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BGC Partners, Inc. – ‘10-K’ for 12/31/21 – ‘EX-21.1’

On:  Monday, 2/28/22, at 4:59pm ET   ·   For:  12/31/21   ·   Accession #:  1628280-22-4275   ·   File #:  0-28191

Previous ‘10-K’:  ‘10-K/A’ on 4/29/21 for 12/31/20   ·   Next:  ‘10-K/A’ on 5/2/22 for 12/31/21   ·   Latest:  ‘10-K/A’ on 4/26/24 for 12/31/23   ·   41 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/22  BGC Partners, Inc.                10-K       12/31/21  157:24M                                    Workiva Inc Wde… FA01/FA

Annual Report   —   Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   3.06M 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     61K 
 3: EX-21.1     Subsidiaries List                                   HTML     88K 
 4: EX-23.1     Consent of Expert or Counsel                        HTML     45K 
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     47K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     47K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     45K 
13: R1          Document and Entity Information                     HTML    112K 
14: R2          Audit Information                                   HTML     49K 
15: R3          Consolidated Statements of Financial Condition      HTML    162K 
16: R4          Consolidated Statements of Financial Condition      HTML     57K 
                (Parenthetical)                                                  
17: R5          Consolidated Statements of Operations               HTML    172K 
18: R6          Consolidated Statements of Comprehensive Income     HTML     79K 
                (Loss)                                                           
19: R7          Consolidated Statements of Cash Flows               HTML    202K 
20: R8          Consolidated Statements of Changes in Equity        HTML    161K 
21: R9          Consolidated Statements of Changes in Equity        HTML     71K 
                (Parenthetical)                                                  
22: R10         Securities Owned                                    HTML     45K 
23: R11         Organization and Basis of Presentation              HTML    134K 
24: R12         Limited Partnership Interests in BGC Holdings and   HTML     59K 
                Newmark Holdings                                                 
25: R13         Summary of Significant Accounting Policies          HTML    106K 
26: R14         Acquisitions                                        HTML     49K 
27: R15         Divestitures                                        HTML     47K 
28: R16         Earnings Per Share                                  HTML     78K 
29: R17         Stock Transactions and Unit Redemptions             HTML     94K 
30: R18         Collateralized Transactions                         HTML     46K 
31: R19         Marketable Securities                               HTML     48K 
32: R20         Receivables from and Payables to Broker-Dealers,    HTML     62K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers                                                   
33: R21         Derivatives                                         HTML    119K 
34: R22         Fair Value of Financial Assets and Liabilities      HTML    178K 
35: R23         Related Party Transactions                          HTML    112K 
36: R24         Investments                                         HTML     92K 
37: R25         Fixed Assets, Net                                   HTML     56K 
38: R26         Goodwill and Other Intangible Assets, Net           HTML    100K 
39: R27         Notes Payable, Other and Short-Term Borrowings      HTML     92K 
40: R28         Compensation                                        HTML    141K 
41: R29         Commitments, Contingencies and Guarantees           HTML     95K 
42: R30         Income Taxes                                        HTML    120K 
43: R31         Regulatory Requirements                             HTML     49K 
44: R32         Segment, Geographic and Product Information         HTML     92K 
45: R33         Revenues from Contracts with Customers              HTML     70K 
46: R34         Leases                                              HTML     94K 
47: R35         Current Expected Credit Losses (Cecl)               HTML     51K 
48: R36         Supplemental Balance Sheet Information              HTML     68K 
49: R37         Subsequent Events                                   HTML     46K 
50: R38         Schedule I - Parent Company Only Financial          HTML    171K 
                Statements                                                       
51: R39         Summary of Significant Accounting Policies          HTML    241K 
                (Policies)                                                       
52: R40         Organization and Basis of Presentation (Tables)     HTML     83K 
53: R41         Earnings Per Share (Tables)                         HTML     77K 
54: R42         Stock Transactions and Unit Redemptions (Tables)    HTML     90K 
55: R43         Receivables from and Payables to Broker-Dealers,    HTML     61K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers (Tables)                                          
56: R44         Derivatives (Tables)                                HTML    119K 
57: R45         Fair Value of Financial Assets and Liabilities      HTML    176K 
                (Tables)                                                         
58: R46         Investments (Tables)                                HTML     92K 
59: R47         Fixed Assets, Net (Tables)                          HTML     53K 
60: R48         Goodwill and Other Intangible Assets, Net (Tables)  HTML    103K 
61: R49         Notes Payable, Other and Short-Term Borrowings      HTML     73K 
                (Tables)                                                         
62: R50         Compensation (Tables)                               HTML    139K 
63: R51         Commitments, Contingencies and Guarantees (Tables)  HTML     93K 
64: R52         Income Taxes (Tables)                               HTML    119K 
65: R53         Segment, Geographic and Product Information         HTML     89K 
                (Tables)                                                         
66: R54         Revenues from Contracts with Customers (Tables)     HTML     63K 
67: R55         Leases (Tables)                                     HTML    108K 
68: R56         Supplemental Balance Sheet Information (Tables)     HTML     68K 
69: R57         Organization and Basis of Presentation -            HTML     92K 
                Additional Information (Detail)                                  
70: R58         Organization and Basis of Presentation - Business   HTML    133K 
                Acquisition, Schedule of Retrospective Adjustment                
                (Details)                                                        
71: R59         Limited Partnership Interests in BGC Holdings and   HTML     64K 
                Newmark Holdings (Detail)                                        
72: R60         Summary of Significant Accounting Policies          HTML     75K 
                (Detail)                                                         
73: R61         Acquisitions (Detail)                               HTML     53K 
74: R62         Divestitures (Detail)                               HTML     59K 
75: R63         Earnings Per Share - Calculation of Basic Earnings  HTML     58K 
                Per Share from Continuing and Discontinued                       
                Operations (Detail)                                              
76: R64         Earnings Per Share - Calculation of Fully Diluted   HTML     72K 
                Earnings Per Share from Continuing Operations                    
                (Detail)                                                         
77: R65         Earnings Per Share - Additional Information         HTML     57K 
                (Detail)                                                         
78: R66         Stock Transactions and Unit Redemptions - Changes   HTML     69K 
                in Shares of Class A Common Stock Outstanding                    
                (Detail)                                                         
79: R67         Stock Transactions and Unit Redemptions - Changes   HTML     52K 
                in Shares of Class A Common Stock Outstanding                    
                Table Footnote (Detail)                                          
80: R68         Stock Transactions and Unit Redemptions -           HTML     76K 
                Additional Information (Detail)                                  
81: R69         Stock Transactions and Unit Redemptions - Gross     HTML     58K 
                Unit Redemptions and Share Repurchases of Class A                
                Common Stock (Detail)                                            
82: R70         Stock Transactions and Unit Redemptions - Gross     HTML     75K 
                Unit Redemptions and Share Repurchases of Class A                
                Common Stock Table Footnote (Detail)                             
83: R71         Stock Transactions and Unit Redemptions - Summary   HTML     55K 
                of Changes in Carrying Amount of FPUs (Detail)                   
84: R72         Securities Owned (Detail)                           HTML     46K 
85: R73         Marketable Securities (Detail)                      HTML     52K 
86: R74         Receivables from and Payables to Broker-Dealers,    HTML     67K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers (Detail)                                          
87: R75         Derivatives - Fair Value of Derivative Contracts    HTML     62K 
                (Detail)                                                         
88: R76         Derivatives - Additional Information (Detail)       HTML     45K 
89: R77         Derivatives - Offsetting of Derivatives             HTML     77K 
                Instruments (Detail)                                             
90: R78         Derivatives - Summary of Gains and (Losses) on      HTML     57K 
                Derivative Contracts (Detail)                                    
91: R79         Fair Value of Financial Assets and Liabilities -    HTML    101K 
                Fair Value Hierarchy of Financial Assets and                     
                Liabilities under U.S. GAAP Guidance (Detail)                    
92: R80         Fair Value of Financial Assets and Liabilities -    HTML     64K 
                Changes in Level 3 Liabilities Measured at Fair                  
                Value on Recurring Basis (Detail)                                
93: R81         Fair Value of Financial Assets and Liabilities -    HTML     64K 
                Quantitative Information about Level 3 Fair Value                
                Measurements on Recurring Basis (Detail)                         
94: R82         Fair Value of Financial Assets and Liabilities -    HTML     54K 
                Additional Information (Detail)                                  
95: R83         Related Party Transactions (Detail)                 HTML   1.13M 
96: R84         Investments - Equity Method Investments and         HTML     63K 
                Investments Carried Under Measurement Alternative                
                (Detail)                                                         
97: R85         Investments - Additional Information (Detail)       HTML     89K 
98: R86         Investments - Summary of Financial Information for  HTML    116K 
                Company's Equity Method Investments (Detail)                     
99: R87         Investments - Investments in Variable Interest      HTML     51K 
                Entities (Detail)                                                
100: R88         Investments - Investments in Variable Interest      HTML     53K  
                Entities Table Footnote (Detail)                                 
101: R89         Fixed Assets, Net - Components of Fixed Assets,     HTML     59K  
                Net (Detail)                                                     
102: R90         Fixed Assets, Net - Additional Information          HTML     60K  
                (Detail)                                                         
103: R91         Goodwill and Other Intangible Assets, Net -         HTML     55K  
                Summary of Changes in Carrying Amount of Goodwill                
                (Detail)                                                         
104: R92         Goodwill and Other Intangible Assets, Net -         HTML     81K  
                Components of Other Intangible Assets (Detail)                   
105: R93         Goodwill and Other Intangible Assets, Net -         HTML     49K  
                Additional Information (Detail)                                  
106: R94         Goodwill and Other Intangible Assets, Net -         HTML     60K  
                Estimated Future Amortization Expense of Definite                
                Life Intangible Assets (Detail)                                  
107: R95         Notes Payable, Other and Short-Term Borrowings -    HTML     78K  
                Summary Notes Payable, Other and Short-term                      
                Borrowings (Detail)                                              
108: R96         Notes Payable, Other and Short-Term Borrowings -    HTML    272K  
                Additional Information (Detail)                                  
109: R97         Notes Payable, Other and Short-Term Borrowings -    HTML     66K  
                Carrying Amounts and Estimated Fair Values of                    
                Company's Senior Notes (Detail)                                  
110: R98         Compensation - Additional Information (Detail)      HTML    138K  
111: R99         Compensation - Compensation Expense Related to      HTML     60K  
                Class A Common Stock (Detail)                                    
112: R100        Compensation - Activity Associated with LPU's Held  HTML     60K  
                by BGC Employees (Detail)                                        
113: R101        Compensation - Summary of the BGC Holdings and      HTML     58K  
                Newmark Holdings LPUs held by BGC Employees                      
                (Detail)                                                         
114: R102        Compensation - Compensation Expense Related to      HTML     48K  
                Issuance of BGC or Newmark Class A Common Stock                  
                and Grants of Exchangeability on BGC Holdings and                
                Newmark Holdings LPUs held by BGC Employees                      
                (Detail)                                                         
115: R103        Compensation - Activity Associated with Limited     HTML     52K  
                Partnership Units Awarded to BGC Employees                       
                (Detail)                                                         
116: R104        Compensation - Summary of Compensation Expense      HTML     51K  
                Related to Amortization of LPUs Held by BGC                      
                Employees (Detail)                                               
117: R105        Compensation - Summary of Outstanding LPUs Held by  HTML     52K  
                BGC Employees with Stated Vesting (Detail)                       
118: R106        Compensation - Compensation Expense Related to      HTML     45K  
                Restricted Stock Unit Held by BGC Employees                      
                (Detail)                                                         
119: R107        Compensation - Activity Associated with Restricted  HTML     84K  
                Stock Units (Detail)                                             
120: R108        Commitments, Contingencies and Guarantees -         HTML     75K  
                Summary of Contractual Obligations (Detail)                      
121: R109        Commitments, Contingencies and Guarantees -         HTML    124K  
                Summary of Contractual Obligations Table Footnote                
                (Detail)                                                         
122: R110        Commitments, Contingencies and Guarantees -         HTML     59K  
                Summary of Minimum Lease Payments under these                    
                Arrangements (Detail)                                            
123: R111        Commitments, Contingencies and Guarantees -         HTML     94K  
                Additional Information (Detail)                                  
124: R112        Income Taxes - Summary of Provision for Income      HTML     76K  
                Taxes (Detail)                                                   
125: R113        Income Taxes - Additional Information (Detail)      HTML     77K  
126: R114        Income Taxes - Summary of Actual Income Tax         HTML     76K  
                Expense and Amount Calculated Utilizing U.S.                     
                Federal Statutory Rates (Detail)                                 
127: R115        Income Taxes - Summary of Deferred Tax Asset and    HTML     68K  
                Liability (Detail)                                               
128: R116        Income Taxes - Summary of Gross Unrecognized Tax    HTML     58K  
                Benefits (Detail)                                                
129: R117        Regulatory Requirements (Detail)                    HTML     51K  
130: R118        Segment, Geographic and Product Information -       HTML     45K  
                Additional Information (Detail)                                  
131: R119        Segment, Geographic and Product Information -       HTML     65K  
                Geographic Information Regarding Revenues (Detail)               
132: R120        Segment, Geographic and Product Information -       HTML     58K  
                Information Regarding Long-Lived Assets in                       
                Geographic Areas (Detail)                                        
133: R121        Segment, Geographic and Product Information -       HTML     70K  
                Product Information Regarding Revenues (Detail)                  
134: R122        Revenues from Contracts with Customers - Summary    HTML     74K  
                of Revenues from Contracts with Customers and                    
                Other Sources of Revenues (Detail)                               
135: R123        Revenues from Contracts with Customers -            HTML     55K  
                Additional Information (Detail)                                  
136: R124        Leases - Additional Information (Detail)            HTML     53K  
137: R125        Leases - Schedule of Supplemental Information       HTML     62K  
                Related to Operating Leases (Detail)                             
138: R126        Leases - Schedule of Weighted-Average Remaining     HTML     53K  
                Lease Term and Discount Rate (Detail)                            
139: R127        Leases - Schedule of Components of Lease Expense    HTML     58K  
                (Detail)                                                         
140: R128        Leases - Schedule of Maturity Analysis of           HTML     84K  
                Operating Lease Liabilities (Detail)                             
141: R129        Leases - Schedule of Cash Flow Information Related  HTML     52K  
                to Lease Liabilities (Detail)                                    
142: R130        Current Expected Credit Losses (Cecl) (Details)     HTML     56K  
143: R131        Supplemental Balance Sheet Information - Summary    HTML     75K  
                of Components of Balance Sheet Accounts (Detail)                 
144: R132        Supplemental Balance Sheet Information - Summary    HTML     55K  
                of Components of Balance Sheet Accounts Table                    
                Footnote (Detail)                                                
145: R133        Subsequent Events (Detail)                          HTML     48K  
146: R134        Schedule I - Parent Company Only - Organization     HTML     51K  
                and Basis of Presentation - Additional Information               
                (Detail)                                                         
147: R135        Schedule I - Parent Company Only - Commitments,     HTML     94K  
                Contingencies and Guarantees - Additional                        
                Information (Detail)                                             
148: R136        Schedule I - Parent Company Only - Long Term Debt   HTML    120K  
                - Additional Information (Detail)                                
149: R137        Schedule I - Parent Company Only Financial          HTML     99K  
                Statements - Statements of Financial Condition                   
                (Detail)                                                         
150: R138        Schedule I - Parent Company Only Financial          HTML    122K  
                Statements - Statements of Operations (Detail)                   
151: R139        Schedule I - Parent Company Only Financial          HTML     76K  
                Statements - Statements of Comprehensive Income                  
                (Detail)                                                         
152: R140        Schedule I - Parent Company Only Financial          HTML    139K  
                Statements - Statements of Cash Flows (Detail)                   
155: XML         IDEA XML File -- Filing Summary                      XML    307K  
153: XML         XBRL Instance -- bgcp-20211231_htm                   XML   5.80M  
154: EXCEL       IDEA Workbook of Financial Reports                  XLSX    259K  
 9: EX-101.CAL  XBRL Calculations -- bgcp-20211231_cal               XML    438K 
10: EX-101.DEF  XBRL Definitions -- bgcp-20211231_def                XML   1.87M 
11: EX-101.LAB  XBRL Labels -- bgcp-20211231_lab                     XML   3.79M 
12: EX-101.PRE  XBRL Presentations -- bgcp-20211231_pre              XML   2.54M 
 8: EX-101.SCH  XBRL Schema -- bgcp-20211231                         XSD    466K 
156: JSON        XBRL Instance as JSON Data -- MetaLinks              819±  1.26M  
157: ZIP         XBRL Zipped Folder -- 0001628280-22-004275-xbrl      Zip   1.14M  


‘EX-21.1’   —   Subsidiaries List


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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  Document  
Exhibit 21.1
LIST OF SUBSIDIARIES OF BGC PARTNERS, INC.

ENTITY NAMESDOMESTIC JURISDICTION
12TH STREET CAPITAL, LLC
DELAWARE
ALGOMI CORPORATION
DELAWARE
ALGOMI LIMITED
UNITED KINGDOM
AMEEFI SERVICES, INC.
DELAWARE
AMEREX BROKERS LLC
DELAWARE
AMPEX ENERGY, LLC
DELAWARE
AQUA SECURITIES HOLDINGS, LLC
DELAWARE
AQUA SECURITIES, L.P.
DELAWARE
AQUA SOFTWARE, LLC
DELAWARE
AUREL BGC
FRANCE
AUREL BGC MONACO SAM
MONACO
BGC BRAZIL HOLDINGS LIMITADA
BRAZIL
BGC BRAZIL HOLDINGS, LLC
DELAWARE
BGC BROKERS GP LIMITED
UNITED KINGDOM
BGC BROKERS HOLDINGS, L.P.
DELAWARE
BGC BROKERS HOLDINGS, LLC
DELAWARE
BGC BROKERS INVESTMENT, L.P.
DELAWARE
BGC BROKERS L.P.
UNITED KINGDOM
BGC BROKERS US HOLDINGS, LLC
DELAWARE
BGC BROKERS US, L.P.
DELAWARE
BGC CANADA SECURITIES COMPANY
CANADA (NOVA SCOTIA)
BGC CANADA SECURITIES COMPANY HOLDINGS, L.P.
DELAWARE
BGC CAPITAL MARKETS (HONG KONG) LIMITED
HONG KONG
BGC CAPITAL MARKETS (JAPAN) LLC
DELAWARE
BGC CAPITAL MARKETS (SWITZERLAND) LLC
DELAWARE
BGC CAPITAL MARKETS AND FOREIGN EXCHANGE BROKER (KOREA) LIMITED
SOUTH KOREA
BGC CAPITAL MARKETS, L.P.
DELAWARE
BGC CAYMAN ISLANDS HOLDINGS I LIMITE
CAYMAN ISLANDS
BGC CHINA HOLDINGS, LLC
DELAWARE
BGC CHINA, L.P.
DELAWARE
BGC DERIVATIVE MARKETS HOLDINGS, LLC
DELAWARE
BGC DERIVATIVE MARKETS, L.P.
DELAWARE
BGC ENVIRONMENTAL BROKERAGE SERVICES HOLDINGS, LLC
DELAWARE
BGC ENVIRONMENTAL BROKERAGE SERVICES, L.P.
DELAWARE
BGC EUROPEAN GP LIMITED
UNITED KINGDOM
BGC EUROPEAN HOLDINGS, L.P.
UNITED KINGDOM
BGC FINANCIAL GROUP, INC.
DELAWARE
BGC FINANCIAL, L.P.
DELAWARE
BGC FRANCE HOLDINGS
FRANCE
BGC GLOBAL HOLDINGS GP LIMITED
CAYMAN ISLANDS



BGC GLOBAL HOLDINGS, L.P.
CAYMAN ISLANDS
BGC GLOBAL LIMITED
UNITED KINGDOM
BGC GP LIMITED
UNITED KINGDOM
BGC GP, LLC
DELAWARE
BGC GROUP, INC.
DELAWARE
BGC HCMC HOLDINGS, LLC
DELAWARE
BGC HOLDINGS (TURKEY), LLC
DELAWARE
BGC HOLDINGS II, LLC
DELAWARE
BGC HOLDINGS U.S., INC.
DELAWARE
BGC HOLDINGS, L.P.
DELAWARE
BGC HOLDINGS, LLC
DELAWARE
BGC INFORMATION HOLDINGS, LLC
DELAWARE
BGC INFORMATION, L.P.
DELAWARE
BGC INSURANCE SERVICES (BERMUDA) LIMITED
BERMUDA
BGC INTERNATIONAL
UNITED KINGDOM
BGC INTERNATIONAL GP LIMITED
UNITED KINGDOM
BGC INTERNATIONAL HOLDINGS, L.P.
DELAWARE
BGC INTERNATIONAL, L.P.
UNITED KINGDOM
BGC LIQUIDEZ DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS LTDA.
BRAZIL
BGC M LIMITED PARTNERSHIP
UNITED KINGDOM
BGC MARKET DATA HOLDINGS, LLC
DELAWARE
BGC MARKET DATA, L.P.
DELAWARE
BGC MEXICO HOLDINGS, S. DE R.L. de C.V.
MEXICO
BGC MEXICO R.E. HOLDINGS, LLC
DELAWARE
BGC MEXICO R.E. HOLDINGS, S. de R.L. de C.V.
MEXICO
BGC NOTES, LLC
NEW YORK
BGC PARTNERS (AUSTRALIA) PTY LIMITED
AUSTRALIA
BGC PARTNERS (SINGAPORE) LIMITED
SINGAPORE
BGC PARTNERS CIS LLC
RUSSIA
BGC PARTNERS MENKUL DEGERLER A.S.
TURKEY
BGC PARTNERS, INC.
DELAWARE
BGC PARTNERS, L.P.
DELAWARE
BGC POTEN & PARTNERS HOLDINGS, LLC
DELAWARE
BGC RADIX ENERGY L.P.
DELAWARE
BGC REMATE HOLDINGS, LLC
DELAWARE
BGC SA FINANCIAL BROKERS (PTY) LIMITED
SOUTH AFRICA
BGC SECURITIES (AUSTRALIA) PTY LIMITED
AUSTRALIA
BGC SECURITIES (HONG KONG) LLC
DELAWARE
BGC SECURITIES (SINGAPORE) LIMITED
SINGAPORE
BGC SECURITIES SARL
SWITZERLAND
BGC SERVICES (HOLDINGS) LLP
UNITED KINGDOM
BGC SHOKEN KAISHA LIMITED
DELAWARE
BGC SUNRISE HOLDINGS, L.P.
DELAWARE



BGC TECHNOLOGY (HONG KONG) HOLDINGS I, INC.
DELAWARE
BGC TECHNOLOGY (HONG KONG) HOLDINGS II, INC.
DELAWARE
BGC TECHNOLOGY (HONG KONG) HOLDINGS III, LLC
DELAWARE
BGC TECHNOLOGY (HONG KONG) LIMITED
HONG KONG
BGC TECHNOLOGY (JAPAN) LIMITED
JAPAN
BGC TECHNOLOGY BROKERAGE HOLDINGS, LLC
DELAWARE
BGC TECHNOLOGY BROKERAGE, L.P.
DELAWARE
BGC TECHNOLOGY ELX HOLDINGS, L.P.
DELAWARE
BGC TECHNOLOGY ELX HOLDINGS, LLC
DELAWARE
BGC TECHNOLOGY INTERNATIONAL LIMITED
UNITED KINGDOM
BGC TECHNOLOGY MARKETS HOLDINGS, LLC
DELAWARE
BGC TECHNOLOGY MARKETS, L.P.
DELAWARE
BGC TECHNOLOGY SUPPORT SERVICES LIMITED
UNITED KINGDOM
BGC TECHNOLOGY, LLC
DELAWARE
BGC TRADING HOLDINGS, LLC
DELAWARE
BGC USA HOLDINGS, LLC
DELAWARE
BGC USA, L.P.
DELAWARE
BGCBI, LLC
DELAWARE
BGCCMHK HOLDINGS II, LLC
DELAWARE
BGCCMHK HOLDINGS, LLC
DELAWARE
BGCCMLP HOLDINGS, LLC
DELAWARE
BGCF HOLDINGS, LLC
DELAWARE
BGCIHLP, LLC
DELAWARE
BGCM GP LIMITED
UNITED KINGDOM
BGCP II, INC.
DELAWARE
BGCSHLLP HOLDINGS LIMITED
UNITED KINGDOM
BRAINS INC LIMITED
UNITED KINGDOM
CANTOR FITZGERALD (PROPRIETARY) LIMITED
SOUTH AFRICA
CENTURY CHARTERING (U.K.) LIMITED
UNITED KINGDOM
CHART TRADING DEVELOPMENT, LLC
TEXAS
CORANT GLOBAL LIMITED
UNITED KINGDOM
CREDITORS COLLECTIONS, LLC
DELAWARE
D'VEGA LIMITED
UNITED KINGDOM
eAB HOLDINGS, LLC
DELAWARE
ELX FUTURES HOLDINGS, LLC
DELAWARE
ELX FUTURES, L.P.
DELAWARE
EMERGING MARKETS BOND EXCHANGE LIMITED
UNITED KINGDOM
ESX CLEARING HOLDINGS, LLC
DELAWARE
ESX CLEARING, L.P.
DELAWARE
EURO BROKERS (SWITZERLAND) S.A.
SWITZERLAND
EURO BROKERS CANADA LIMITED
CANADA
EURO BROKERS MEXICO S.A. de C.V.
MEXICO
FENICS (JAPAN) LIMITED
JAPAN



FENICS EXECUTION, LLC
NEW YORK
FENICS FX, LLC
DELAWARE
FENICS GH LIMITED
UNITED KINGDOM
FENICS GO HOLDINGS LIMITED
UNITED KINGDOM
FENICS PARTNERS, LLC
DELAWARE
FENICS SECURIITES (SINGAPORE) PTE LIMITED
SINGAPORE
FENICS SECURIITES (SINGAPORE) PTE LIMITED
SINGAPORE
FENICS SECURITIES (AUSTRALIA) PTY LIMITED
AUSTRALIA
FENICS SECURITIES (HONG KONG) LIMITED
HONG KONG
FENICS SERVICES GP, LLC
DELAWARE
FENICS SOFTWARE INC.
DELAWARE
FENICS SOFTWARE LIMITED
UNITED KINGDOM
FENICS TECHNOLOGY (SINGAPORE) PTE LIMITED
SINGAPORE
FENICS TECHNOLOGY (SINGAPORE) PTE LIMITED
SINGAPORE
FENICS TECHNOLOGY (SINGAPORE) PTE LIMITED
SINGAPORE
FENICS TECHNOLOGY MARKETS, LLC
DELAWARE
FHLP HOLDINGS, LLC
DELAWARE
FHLP, L.P.
DELAWARE
FMX BROKERS (UK) LIMITED
UNITED KINGDOM
FMX TECHNOLOGY LIMITED
UNITED KINGDOM
FREEDOM INTERNATIONAL BROKERAGE COMPANY
CANADA
FREEDOM INTERNATIONAL HOLDING, L.P.
DELAWARE
GFI (HK) BROKERS LIMITED
HONG KONG
GFI (HK) SECURITIES L.L.C.
NEW YORK
GFI ADVISORY (CHINA) CO. LIMITED
CHINA
GFI AFRICAN MONEY BROKERS (PTY) LTD
SOUTH AFRICA
GFI ASIA HOLDINGS PTE. LTD
SINGAPORE
GFI ASIA PARTNERS PTE. LTD
SINGAPORE
GFI AUSTRALIA PTY LIMITED
AUSTRALIA
GFI BERMUDA LTD.
BERMUDA
GFI BROKERS (CHILE) AGENTE DE VALORES SPA
CHILE
GFI BROKERS LIMITED
UNITED KINGDOM
GFI DEL PERU S.A.C.
PERU
GFI DEL PERU S.A.C.
PERU
GFI EMEA HOLDINGS LIMITED
UNITED KINGDOM
GFI EXCHANGE COLOMBIA S.A.
COLOMBIA
GFI FINANCE SARL
LUXEMBOURG
GFI FUTURES EXCHANGE LLC
DELAWARE
GFI GROUP (PHILIPPINES) INC.
PHILIPPINES
GFI GROUP DO BRASIL CONSULTORIA LTDA
BRAZIL
GFI GROUP DO BRASIL CONSULTORIA LTDA
BRAZIL
GFI GROUP INC.
DELAWARE
GFI GROUP LLC
NEW YORK



GFI GROUP MEXICO S.A. DE C.V.
MEXICO
GFI GROUP MEXICO S.A. DE C.V.
MEXICO
GFI GROUP PTE LIMITED
SINGAPORE
GFI HOLDINGS LIMITED
UNITED KINGDOM
GFI INTERNATIONAL AND CAPITAL MARKET BROKERS (PTY) LIMITED
SOUTH AFRICA
GFI INTERNATIONAL HOLDINGS LP
UNITED KINGDOM
GFI KOREA MONEY BROKERAGE LIMITED
KOREA
GFI MARKETS INVESTMENTS LIMITED
UNITED KINGDOM
GFI MARKETS LIMITED
UNITED KINGDOM
GFI MARKETS LLC
DELAWARE
GFI NEWGATE LIMITED
UNITED KINGDOM
GFI SECURITIES (SA) (PROPRIETARY) LIMITED
SOUTH AFRICA
GFI SECURITIES COLOMBIA S.A.
COLOMBIA
GFI SECURITIES HOLDINGS (PTY) LIMITED
SOUTH AFRICA
GFI SECURITIES LIMITED
UNITED KINGDOM
GFI SECURITIES LLC
NEW YORK
GFI SECURITIES NYON SARL
SWITZERLAND
GFI SECURITIES S.A.
ARGENTINA
GFI SERVICIOS CORPORATIVOS, S.A. DE C.V.
MEXICO
GFI SOUTH AFRICA (PTY) LTD
SOUTH AFRICA
GFI SWAPS EXCHANGE LLC
DELAWARE
GFI UK HOLDING LIMITED PARTNERSHIP
UNITED KINGDOM
GFIGS COMMERCIAL CONSULTING (SHANGHAI) CO., LTD
CHINA (PEOPLES REPUBLIC OF) - SHANGHAI
GFINET EUROPE LIMITED
UNITED KINGDOM
GFINET HOLDINGS INC.
DELAWARE
GFINET INC.
DELAWARE
GFINET UK LIMITED
UNITED KINGDOM
GFIX LLC
DELAWARE
GINGA GLOBAL MARKETS PTE LTD
SINGAPORE
GINGA PETROLEUM (SINGAPORE) PTE LTD
SINGAPORE
GM CAPITAL MARKETS LIMITED
UNITED KINGDOM
GOSEAS HOLDINGS LTD
CYPRUS
JADESTONE CONSULTANTS LIMITED
CYPRUS
JOBRIDGE HOLDINGS LTD
CYPRUS
JPI MERGER SUB 1, INC. (DISSOLVE? ASK CAROLINE)
DELAWARE
JPI MERGER SUB 2, LLC (DISSOLVE? ASK CAROLINE
DELAWARE
JPI MERGER SUB 3, INC. (DISSOLVE? ASK CAROLINE
DELAWARE
KALAHARI LIMITED
UNITED KINGDOM
KYTE CAPITAL MANAGEMENT LIMITED
UNITED KINGDOM
KYTE FUND MANAGEMENT (UK) LIMITED
UNITED KINGDOM
LEVEL 3 ENERGY MANAGEMENT LLC
TEXAS
LFI HOLDINGS, LLC
DELAWARE



LUCERA (UK) LIMITED
UNITED KINGDOM
LUCERA CONNECTIVITY LIMITED
UNITED KINGDOM
LUCERA FINANCIAL INFRASTRUCTURES, LLC
DELAWARE
LUCERA FINANCIAL SERVICES, LLC
DELAWARE
LUCERA INFRASTRUCTURES, LLC
DELAWARE
LUCERA OPERATIONS, LLC
DELAWARE
LUCERA SERVICES, LLC
DELAWARE
MARTIN BROKERS GROUP LIMITED
UNITED KINGDOM
MAXCOR FOUNDATION INC.
NEW YORK
MERLIN ADVISORS, LLC
DELAWARE
MINT BROKERS
NEW YORK
MINT BROKERS HOLDINGS I, LLC
DELAWARE
MINT BROKERS HOLDINGS II, LLC
DELAWARE
PERIMETER MARKETS, INC.
CANADA (ONTARIO)
POTEN ENGINEERING, LLC
DELAWARE
POTEN & PARTNERS (AUSTRALIA) PTY. LTD.
AUSTRALIA
POTEN & PARTNERS (HELLAS) LTD.
BRITISH VIRGIN ISLANDS
POTEN & PARTNERS (SPAIN) SL
SPAIN (MADRID)
POTEN & PARTNERS Denmark ApS
DENMARK
POTEN & PARTNERS GROUP, INC.
DELAWARE
POTEN & PARTNERS LTD.
BERMUDA
POTEN & PARTNERS PTE. LTD.
SINGAPORE
POTEN & PARTNERS, INC.
DELAWARE
POTEN & PARTNERS, LLC
DELAWARE
POTEN CAPITAL SERVICES (UK) LTD.
UNITED KINGDOM
POTEN PLURAL PARTICIPACOS SERVICOS E CORRETAGEM DE CARGA MARITIMA E MERCADORIAS LTDA
BRAZIL
REMATE (USA), INC.
NEW YORK
REMATE LINCE, S.A.P.I. de C.V.
MEXICO
RMT EMPLOYMENT SERVICES HOLDINGS I, LLC
DELAWARE
RMT EMPLOYMENT SERVICES HOLDINGS II, LLC
DELAWARE
RMT EMPLOYMENT SERVICES, S. DE R.L. de C.V.
MEXICO
SBL SUNRISE BROKERS LIMITED
CYPRUS
SEMINOLE CAPITAL MARKETS, L.P.
DELAWARE
SISTEMAS VAR
MEXICO
STERLING INTERNATIONAL BROKERS LIMITED
UNITED KINGDOM
SUNRISE BROKERS (HONG KONG) LTD
HONG KONG
SUNRISE BROKERS LLC
DELAWARE
SUNRISE BROKERS LLP
UNITED KINGDOM
SUNRISE GLOBAL BROKERS LIMITED
UNITED KINGDOM
THE EURO BROKERS RELIEF FUND, INC.
NEW YORK
TOWER BRIDGE (ONE) LIMITED
UNITED KINGDOM
TOWER BRIDGE GP LIMITED
UNITED KINGDOM



TOWER BRIDGE INTERNATIONAL SERVICES L.P.
UNITED KINGDOM
TRADESOFT TECHNOLOGIES, INC.
DELAWARE
TRADESPARK, L.P.
DELAWARE
TREASURYCONNECT LLC
DELAWARE



4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/06/23  BGC Group, Inc.                   S-4                    4:2.5M                                   Donnelley … Solutions/FA
 8/12/22  BGC Group, Inc.                   424B5                  1:305K                                   Donnelley … Solutions/FA
 7/08/22  BGC Group, Inc.                   S-3/A                  4:584K                                   Donnelley … Solutions/FA
 5/02/22  BGC Group, Inc.                   10-K/A     12/31/21   14:1.6M                                   Donnelley … Solutions/FA


37 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/23/21  BGC Group, Inc.                   8-K:5,9    11/22/21   11:4.8M                                   Workiva Inc Wde… FA01/FA
11/08/21  BGC Group, Inc.                   10-Q        9/30/21  134:18M                                    Workiva Inc Wde… FA01/FA
 8/06/21  BGC Group, Inc.                   10-Q        6/30/21  130:19M                                    Workiva Inc Wde… FA01/FA
 3/01/21  BGC Group, Inc.                   10-K       12/31/20  182:57M                                    ActiveDisclosure/FA
11/06/20  BGC Group, Inc.                   10-Q        9/30/20  133:25M                                    ActiveDisclosure/FA
 8/07/20  BGC Group, Inc.                   10-Q        6/30/20  134:24M                                    ActiveDisclosure/FA
 7/14/20  BGC Group, Inc.                   8-K:1,2,8,9 7/10/20   13:472K                                   Donnelley … Solutions/FA
12/13/19  BGC Group, Inc.                   8-K:1,2,8,912/11/19   11:215K                                   Donnelley … Solutions/FA
 9/30/19  BGC Group, Inc.                   8-K:1,2,8,9 9/27/19   14:996K                                   Donnelley … Solutions/FA
11/30/18  BGC Group, Inc.                   8-K:1,2,8,911/28/18    3:707K                                   Donnelley … Solutions/FA
11/27/18  BGC Group, Inc.                   8-K:1,3,8,911/23/18    4:737K                                   Donnelley … Solutions/FA
11/08/18  BGC Group, Inc.                   10-Q        9/30/18  142:31M                                    ActiveDisclosure/FA
 8/07/18  BGC Group, Inc.                   8-K:1,2,8,9 8/03/18    2:28K                                    Donnelley … Solutions/FA
 7/25/18  BGC Group, Inc.                   8-K:1,2,8,9 7/24/18    4:491K                                   ActiveDisclosure/FA
 3/23/18  BGC Group, Inc.                   8-K:1,2,8,9 3/19/18    3:115K                                   Donnelley … Solutions/FA
12/19/17  BGC Group, Inc.                   8-K:1,2,5,712/13/17   21:3.5M                                   Donnelley … Solutions/FA
 9/08/17  BGC Group, Inc.                   8-K:1,2,7,8 9/08/17    8:3.2M                                   Donnelley … Solutions/FA
 7/21/17  BGC Group, Inc.                   8-K:1,7,9   7/17/17    4:668K                                   Donnelley … Solutions/FA
 6/09/17  BGC Group, Inc.                   8-K:5,9     6/06/17    2:68K                                    Donnelley … Solutions/FA
 2/28/17  BGC Group, Inc.                   10-K       12/31/16  153:17M                                    Donnelley … Solutions/FA
 8/08/16  BGC Group, Inc.                   10-Q        6/30/16  120:12M                                    Donnelley … Solutions/FA
12/23/15  BGC Group, Inc.                   8-K:1,9    12/22/15    2:248K                                   Donnelley … Solutions/FA
11/18/15  BGC Group, Inc.                   8-K:1,9    11/15/15    3:549K                                   Donnelley … Solutions/FA
11/09/15  BGC Group, Inc.                   10-Q        9/30/15  119:11M                                    Donnelley … Solutions/FA
 2/25/15  BGC Group, Inc.                   8-K:1,9     2/19/15    2:398K                                   Donnelley … Solutions/FA
 1/28/14  BGC Group, Inc.                   8-K:5,9     1/22/14    2:74K                                    Donnelley … Solutions/FA
 8/08/13  BGC Partners, Inc.                10-Q        6/30/13  216:21M                                    Donnelley … Solutions/FA
 6/27/12  BGC Partners, Inc.                8-K:1,9     6/21/12    5:827K                                   Donnelley … Solutions/FA
 3/15/12  BGC Partners, Inc.                10-K       12/31/11   52:9.6M                                   Donnelley … Solutions/FA
 8/08/11  BGC Partners, Inc.                10-Q        6/30/11   42:4.2M                                   Donnelley … Solutions/FA
 4/07/10  BGC Partners, Inc.                8-K:1,2,3,8 4/01/10    5:716K                                   Donnelley … Solutions/FA
 3/16/10  BGC Partners, Inc.                10-K       12/31/09   10:3.2M                                   Donnelley … Solutions/FA
11/10/08  BGC Partners, Inc.                10-Q        9/30/08    9:1.7M                                   Donnelley … Solutions/FA
 4/18/08  BGC Partners, Inc.                S-1                    6:5.6M                                   Donnelley … Solutions/FA
 4/07/08  BGC Partners, Inc.                8-K:1,2,3,5 4/01/08   24:2.7M                                   Donnelley … Solutions/FA
 2/11/08  BGC Partners, Inc.                DEFM14A     2/11/08    1:7M                                     Donnelley … Solutions/FA
 3/29/00  BGC Partners, Inc.                10-K       12/31/99   10:594K                                   Global Fin’l Press/NY/FA
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