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1: 10-K Annual Report HTML 1.24M
2: EX-21.1 Subsidiaries List HTML 25K
3: EX-23.1 Consent of Expert or Counsel HTML 25K
4: EX-31.1 Certification -- §302 - SOA'02 HTML 28K
5: EX-31.2 Certification -- §302 - SOA'02 HTML 28K
6: EX-32.1 Certification -- §906 - SOA'02 HTML 26K
7: EX-32.2 Certification -- §906 - SOA'02 HTML 26K
13: R1 Cover HTML 96K
14: R2 Audit Information HTML 30K
15: R3 Consolidated Balance Sheets HTML 140K
16: R4 Consolidated Balance Sheets (Parenthetical) HTML 43K
17: R5 Consolidated Statements of Operations HTML 111K
18: R6 Consolidated Statements of Stockholders' Equity HTML 95K
19: R7 Consolidated Statements of Cash Flows HTML 150K
20: R8 Organization HTML 29K
21: R9 Summary of Significant Accounting Policies HTML 135K
22: R10 Restricted Cash HTML 40K
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29: R17 Debt HTML 48K
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31: R19 Leases HTML 130K
32: R20 Income Taxes HTML 65K
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Narrative (Details)
47: R35 Summary of Significant Accounting Policies - HTML 37K
Useful Life of Property & Equipment (Details)
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Value, Assets and Liabilities Measured on a
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49: R37 Summary of Significant Accounting Policies - Fair HTML 45K
Value Measurements Using Significant Level III
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50: R38 Summary of Significant Accounting Policies - Fair HTML 35K
Value Assumptions, Warrant Liabilities (Details)
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Summary of Amounts and Classification of Assets
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1. I have reviewed this annual report on Form 10-K of Ontrak, Inc.;
2. Based
on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations, and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined
in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b) Designed such internal control over financial reporting, or caused such internal
control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the
registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonable likely to materially affect, the registrant’s internal control over financial reporting; and
5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s Board of Directors (or persons
performing the equivalent functions):
a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and
b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
