SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Aon plc – ‘10-Q’ for 6/30/17 – ‘EX-10.1’

On:  Friday, 8/4/17, at 5:12pm ET   ·   For:  6/30/17   ·   Accession #:  1628280-17-8138   ·   File #:  1-07933

Previous ‘10-Q’:  ‘10-Q’ on 5/9/17 for 3/31/17   ·   Next:  ‘10-Q’ on 10/27/17 for 9/30/17   ·   Latest:  ‘10-Q’ on 4/26/24 for 3/31/24   ·   4 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/04/17  Aon plc                           10-Q        6/30/17   98:18M                                    Workiva Inc Wde… FA01/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   1.19M 
 2: EX-10.1     Material Contract -- exhibit101                     HTML     32K 
 3: EX-10.2     Material Contract -- exhibit102                     HTML    116K 
 4: EX-10.3     Material Contract -- exhibit103                     HTML     51K 
 5: EX-12.1     Statement re: Computation of Ratios                 HTML     47K 
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     34K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     34K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML     28K 
 9: EX-32.2     Certification -- §906 - SOA'02                      HTML     28K 
16: R1          Document and Entity Information                     HTML     46K 
17: R2          Condensed Consolidated Statements of Income         HTML    115K 
                (Unaudited)                                                      
18: R3          Condensed Consolidated Statements of Comprehensive  HTML     58K 
                Income (Unaudited)                                               
19: R4          Condensed Consolidated Statements of Financial      HTML    132K 
                Position (Unaudited)                                             
20: R5          Condensed Consolidated Statements of Financial      HTML     34K 
                Position (Unaudited) (Parenthetical)                             
21: R6          Condensed Consolidated Statement of Shareholders'   HTML     80K 
                Equity (Unaudited)                                               
22: R7          Condensed Consolidated Statements of Cash Flows     HTML    141K 
                (Unaudited)                                                      
23: R8          Basis of Presentation                               HTML     39K 
24: R9          Accounting Principles and Practices                 HTML     52K 
25: R10         Discontinued Operations                             HTML    105K 
26: R11         Cash and Cash Equivalents and Short-term            HTML     33K 
                Investments                                                      
27: R12         Other Financial Data                                HTML    106K 
28: R13         Acquisitions and Dispositions of Businesses         HTML     59K 
29: R14         Restructuring                                       HTML     66K 
30: R15         Goodwill and Other Intangible Assets                HTML     73K 
31: R16         Debt                                                HTML     38K 
32: R17         Income Taxes                                        HTML     33K 
33: R18         Shareholders' Equity                                HTML     79K 
34: R19         Employee Benefits                                   HTML    120K 
35: R20         Share-Based Compensation Plans                      HTML     82K 
36: R21         Derivatives and Hedging                             HTML    155K 
37: R22         Fair Value Measurements and Financial Instruments   HTML    114K 
38: R23         Commitments and Contingencies                       HTML     59K 
39: R24         Segment Information                                 HTML     56K 
40: R25         Guarantee of Registered Securities                  HTML   1.19M 
41: R26         Accounting Principles and Practices (Policies)      HTML     69K 
42: R27         Discontinued Operations (Tables)                    HTML    103K 
43: R28         Other Financial Data (Tables)                       HTML    114K 
44: R29         Acquisitions and Dispositions of Businesses         HTML     45K 
                (Tables)                                                         
45: R30         Restructuring (Tables)                              HTML     66K 
46: R31         Goodwill and Other Intangible Assets (Tables)       HTML     70K 
47: R32         Shareholders' Equity (Tables)                       HTML     72K 
48: R33         Employee Benefits (Tables)                          HTML    113K 
49: R34         Share-Based Compensation Plans (Tables)             HTML     82K 
50: R35         Derivatives and Hedging (Tables)                    HTML    147K 
51: R36         Fair Value Measurements and Financial Instruments   HTML    108K 
                (Tables)                                                         
52: R37         Segment Information (Tables)                        HTML     52K 
53: R38         Guarantee of Registered Securities (Tables)         HTML   1.18M 
54: R39         Basis of Presentation Basis of Presentation -       HTML     33K 
                Narrative (Details)                                              
55: R40         Accounting Principles and Practices (Narrative)     HTML     42K 
                (Details)                                                        
56: R41         Discontinued Operations (Details)                   HTML     51K 
57: R42         Discontinued Operations Income Statement (Details)  HTML     70K 
58: R43         Discontinued Operations Balance Sheet (Details)     HTML     73K 
59: R44         Cash and Cash Equivalents and Short-term            HTML     36K 
                Investments (Details)                                            
60: R45         Other Financial Data - Schedule of Other Income     HTML     42K 
                (Details)                                                        
61: R46         Other Financial Data - Schedule of Allowance for    HTML     39K 
                Doubtful Accounts (Details)                                      
62: R47         Other Financial Data - Schedule of Other Current    HTML     39K 
                Assets (Details)                                                 
63: R48         Other Financial Data - Schedule of Other            HTML     36K 
                Non-current Assets (Details)                                     
64: R49         Other Financial Data - Schedule of Other Current    HTML     41K 
                Liabilities (Details)                                            
65: R50         Other Financial Data - Schedule of Other            HTML     45K 
                Non-current Liabilities (Details)                                
66: R51         Acquisitions and Dispositions of Businesses -       HTML     72K 
                Acquisitions (Details)                                           
67: R52         Acquisitions and Dispositions of Businesses -       HTML     34K 
                Dispositions (Details)                                           
68: R53         Restructuring Narrative (Details)                   HTML     56K 
69: R54         Restructuring - Schedule of Restructuring and       HTML     54K 
                Related Expenses (Details)                                       
70: R55         Restructuring - Schedule of Restructuring Reserve   HTML     39K 
                (Details)                                                        
71: R56         Goodwill and Other Intangible Assets Rollforward    HTML     39K 
                (Details)                                                        
72: R57         Goodwill and Other Intangible Assets (Details 2)    HTML     92K 
73: R58         Debt (Details)                                      HTML     71K 
74: R59         Income Taxes (Details)                              HTML     35K 
75: R60         Shareholders' Equity (Details)                      HTML     68K 
76: R61         Shareholders' Equity (Details 2)                    HTML     67K 
77: R62         Employee Benefits (Details)                         HTML     71K 
78: R63         Share-Based Compensation Plans - Share-based        HTML     38K 
                compensation expenses recognized (Details)                       
79: R64         Share-Based Compensation Plans - Restricted share   HTML     67K 
                unit activity (Details)                                          
80: R65         Share-Based Compensation Plans - Performance Share  HTML     36K 
                Awards Narrative (Details)                                       
81: R66         Share-Based Compensation Plans - Schedule of        HTML     38K 
                Performance-based plans (Details)                                
82: R67         Derivatives and Hedging - Foreign Exchange Risk     HTML     34K 
                Management Narrative (Details)                                   
83: R68         Derivatives and Hedging - Interest Rate Management  HTML     35K 
                Risk Narrative (Details)                                         
84: R69         Derivatives and Hedging - Notional and fair values  HTML     79K 
                of derivative instruments (Details)                              
85: R70         Derivatives and Hedging - Schedule of amounts of    HTML     47K 
                derivative gains (losses) recognized in the                      
                Consolidated Financial Statements (Details)                      
86: R71         Derivatives and Hedging - Foreign Hedge (Details)   HTML     31K 
87: R72         Fair Value Measurements and Financial Instruments   HTML     69K 
                - Schedule of assets and liabilities that are                    
                measured at fair value on a recurring basis                      
                (Details)                                                        
88: R73         Fair Value Measurements and Financial Instruments   HTML     36K 
                - Schedule of financial instruments where the                    
                carrying amounts and fair values differ (Details)                
89: R74         Commitments and Contingencies (Details)             HTML    128K 
90: R75         Segment Information (Details)                       HTML     52K 
91: R76         Guarantee of Registered Securities (Narrative)      HTML     57K 
                (Details)                                                        
92: R77         Guarantee of Registered Securities - Condensed      HTML    133K 
                Consolidating Statement of Income (Details)                      
93: R78         Guarantee of Registered Securities - Condensed      HTML     87K 
                Consolidating Statement of Comprehensive Income                  
                (Details)                                                        
94: R79         Guarantee of Registered Securities - Condensed      HTML    190K 
                Consolidating Statement of Financial Position                    
                (Details)                                                        
95: R80         Guarantee of Registered Securities - Condensed      HTML    157K 
                Consolidating Statement of Cash Flows (Details)                  
97: XML         IDEA XML File -- Filing Summary                      XML    174K 
96: EXCEL       IDEA Workbook of Financial Reports                  XLSX    124K 
10: EX-101.INS  XBRL Instance -- aon-20170331                        XML   6.48M 
12: EX-101.CAL  XBRL Calculations -- aon-20170331_cal                XML    344K 
13: EX-101.DEF  XBRL Definitions -- aon-20170331_def                 XML    974K 
14: EX-101.LAB  XBRL Labels -- aon-20170331_lab                      XML   1.99M 
15: EX-101.PRE  XBRL Presentations -- aon-20170331_pre               XML   1.33M 
11: EX-101.SCH  XBRL Schema -- aon-20170331                          XSD    207K 
98: ZIP         XBRL Zipped Folder -- 0001628280-17-008138-xbrl      Zip    388K 


‘EX-10.1’   —   Material Contract — exhibit101


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C:   C: 
  Exhibit  
EXHIBIT 10.1

SECOND AMENDMENT TO THE
AON DEFERRED COMPENSATION PLAN
This Second Amendment (the “Amendment”) to the Aon Deferred Compensation Plan, as amended and restated effective November 17, 2016 (the “Plan”), is adopted by Aon Corporation, a Delaware corporation (the “Company”) and wholly owned subsidiary of Aon plc (“Aon”), to be effective as set forth below.
RECITALS
WHEREAS, pursuant to Section 6.05 of the Plan, the Board of Directors of the Company (the “Board”) has the authority to amend the Plan, and, pursuant to Section 1.04 of the Plan, the Organization and Compensation Committee of Aon (the “OCC“) has authority to act for the Board with respect to the Plan; and
WHEREAS, pursuant to resolutions of the OCC dated March 30, 2017, the OCC has delegated authority to Company management authority to amend the Plan in the manner set forth below.
NOW, THEREFORE, pursuant to such delegation of authority by the OCC, the Plan is hereby amended, effective as of the date hereof, by adding the following as a new Supplement A to the Plan:
SUPPLEMENT A
SPECIAL PROVISIONS IN CONNECTION WITH PLAN SPIN-OFF

Pursuant to the purchase agreement entered into between Aon plc and Tempo Acquisition, LLC dated as of February 9, 2017 (the “Purchase Agreement”), upon the closing of the transactions contemplated by the Purchase Agreement, the Plan will spin off the benefit obligations associated with the “Transferred Participants” (as defined below) to the Hewitt Associates LLC Deferred Compensation Plan (the “Newco Plan”) established by Hewitt Associates LLC (“Newco”).
A “Transferred Participant” is any individual who (i) after taking into account any employment transfers contemplated by the Purchase Agreement, is employed by Newco or any of its subsidiaries immediately after the “Closing Date” (as defined in the Purchase Agreement), and (ii) immediately prior to the Closing Date, either had an Account under the Plan or had made a valid deferral election under Section 3 of the Plan.
Notwithstanding any provision in this Plan to the contrary, it is the intent of the Company that, with respect to any Transferred Participant, the associated benefit obligations, elections (including elections to defer compensation, notional investment elections, and distribution elections) and beneficiary designations under the Plan be transferred from the Plan to the Newco Plan, and the provisions in this Plan shall be interpreted consistent with such intent. For the avoidance of doubt, the transactions contemplated by the Purchase Agreement do not constitute a “separation from service” for purposes of Section 409A of the Code, with respect to any Transferred Participant. Effective as of the Closing Date, Transferred Participants shall cease to be Participants in the Plan.
Notwithstanding any provision in the Plan to the contrary, the Committee shall have the authority to make any other modifications to the extent necessary or appropriate to satisfy the intent of the Plan spin-off described above.

1


EXHIBIT 10.1


IN WITNESS WHEREOF, the Company has caused this Second Amendment to be executed on its behalf by its duly authorized officers, this 19th day of April, 2017.

AON CORPORATION                    

By:                            

___/s/ Anthony Goland___________________________                
Anthony Goland
Executive Vice President and
Chief Human Resources Officer


2


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:8/4/178-K
For Period end:6/30/17
3/30/174
2/9/178-K,  SC 13G,  SC 13G/A
11/17/16
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/16/24  Aon plc                           10-K       12/31/23  141:142M                                   Workiva Inc Wde… FA01/FA
 2/17/23  Aon plc                           10-K       12/31/22  135:18M                                    Workiva Inc Wde… FA01/FA
 2/18/22  Aon plc                           10-K       12/31/21  141:20M                                    Workiva Inc Wde… FA01/FA
 2/19/21  Aon plc                           10-K       12/31/20  138:19M                                    Workiva Inc Wde… FA01/FA
Top
Filing Submission 0001628280-17-008138   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Mon., Apr. 29, 7:07:35.1pm ET