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Iteris, Inc. – ‘10-K/A’ for 3/31/21 – ‘EX-31.4’

On:  Monday, 6/7/21, at 5:30pm ET   ·   For:  3/31/21   ·   Accession #:  1628280-21-11762   ·   File #:  1-08762

Previous ‘10-K’:  ‘10-K’ on 6/1/21 for 3/31/21   ·   Next:  ‘10-K’ on 6/1/22 for 3/31/22   ·   Latest:  ‘10-K’ on 6/29/23 for 3/31/23   ·   23 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/07/21  Iteris, Inc.                      10-K/A      3/31/21  104:11M                                    Workiva Inc Wde… FA01/FA

Amendment to Annual Report   —   Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Amendment to Annual Report                          HTML   1.07M 
 2: EX-23.2     Consent of Expert or Counsel                        HTML     29K 
 3: EX-31.3     Certification -- §302 - SOA'02                      HTML     31K 
 4: EX-31.4     Certification -- §302 - SOA'02                      HTML     31K 
11: R1          Cover                                               HTML     97K 
12: R2          Consolidated Balance Sheets                         HTML    139K 
13: R3          Consolidated Balance Sheets (Parenthetical)         HTML     49K 
14: R4          Consolidated Statements of Operations               HTML    140K 
15: R5          Consolidated Statements of Stockholders' Equity     HTML    100K 
16: R6          Consolidated Statements of Cash Flows               HTML    153K 
17: R7          Description of Business and Summary of Significant  HTML    110K 
                Accounting Policies                                              
18: R8          Supplementary Financial Information                 HTML    137K 
19: R9          Discontinued Operations                             HTML     94K 
20: R10         Restructuring Activities                            HTML     49K 
21: R11         Fair Value Measurements                             HTML     88K 
22: R12         Income Taxes                                        HTML     99K 
23: R13         Commitments and Contingencies                       HTML     33K 
24: R14         Right-of-Use Assets and Lease Liabilities           HTML     70K 
25: R15         Stockholders' Equity                                HTML     39K 
26: R16         Employee Benefit Plans                              HTML     96K 
27: R17         Stock Repurchase Program                            HTML     33K 
28: R18         Acquisitions                                        HTML     90K 
29: R19         Business Segments, Significant Customer and         HTML     91K 
                Geographic Information                                           
30: R20         Quarterly Financial Data (Unaudited)                HTML     62K 
31: R21         Description of Business and Summary of Significant  HTML    151K 
                Accounting Policies (Policies)                                   
32: R22         Description of Business and Summary of Significant  HTML     48K 
                Accounting Policies (Tables)                                     
33: R23         Supplementary Financial Information (Tables)        HTML    152K 
34: R24         Discontinued Operations (Tables)                    HTML     94K 
35: R25         Restructuring Activities (Tables)                   HTML     49K 
36: R26         Fair Value Measurements (Tables)                    HTML     85K 
37: R27         Income Taxes (Tables)                               HTML     99K 
38: R28         Right-of-Use Assets and Lease Liabilities (Tables)  HTML     71K 
39: R29         Stockholders' Equity (Tables)                       HTML     35K 
40: R30         Employee Benefit Plans (Tables)                     HTML     90K 
41: R31         Acquisitions (Tables)                               HTML     85K 
42: R32         Business Segments, Significant Customer and         HTML     87K 
                Geographic Information (Tables)                                  
43: R33         Quarterly Financial Data (Unaudited) (Tables)       HTML     62K 
44: R34         Description of Business and Summary of Significant  HTML     74K 
                Accounting Policies - Acquisitions and                           
                Divestitures (Details)                                           
45: R35         Description of Business and Summary of Significant  HTML     33K 
                Accounting Policies - Restructuring Activities                   
                (Details)                                                        
46: R36         Description of Business and Summary of Significant  HTML     32K 
                Accounting Policies - Revenue Recognition                        
                (Details)                                                        
47: R37         Description of Business and Summary of Significant  HTML     47K 
                Accounting Policies - Concentration of Credit Risk               
                (Details)                                                        
48: R38         Description of Business and Summary of Significant  HTML     40K 
                Accounting Policies - Cash, Cash Equivalents and                 
                Restricted Cash Presented (Details)                              
49: R39         Description of Business and Summary of Significant  HTML     33K 
                Accounting Policies - Accounts Receivable and                    
                Allowance for Doubtful Accounts (Details)                        
50: R40         Description of Business and Summary of Significant  HTML     36K 
                Accounting Policies - Property and Equipment                     
                (Details)                                                        
51: R41         Description of Business and Summary of Significant  HTML     33K 
                Accounting Policies - Goodwill and Impairment of                 
                Long-Lived Assets (Details)                                      
52: R42         Description of Business and Summary of Significant  HTML     34K 
                Accounting Policies - Warranty (Details)                         
53: R43         Supplementary Financial Information - Inventories,  HTML     53K 
                Property and Equipment (Details)                                 
54: R44         Supplementary Financial Information - Narrative     HTML     55K 
                (Details)                                                        
55: R45         Supplementary Financial Information - Intangible    HTML     48K 
                Assets (Details)                                                 
56: R46         Supplementary Financial Information - Future        HTML     44K 
                Estimated Amortization Expense (Details)                         
57: R47         Supplementary Financial Information - Goodwill      HTML     46K 
                (Details)                                                        
58: R48         Supplementary Financial Information - Warranty      HTML     37K 
                Reserve Activity (Details)                                       
59: R49         Supplementary Financial Information - Earnings      HTML     89K 
                (loss) per Share (Details)                                       
60: R50         Supplementary Financial Information - Earnings      HTML     37K 
                (loss) per Share Excluded Weighted Average                       
                (Details)                                                        
61: R51         Discontinued Operations - Narrative (Details)       HTML     53K 
62: R52         Discontinued Operations - Assets and Liabilities    HTML     90K 
                Held for Sale (Details)                                          
63: R53         Discontinued Operations - Results of Operations     HTML     83K 
                Included in Net Income (Loss) From Discontinued                  
                Operations (Details)                                             
64: R54         Discontinued Operations - Gain Recorded on Sale     HTML     69K 
                (Details)                                                        
65: R55         Restructuring Activities (Details)                  HTML     40K 
66: R56         Restructuring Activities - Restructuring and        HTML     48K 
                Severance Costs for our Reportable Segments                      
                (Details)                                                        
67: R57         Restructuring Activities - Restructuring            HTML     38K 
                Activities (Details)                                             
68: R58         Fair Value Measurements (Details)                   HTML     81K 
69: R59         Fair Value Measurements - Narrative (Details)       HTML     42K 
70: R60         Income Taxes - Components of Current and Deferred   HTML     61K 
                Federal and State Income Tax (Benefit) Provision                 
                (Details)                                                        
71: R61         Income Taxes - Reconciliation and Components        HTML     88K 
                (Details)                                                        
72: R62         Income Taxes - Narrative (Details)                  HTML     53K 
73: R63         Income Taxes - Unrecognized Tax Benefits (Details)  HTML     42K 
74: R64         Right-of-Use Assets and Lease Liabilities -         HTML     50K 
                Narrative (Details)                                              
75: R65         Right-of-Use Assets and Lease Liabilities -         HTML     54K 
                Related Assets and Liabilities on the Balance                    
                Sheet (Details)                                                  
76: R66         Right-of-Use Assets and Lease Liabilities -         HTML     39K 
                Supplemental Information (Details)                               
77: R67         Right-of-Use Assets and Lease Liabilities -         HTML     74K 
                Undiscounted Cash Flows (Details)                                
78: R68         Stockholders' Equity - Narrative (Details)          HTML     42K 
79: R69         Stockholders' Equity (Details)                      HTML     43K 
80: R70         Employee Benefit Plans - Stock Incentive Plan,      HTML     66K 
                Stock Options and RSUs (Details)                                 
81: R71         Employee Benefit Plans - Summary of Activity in     HTML     67K 
                the Omnibus Incentive Plans (Details)                            
82: R72         Employee Benefit Plans - Summary of Activity of     HTML     63K 
                RSUs (Details)                                                   
83: R73         Employee Benefit Plans - Stock Based Compensation   HTML     56K 
                Expense (Details)                                                
84: R74         Employee Benefit Plans - Stock Options Granted      HTML     48K 
                (Details)                                                        
85: R75         Employee Benefit Plans - Employee Incentive         HTML     39K 
                Programs (Details)                                               
86: R76         Employee Benefit Plans - Other Stock-Based          HTML     75K 
                Compensation Plans (Details)                                     
87: R77         Stock Repurchase Program (Details)                  HTML     58K 
88: R78         Acquisitions (Details)                              HTML     55K 
89: R79         Acquisitions - TrafficCast Fair Value of the        HTML     43K 
                Consideration Transferred (Details)                              
90: R80         Acquisitions - TrafficCast Purchase Price           HTML     68K 
                Allocation (Details)                                             
91: R81         Acquisitions - TrafficCast Fair Values and Useful   HTML     40K 
                Lives of the Identifiable Intangible Assets                      
                (Details)                                                        
92: R82         Acquisitions - Purchase Price Allocation (Details)  HTML     65K 
93: R83         Acquisitions - Fair Values and Useful Lives of the  HTML     40K 
                Identifiable Intangible Assets (Details)                         
94: R84         Acquisitions - Acquisition-Related Costs (Details)  HTML     46K 
95: R85         Acquisitions - Pro Forma Financial Information      HTML     41K 
                (Details)                                                        
96: R86         Business Segments, Significant Customer and         HTML     60K 
                Geographic Information - Business Segments                       
                (Details)                                                        
97: R87         Business Segments, Significant Customer and         HTML     51K 
                Geographic Information - Reconciliation of Total                 
                Segment (Details)                                                
98: R88         Business Segments, Significant Customer and         HTML     39K 
                Geographic Information - Concentration Risk                      
                (Details)                                                        
99: R89         Business Segments, Significant Customer and         HTML     39K 
                Geographic Information - Percentage of Revenue by                
                Geographic Region (Details)                                      
100: R90         Quarterly Financial Data (Unaudited) (Details)      HTML     64K  
102: XML         IDEA XML File -- Filing Summary                      XML    199K  
10: XML         XBRL Instance -- iti-20210331_htm                    XML   2.99M 
101: EXCEL       IDEA Workbook of Financial Reports                  XLSX    142K  
 6: EX-101.CAL  XBRL Calculations -- iti-20210331_cal                XML    384K 
 7: EX-101.DEF  XBRL Definitions -- iti-20210331_def                 XML   1.08M 
 8: EX-101.LAB  XBRL Labels -- iti-20210331_lab                      XML   2.34M 
 9: EX-101.PRE  XBRL Presentations -- iti-20210331_pre               XML   1.54M 
 5: EX-101.SCH  XBRL Schema -- iti-20210331                          XSD    234K 
103: JSON        XBRL Instance as JSON Data -- MetaLinks              539±   820K  
104: ZIP         XBRL Zipped Folder -- 0001628280-21-011762-xbrl      Zip    397K  


‘EX-31.4’   —   Certification — §302 – SOA’02


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Exhibit 31.4
CERTIFICATION PURSUANT TO
SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002
I, Douglas L. Groves, certify that:
1.I have reviewed this Amendment No. 1 on Form 10-K/A to the annual report on Form 10-K of Iteris, Inc. for fiscal year ended March 31, 2021; and
2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report.
/s/ DOUGLAS L. GROVES
Senior Vice President and Chief Financial Officer
(Principal Financial Officer)


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K/A’ Filing    Date    Other Filings
Filed on:6/7/21
For Period end:3/31/2110-K
 List all Filings 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/12/21  Iteris, Inc.                      S-8        11/12/21    3:88K                                    Toppan Merrill/FA
 7/30/21  Iteris, Inc.                      S-3/A                  2:65K                                    Toppan Merrill/FA
 6/08/21  Iteris, Inc.                      S-3                    4:799K                                   Toppan Merrill/FA


20 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/01/21  Iteris, Inc.                      10-K        3/31/21  107:16M
 2/02/21  Iteris, Inc.                      10-Q       12/31/20   80:9.8M
12/07/20  Iteris, Inc.                      8-K:1,5,9  12/07/20   17:28M
 8/04/20  Iteris, Inc.                      10-Q        6/30/20   76:8.9M                                   Toppan Merrill/FA
 6/09/20  Iteris, Inc.                      10-K        3/31/20   84:10M                                    Toppan Merrill-FA
 5/06/20  Iteris, Inc.                      8-K:2,9     4/30/20    2:567K                                   Toppan Merrill/FA
12/04/19  Iteris, Inc.                      8-K:5,9    12/03/19    3:69K                                    Toppan Merrill/FA
 7/09/19  Iteris, Inc.                      8-K:2,3,7,9 7/02/19    3:84K                                    Toppan Merrill/FA
 6/06/19  Iteris, Inc.                      10-K        3/31/19   78:13M                                    Toppan Merrill-FA
11/06/18  Iteris, Inc.                      S-8        11/06/18    4:333K                                   Toppan Merrill/FA
10/15/18  Iteris, Inc.                      8-K:5,9    10/11/18    2:95K                                    Toppan Merrill/FA
 8/07/18  Iteris, Inc.                      10-Q        6/30/18   55:5.5M                                   Toppan Merrill/FA
 6/07/18  Iteris, Inc.                      10-K        3/31/18   82:10M                                    Toppan Merrill-FA
 9/22/15  Iteris, Inc.                      8-K:5,9     9/22/15    3:141K                                   Toppan Merrill/FA
 9/04/14  Iteris, Inc.                      10-K        3/31/14   76:10M                                    Toppan Merrill-FA
 6/11/12  Iteris, Inc.                      10-K        3/31/12   38:6.2M                                   Toppan Merrill/FA
 7/28/10  Iteris, Inc.                      10-Q        6/30/10    8:1.1M                                   Toppan Merrill/FA
 8/14/07  Iteris, Inc.                      10-Q        6/30/07    8:2.4M                                   Toppan Merrill/FA
12/08/04  Iteris, Inc.                      8-A12B                 2:46K                                    Toppan Merrill-FA
 6/29/04  Iteris, Inc.                      10-K        3/31/04    6:1.8M                                   Toppan Merrill/FA
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Filing Submission 0001628280-21-011762   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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