Corporation has caused this Amendment to be executed by its duly authorized officers as of December 19, 2014.
