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BGC Group, Inc. – ‘10-K’ for 12/31/23 – ‘EX-21.1’

On:  Thursday, 2/29/24, at 4:01pm ET   ·   For:  12/31/23   ·   Accession #:  1628280-24-7951   ·   File #:  1-35591

Previous ‘10-K’:  ‘10-K/A’ on 4/28/23 for 12/31/22   ·   Next & Latest:  ‘10-K/A’ on 4/26/24 for 12/31/23   ·   38 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/29/24  BGC Group, Inc.                   10-K       12/31/23  170:24M                                    Workiva Inc Wde… FA01/FA

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   4.58M 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     70K 
 3: EX-21.1     Subsidiaries List                                   HTML    116K 
 4: EX-23.1     Consent of Expert or Counsel                        HTML     48K 
 8: EX-97.1     Clawback Policy re: Recovery of Erroneously         HTML     66K 
                Awarded Compensation                                             
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     51K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     51K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     49K 
14: R1          Document and Entity Information                     HTML    118K 
15: R2          Audit Information                                   HTML     53K 
16: R3          Consolidated Statements of Financial Condition      HTML    164K 
17: R4          Consolidated Statements of Financial Condition      HTML     65K 
                (Parenthetical)                                                  
18: R5          Consolidated Statements of Operations               HTML    177K 
19: R6          Consolidated Statements of Comprehensive Income     HTML     84K 
                (Loss)                                                           
20: R7          Consolidated Statements of Cash Flows               HTML    199K 
21: R8          Consolidated Statements of Changes in Equity        HTML    163K 
22: R9          Consolidated Statements of Changes in Equity        HTML     96K 
                (Parenthetical)                                                  
23: R10         Organization and Basis of Presentation              HTML     90K 
24: R11         Limited Partnership Interests in BGC Holdings and   HTML     66K 
                Newmark Holdings                                                 
25: R12         Summary of Significant Accounting Policies          HTML    111K 
26: R13         Acquisitions                                        HTML     54K 
27: R14         Divestitures                                        HTML     51K 
28: R15         Earnings Per Share                                  HTML     89K 
29: R16         Stock Transactions and Unit Redemptions             HTML    131K 
30: R17         Financial Instruments Owned, at Fair Value          HTML     50K 
31: R18         Collateralized Transactions                         HTML     51K 
32: R19         Receivables from and Payables to Broker-Dealers,    HTML     68K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers                                                   
33: R20         Derivatives                                         HTML    127K 
34: R21         Fair Value of Financial Assets and Liabilities      HTML    189K 
35: R22         Related Party Transactions                          HTML    118K 
36: R23         Investments                                         HTML     97K 
37: R24         Fixed Assets, Net                                   HTML     61K 
38: R25         Goodwill and Other Intangible Assets, Net           HTML    111K 
39: R26         Notes Payable, Other and Short-term Borrowings      HTML    117K 
40: R27         Compensation                                        HTML    164K 
41: R28         Commitments, Contingencies and Guarantees           HTML    104K 
42: R29         Income Taxes                                        HTML    129K 
43: R30         Regulatory Requirements                             HTML     53K 
44: R31         Segment, Geographic and Product Information         HTML     98K 
45: R32         Revenues from Contracts with Customers              HTML     74K 
46: R33         Leases                                              HTML    101K 
47: R34         Current Expected Credit Losses                      HTML     72K 
48: R35         Supplemental Balance Sheet Information              HTML     69K 
49: R36         Subsequent Events                                   HTML     52K 
50: R37         Schedule I - Parent Company Only Financial          HTML    224K 
                Statements                                                       
51: R38         Pay vs Performance Disclosure                       HTML     60K 
52: R39         Insider Trading Arrangements                        HTML     54K 
53: R40         Summary of Significant Accounting Policies          HTML    220K 
                (Policies)                                                       
54: R41         Earnings Per Share (Tables)                         HTML     89K 
55: R42         Stock Transactions and Unit Redemptions (Tables)    HTML    123K 
56: R43         Receivables from and Payables to Broker-Dealers,    HTML     66K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers (Tables)                                          
57: R44         Derivatives (Tables)                                HTML    129K 
58: R45         Fair Value of Financial Assets and Liabilities      HTML    189K 
                (Tables)                                                         
59: R46         Investments (Tables)                                HTML     97K 
60: R47         Fixed Assets, Net (Tables)                          HTML     58K 
61: R48         Goodwill and Other Intangible Assets, Net (Tables)  HTML    116K 
62: R49         Notes Payable, Other and Short-term Borrowings      HTML     87K 
                (Tables)                                                         
63: R50         Compensation (Tables)                               HTML    160K 
64: R51         Commitments, Contingencies and Guarantees (Tables)  HTML    104K 
65: R52         Income Taxes (Tables)                               HTML    127K 
66: R53         Segment, Geographic and Product Information         HTML     95K 
                (Tables)                                                         
67: R54         Revenues from Contracts with Customers (Tables)     HTML     68K 
68: R55         Leases (Tables)                                     HTML    119K 
69: R56         Current Expected Credit Losses (Tables)             HTML     67K 
70: R57         Supplemental Balance Sheet Information (Tables)     HTML     70K 
71: R58         Organization and Basis of Presentation -            HTML    140K 
                Additional Information (Detail)                                  
72: R59         Limited Partnership Interests in BGC Holdings and   HTML     72K 
                Newmark Holdings (Detail)                                        
73: R60         Summary of Significant Accounting Policies          HTML     76K 
                (Detail)                                                         
74: R61         Acquisitions (Detail)                               HTML     58K 
75: R62         Divestitures (Detail)                               HTML     60K 
76: R63         Earnings Per Share - Calculation of Basic Earnings  HTML     77K 
                Per Share from Continuing and Discontinued                       
                Operations (Detail)                                              
77: R64         Earnings Per Share - Calculation of Fully Diluted   HTML     79K 
                Earnings Per Share from Continuing Operations                    
                (Detail)                                                         
78: R65         Earnings Per Share - Additional Information         HTML     69K 
                (Detail)                                                         
79: R66         Stock Transactions and Unit Redemptions - Changes   HTML     89K 
                in Shares of Class A Common Stock Outstanding                    
                (Detail)                                                         
80: R67         Stock Transactions and Unit Redemptions -           HTML    102K 
                Additional Information (Detail)                                  
81: R68         Stock Transactions and Unit Redemptions - Gross     HTML     65K 
                Unit Redemptions and Share Repurchases of Class A                
                Common Stock (Detail)                                            
82: R69         Stock Transactions and Unit Redemptions - Gross     HTML    107K 
                Unit Redemptions and Share Repurchases of Class A                
                Common Stock Table Footnote (Detail)                             
83: R70         Stock Transactions and Unit Redemptions - Summary   HTML     61K 
                of Changes in Carrying Amount of FPUs (Detail)                   
84: R71         Financial Instruments Owned, at Fair Value          HTML     52K 
                (Detail)                                                         
85: R72         Collateralized Transactions (Details)               HTML     58K 
86: R73         Receivables from and Payables to Broker-Dealers,    HTML     71K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers (Detail)                                          
87: R74         Derivatives - Fair Value of Derivative Contracts    HTML     66K 
                (Detail)                                                         
88: R75         Derivatives - Additional Information (Detail)       HTML     49K 
89: R76         Derivatives - Offsetting of Derivatives             HTML     98K 
                Instruments (Detail)                                             
90: R77         Derivatives - Summary of Gains and (Losses) on      HTML     64K 
                Derivative Contracts (Detail)                                    
91: R78         Fair Value of Financial Assets and Liabilities -    HTML    154K 
                Fair Value Hierarchy of Financial Assets and                     
                Liabilities under U.S. GAAP Guidance (Detail)                    
92: R79         Fair Value of Financial Assets and Liabilities -    HTML     71K 
                Changes in Level 3 Liabilities Measured at Fair                  
                Value on Recurring Basis (Detail)                                
93: R80         Fair Value of Financial Assets and Liabilities -    HTML     69K 
                Quantitative Information about Level 3 Fair Value                
                Measurements on Recurring Basis (Detail)                         
94: R81         Fair Value of Financial Assets and Liabilities -    HTML     59K 
                Additional Information (Detail)                                  
95: R82         Related Party Transactions - Service Agreements     HTML     77K 
                (Details)                                                        
96: R83         Related Party Transactions - Purchases of Futures   HTML     59K 
                Exchange Group (Details)                                         
97: R84         Related Party Transactions - Clearing Capital       HTML     52K 
                Agreement with Cantor (Details)                                  
98: R85         Related Party Transactions - Other Agreements with  HTML    113K 
                Cantor (Details)                                                 
99: R86         Related Party Transactions - Receivables from and   HTML     62K 
                Payables to Related Broker-Dealers (Details)                     
100: R87         Related Party Transactions - Loans, Forgivable      HTML     59K  
                Loans and Other Receivables from Employees and                   
                Partners, Net (Details)                                          
101: R88         Related Party Transactions - CEO Program and Other  HTML     95K  
                Transactions with CF&Co (Details)                                
102: R89         Related Party Transactions - Cantor Rights to       HTML     69K  
                Purchase Cantor Units from BGC Holdings (Details)                
103: R90         Related Party Transactions - Cantor Aurel Revenue   HTML     67K  
                Sharing Agreement (Details)                                      
104: R91         Related Party Transactions - Transactions with      HTML    321K  
                Executive Officers and Directors (Details)                       
105: R92         Related Party Transactions - Transactions with      HTML    204K  
                Executive Officers and Directors, 2 (Details)                    
106: R93         Related Party Transactions - Transactions with the  HTML     57K  
                Relief Fund (Details)                                            
107: R94         Related Party Transactions - Other Transactions     HTML    138K  
                (Details)                                                        
108: R95         Related Party Transactions - BGC Sublease from      HTML     92K  
                Newmark (Details)                                                
109: R96         Investments - Equity Method Investments and         HTML     69K  
                Investments Carried Under Measurement Alternative                
                (Detail)                                                         
110: R97         Investments - Additional Information (Detail)       HTML    113K  
111: R98         Investments - Summary of Financial Information for  HTML    120K  
                Company's Equity Method Investments (Detail)                     
112: R99         Investments - Investments in Variable Interest      HTML     64K  
                Entities (Detail)                                                
113: R100        Fixed Assets, Net - Components of Fixed Assets,     HTML     63K  
                Net (Detail)                                                     
114: R101        Fixed Assets, Net - Additional Information          HTML     64K  
                (Detail)                                                         
115: R102        Goodwill and Other Intangible Assets, Net -         HTML     61K  
                Summary of Changes in Carrying Amount of Goodwill                
                (Detail)                                                         
116: R103        Goodwill and Other Intangible Assets, Net -         HTML     87K  
                Components of Other Intangible Assets (Detail)                   
117: R104        Goodwill and Other Intangible Assets, Net -         HTML     53K  
                Additional Information (Detail)                                  
118: R105        Goodwill and Other Intangible Assets, Net -         HTML     64K  
                Estimated Future Amortization Expense of Definite                
                Life Intangible Assets (Detail)                                  
119: R106        Notes Payable, Other and Short-term Borrowings -    HTML     97K  
                Summary Notes Payable, Other and Short-term                      
                Borrowings (Detail)                                              
120: R107        Notes Payable, Other and Short-term Borrowings -    HTML    356K  
                Additional Information (Detail)                                  
121: R108        Notes Payable, Other and Short-term Borrowings -    HTML     87K  
                Carrying Amounts and Estimated Fair Values of                    
                Company's Senior Notes (Detail)                                  
122: R109        Compensation - Additional Information (Detail)      HTML    201K  
123: R110        Compensation - Compensation Expense Related to      HTML     72K  
                Class A Common Stock (Detail)                                    
124: R111        Compensation - Activity Associated with LPU's Held  HTML     63K  
                by BGC Employees (Detail)                                        
125: R112        Compensation - Summary of the BGC Holdings and      HTML     70K  
                Newmark Holdings LPUs held by BGC Employees                      
                (Detail)                                                         
126: R113        Compensation - Compensation Expense Related to      HTML     59K  
                Issuance of BGC or Newmark Class A Common Stock                  
                and Grants of Exchangeability on BGC Holdings and                
                Newmark Holdings LPUs held by BGC Employees                      
                (Detail)                                                         
127: R114        Compensation - Activity Associated with Limited     HTML     64K  
                Partnership Units Awarded to BGC Employees                       
                (Detail)                                                         
128: R115        Compensation - Summary of Compensation Expense      HTML     62K  
                Related to Amortization of LPUs Held by BGC                      
                Employees (Detail)                                               
129: R116        Compensation - Summary of Outstanding LPUs Held by  HTML     64K  
                BGC Employees with Stated Vesting (Detail)                       
130: R117        Compensation - Compensation Expense Related to      HTML     50K  
                Restricted Stock Unit Held by BGC Employees                      
                (Detail)                                                         
131: R118        Compensation - Activity Associated with Restricted  HTML    103K  
                Stock Units (Detail)                                             
132: R119        Commitments, Contingencies and Guarantees -         HTML    238K  
                Summary of Contractual Obligations (Detail)                      
133: R120        Commitments, Contingencies and Guarantees -         HTML     79K  
                Summary of Minimum Lease Payments under these                    
                Arrangements (Detail)                                            
134: R121        Commitments, Contingencies and Guarantees -         HTML    100K  
                Additional Information (Detail)                                  
135: R122        Income Taxes - Summary of Provision for Income      HTML     80K  
                Taxes (Detail)                                                   
136: R123        Income Taxes - Additional Information (Detail)      HTML     78K  
137: R124        Income Taxes - Summary of Actual Income Tax         HTML     82K  
                Expense and Amount Calculated Utilizing U.S.                     
                Federal Statutory Rates (Detail)                                 
138: R125        Income Taxes - Summary of Deferred Tax Asset and    HTML     72K  
                Liability (Detail)                                               
139: R126        Income Taxes - Summary of Gross Unrecognized Tax    HTML     62K  
                Benefits (Detail)                                                
140: R127        Regulatory Requirements (Detail)                    HTML     51K  
141: R128        Segment, Geographic and Product Information -       HTML     49K  
                Additional Information (Detail)                                  
142: R129        Segment, Geographic and Product Information -       HTML     69K  
                Geographic Information Regarding Revenues (Detail)               
143: R130        Segment, Geographic and Product Information -       HTML     62K  
                Information Regarding Long-Lived Assets in                       
                Geographic Areas (Detail)                                        
144: R131        Segment, Geographic and Product Information -       HTML     74K  
                Product Information Regarding Revenues (Detail)                  
145: R132        Revenues from Contracts with Customers - Summary    HTML     77K  
                of Revenues from Contracts with Customers and                    
                Other Sources of Revenues (Detail)                               
146: R133        Revenues from Contracts with Customers -            HTML     59K  
                Additional Information (Detail)                                  
147: R134        Leases - Additional Information (Detail)            HTML     57K  
148: R135        Leases - Schedule of Supplemental Information       HTML     66K  
                Related to Operating Leases (Detail)                             
149: R136        Leases - Schedule of Weighted-Average Remaining     HTML     57K  
                Lease Term and Discount Rate (Detail)                            
150: R137        Leases - Schedule of Components of Lease Expense    HTML     62K  
                (Detail)                                                         
151: R138        Leases - Schedule of Maturity Analysis of           HTML     88K  
                Operating Lease Liabilities (Detail)                             
152: R139        Leases - Schedule of Cash Flow Information Related  HTML     55K  
                to Lease Liabilities (Detail)                                    
153: R140        Current Expected Credit Losses - Changes in CECL    HTML     66K  
                Allowance Reserve (Details)                                      
154: R141        Current Expected Credit Losses - Narrative          HTML     64K  
                (Details)                                                        
155: R142        Supplemental Balance Sheet Information - Summary    HTML     79K  
                of Components of Balance Sheet Accounts (Detail)                 
156: R143        Supplemental Balance Sheet Information - Summary    HTML     53K  
                of Components of Balance Sheet Accounts Table                    
                Footnote (Detail)                                                
157: R144        Subsequent Events (Detail)                          HTML     70K  
158: R145        Schedule I - Parent Company Only Financial          HTML    101K  
                Statements - Statements of Financial Condition                   
                (Detail)                                                         
159: R146        Schedule I - Parent Company Only Financial          HTML    129K  
                Statements - Statements of Operations (Detail)                   
160: R147        Schedule I - Parent Company Only Financial          HTML     83K  
                Statements - Statements of Comprehensive Income                  
                (Detail)                                                         
161: R148        Schedule I - Parent Company Only Financial          HTML    151K  
                Statements - Statements of Cash Flows (Detail)                   
162: R149        Schedule I - Parent Company Only - Organization     HTML     55K  
                and Basis of Presentation - Additional Information               
                (Detail)                                                         
163: R150        Schedule I - Parent Company Only - Commitments,     HTML     77K  
                Contingencies and Guarantees - Additional                        
                Information (Detail)                                             
164: R151        Schedule I - Parent Company Only - Long Term Debt   HTML    110K  
                - Additional Information (Detail)                                
165: R9999       Uncategorized Items - bgcp-20231231.htm             HTML     50K  
167: XML         IDEA XML File -- Filing Summary                      XML    332K  
170: XML         XBRL Instance -- bgcp-20231231_htm                   XML   5.29M  
166: EXCEL       IDEA Workbook of Financial Report Info              XLSX    460K  
10: EX-101.CAL  XBRL Calculations -- bgcp-20231231_cal               XML    489K 
11: EX-101.DEF  XBRL Definitions -- bgcp-20231231_def                XML   2.26M 
12: EX-101.LAB  XBRL Labels -- bgcp-20231231_lab                     XML   4.12M 
13: EX-101.PRE  XBRL Presentations -- bgcp-20231231_pre              XML   3.04M 
 9: EX-101.SCH  XBRL Schema -- bgcp-20231231                         XSD    503K 
168: JSON        XBRL Instance as JSON Data -- MetaLinks            1,002±  1.61M  
169: ZIP         XBRL Zipped Folder -- 0001628280-24-007951-xbrl      Zip   1.49M  


‘EX-21.1’   —   Subsidiaries List


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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  Document  
Exhibit 21.1
LIST OF SUBSIDIARIES OF BGC GROUP, INC.

ENTITY NAMEDOMESTIC JURISDICTION
12TH STREET CAPITAL, LLC
DELAWARE
ALGOMI CORPORATION
DELAWARE
ALGOMI LIMITED
UNITED KINGDOM
AMEEFI SERVICES, INC.
DELAWARE
AMEREX BROKERS LLC
DELAWARE
AMPEX ENERGY, LLC
DELAWARE
AQUA SECURITIES HOLDINGS, LLC
DELAWARE
AUREL BGC
FRANCE
BGC BES PARTNERS LIMITEDUNITED KINGDOM
BGC BRAZIL HOLDINGS LIMITADA
BRAZIL/LATIN AMERICA
BGC BRAZIL HOLDINGS, LLC
DELAWARE
BGC BROKERS GP LIMITED
UNITED KINGDOM
BGC BROKERS HOLDINGS, L.P.
DELAWARE
BGC BROKERS HOLDINGS, LLC
DELAWARE
BGC BROKERS INVESTMENT, L.P.
DELAWARE
BGC BROKERS L.P.
UNITED KINGDOM
BGC BROKERS US HOLDINGS, LLC
DELAWARE
BGC BROKERS US, L.P.
DELAWARE
BGC CANADA SECURITIES COMPANY
CANADA (NOVA SCOTIA)
BGC CANADA SECURITIES COMPANY HOLDINGS, L.P.
DELAWARE
BGC CAPITAL MARKETS (HONG KONG) LIMITED
HONG KONG
BGC CAPITAL MARKETS (JAPAN) LLC
DELAWARE
BGC CAPITAL MARKETS (SWITZERLAND) LLC
DELAWARE
BGC CAPITAL MARKETS AND FOREIGN EXCHANGE BROKER (KOREA) LIMITED
SOUTH KOREA (SEOUL)
BGC CAPITAL MARKETS, L.P.
DELAWARE
BGC CAYMAN ISLANDS HOLDINGS I LIMITED
CAYMAN ISLANDS
BGC CHINA HOLDINGS, LLC
DELAWARE
BGC CHINA, L.P.
DELAWARE
BGC DERIVATIVE MARKETS HOLDINGS, LLC
DELAWARE
BGC DERIVATIVE MARKETS, L.P.
DELAWARE
BGC ENVIRONMENTAL BROKERAGE SERVICES HOLDINGS, LLC
DELAWARE
BGC ENVIRONMENTAL BROKERAGE SERVICES, L.P.
DELAWARE
BGC EUROPEAN GP LIMITED
UNITED KINGDOM
BGC EUROPEAN HOLDINGS, L.P.
UNITED KINGDOM
BGC FINANCIAL GROUP, INC.
DELAWARE
BGC FINANCIAL, L.P.
DELAWARE
BGC FRANCE HOLDINGS
FRANCE
BGC GLOBAL HOLDINGS GP LIMITED
CAYMAN ISLANDS
BGC GLOBAL HOLDINGS, L.P.
CAYMAN ISLANDS
BGC GLOBAL LIMITED
UNITED KINGDOM



BGC GP LIMITED
UNITED KINGDOM
BGC GP, LLC
DELAWARE
BGC HCMC HOLDINGS, LLC
DELAWARE
BGC HOLDINGS (TURKEY), LLC
DELAWARE
BGC HOLDINGS II, LLC
DELAWARE
BGC HOLDINGS MERGER SUB, LLCDELAWARE
BGC HOLDINGS U.S., INC.
DELAWARE
BGC HOLDINGS, LLC
DELAWARE
BGC INFORMATION HOLDINGS, LLC
DELAWARE
BGC INFORMATION, L.P.
DELAWARE
BGC INTERNATIONAL
UNITED KINGDOM
BGC INTERNATIONAL GP LIMITED
UNITED KINGDOM
BGC INTERNATIONAL HOLDINGS, L.P.
DELAWARE
BGC INTERNATIONAL, L.P.
UNITED KINGDOM
BGC LIQUIDEZ DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS LTDA.
BRAZIL/LATIN AMERICA
BGC M LIMITED PARTNERSHIP
UNITED KINGDOM
BGC MARKET DATA HOLDINGS, LLC
DELAWARE
BGC MARKET DATA, L.P.
DELAWARE
BGC MEXICO HOLDINGS, S. DE R.L. de C.V.
MEXICO/LATIN AMERICA
BGC MEXICO R.E. HOLDINGS, LLC
DELAWARE
BGC MEXICO R.E. HOLDINGS, S. de R.L. de C.V.
MEXICO/LATIN AMERICA
BGC NOTES, LLC
NEW YORK
BGC PARTNERS (AUSTRALIA) PTY LIMITED
AUSTRALIA
BGC PARTNERS (SINGAPORE) LIMITED
SINGAPORE
BGC PARTNERS CIS LLC
RUSSIA/MOSCOW
BGC PARTNERS, INC.
DELAWARE
BGC PARTNERS, L.P.
DELAWARE
BGC POTEN & PARTNERS HOLDINGS, LLC
DELAWARE
BGC RADIX ENERGY L.P.
DELAWARE
BGC REMATE HOLDINGS, LLC
DELAWARE
BGC SA FINANCIAL BROKERS (PTY) LIMITED
SOUTH AFRICA
BGC SECURITIES (HONG KONG) LLC
DELAWARE
BGC SECURITIES (SINGAPORE) LIMITED
SINGAPORE
BGC SERVICES (HOLDINGS) LLP
UNITED KINGDOM
BGC SHOKEN KAISHA LIMITED
DELAWARE
BGC SUNRISE HOLDINGS, L.P.
DELAWARE
BGC TECHNOLOGY (HONG KONG) HOLDINGS I, INC.
DELAWARE
BGC TECHNOLOGY (HONG KONG) HOLDINGS II, INC.
DELAWARE
BGC TECHNOLOGY (HONG KONG) HOLDINGS III, LLC
DELAWARE
BGC TECHNOLOGY (HONG KONG) LIMITED
HONG KONG
BGC TECHNOLOGY (JAPAN) LIMITED
JAPAN
BGC TECHNOLOGY BROKERAGE HOLDINGS, LLC
DELAWARE



BGC TECHNOLOGY BROKERAGE, L.P.
DELAWARE
BGC TECHNOLOGY ELX HOLDINGS, L.P.
DELAWARE
BGC TECHNOLOGY ELX HOLDINGS, LLC
DELAWARE
BGC TECHNOLOGY INTERNATIONAL LIMITED
UNITED KINGDOM
BGC TECHNOLOGY MARKETS HOLDINGS, LLC
DELAWARE
BGC TECHNOLOGY MARKETS, L.P.
DELAWARE
BGC TECHNOLOGY SUPPORT SERVICES LIMITED
UNITED KINGDOM
BGC TECHNOLOGY, LLC
DELAWARE
BGC TRADING HOLDINGS, LLC
DELAWARE
BGC USA HOLDINGS, LLC
DELAWARE
BGC USA, L.P.
DELAWARE
BGCBI, LLC
DELAWARE
BGCCMHK HOLDINGS II, LLC
DELAWARE
BGCCMHK HOLDINGS, LLC
DELAWARE
BGCCMLP HOLDINGS, LLC
DELAWARE
BGCF HOLDINGS, LLC
DELAWARE
BGCIHLP, LLC
DELAWARE
BGCM GP LIMITED
UNITED KINGDOM
BGCP II, INC.
DELAWARE
BGCSHLLP HOLDINGS LIMITED
UNITED KINGDOM
CANTOR FITZGERALD (PROPRIETARY) LIMITED
SOUTH AFRICA
CENTURY CHARTERING (U.K.) LIMITED
UNITED KINGDOM
CFLP CX FUTURES EXCHANGE HOLDINGS, L.P.DELAWARE
CFLP CX FUTURES EXCHANGE HOLDINGS, LLCDELAWARE
CHART TRADING DEVELOPMENT, LLC
TEXAS
CONTICAP S.A.
SWITZERLAND
CONTINENTAL CAPITAL MARKETS S.A.
SWITZERLAND
CORANT GLOBAL LIMITED
UNITED KINGDOM
CREDITORS COLLECTIONS, LLC
DELAWARE
CX CLEARINGHOUSE HOLDINGS, LLCDELAWARE
CX CLEARINGHOUSE, L.P.DELAWARE
D'VEGA LIMITED
UNITED KINGDOM
eAB HOLDINGS, LLC
DELAWARE
ELX FUTURES HOLDINGS, LLC
DELAWARE
ELX FUTURES, L.P.
DELAWARE
ESX CLEARING HOLDINGS, LLC
DELAWARE
ESX CLEARING, L.P.
DELAWARE
EURO BROKERS CANADA LIMITED
CANADA
EURO BROKERS MEXICO S.A. de C.V.
MEXICO/LATIN AMERICA
FENICS (JAPAN) LIMITED
JAPAN
FENICS EXECUTION, LLC
NEW YORK
FENICS FX, LLC
DELAWARE
FENICS MARKETS XCHANGE, LLC
DELAWARE



FENICS SECURITIES (HONG KONG) LIMITED
HONG KONG
FENICS SERVICES GP, LLC
DELAWARE
FENICS SOFTWARE LIMITED
UNITED KINGDOM
FENICS SOFTWARE, INC.
DELAWARE
FHLP HOLDINGS, LLC
DELAWARE
FHLP, L.P.
DELAWARE
FIXED INCOME SOLUTIONS PTY LTD
AUSTRALIA
FMX BROKERS (UK) LIMITED
UNITED KINGDOM
FMX FUTURES EXCHANGE HOLDINGS GP, LLCDELAWARE
FMX FUTURES EXCHANGE, L.P.DELAWARE
FMX SECURITIES (SINGAPORE) PTE LIMITEDSINGAPORE
FMX SERVICES, LLCDELAWARE
FMX TECHNOLOGY (SINGAPORE) PTE LIMITEDSINGAPORE
FMX TECHNOLOGY LIMITED
UNITED KINGDOM
FREEDOM INTERNATIONAL BROKERAGE COMPANY
CANADA (NOVA SCOTIA)
FREEDOM INTERNATIONAL HOLDING, L.P.
DELAWARE
GFI (HK) BROKERS LIMITED
HONG KONG
GFI (HK) SECURITIES L.L.C.
NEW YORK
GFI ADVISORY (CHINA) CO. LIMITED
CHINA
GFI AFRICAN MONEY BROKERS (PTY) LTD
SOUTH AFRICA
GFI ASIA HOLDINGS PTE. LTD
SINGAPORE
GFI ASIA PARTNERS PTE. LTD
SINGAPORE
GFI AUSTRALIA PTY LIMITED
AUSTRALIA (MELBOURNE)
GFI BERMUDA LTD.
BERMUDA
GFI BROKERS (CHILE) AGENTE DE VALORES SPA
CHILE
GFI BROKERS LIMITED
UNITED KINGDOM
GFI DEL PERU S.A.C.
PERU
GFI EMEA HOLDINGS LIMITED
UNITED KINGDOM
GFI EXCHANGE COLOMBIA S.A.
COLOMBIA
GFI FUTURES EXCHANGE LLC
DELAWARE
GFI GROUP (PHILIPPINES) INC.
PHILIPPINES
GFI GROUP DO BRASIL CONSULTORIA LTDA
BRAZIL
GFI GROUP INC.
DELAWARE
GFI GROUP LLC
NEW YORK
GFI GROUP MEXICO S.A. DE C.V.
MEXICO
GFI GROUP PTE LIMITED
SINGAPORE
GFI HOLDINGS LIMITED
UNITED KINGDOM
GFI INTERNATIONAL AND CAPITAL MARKET BROKERS (PTY) LIMITED
SOUTH AFRICA
GFI INTERNATIONAL HOLDINGS LP
UNITED KINGDOM
GFI KOREA MONEY BROKERAGE LIMITED
KOREA
GFI MARKETS INVESTMENTS LIMITED
UNITED KINGDOM
GFI MARKETS LIMITED
UNITED KINGDOM



GFI MARKETS LLC
DELAWARE
GFI SECURITIES (SA) (PROPRIETARY) LIMITED
SOUTH AFRICA
GFI SECURITIES COLOMBIA S.A.
COLOMBIA
GFI SECURITIES HOLDINGS (PTY) LIMITED
SOUTH AFRICA
GFI SECURITIES LIMITED
UNITED KINGDOM
GFI SECURITIES LLC
NEW YORK
GFI SECURITIES S.A.
ARGENTINA
GFI SERVICIOS CORPORATIVOS, S.A. DE C.V.
MEXICO
GFI SOUTH AFRICA (PTY) LTD
SOUTH AFRICA
GFI SWAPS EXCHANGE LLC
DELAWARE
GFI UK HOLDING LIMITED PARTNERSHIP
UNITED KINGDOM
GFIGS COMMERCIAL CONSULTING (SHANGHAI) CO., LTD
CHINA
GFINET EUROPE LIMITED
UNITED KINGDOM
GFINET HOLDINGS INC.
DELAWARE
GFINET INC.
DELAWARE
GFINET UK LIMITED
UNITED KINGDOM
GFIX LLC
DELAWARE
GINGA GLOBAL MARKETS PTE LTD
SINGAPORE
GINGA PETROLEUM (SINGAPORE) PTE LTD
SINGAPORE
GINGA PETROLEUM KOREA LTDKOREA
JADESTONE CONSULTANTS LIMITED
CYPRUS
JPI MERGER SUB 1, INC.
DELAWARE
JPI MERGER SUB 2, LLC
DELAWARE
JPI MERGER SUB 3, INC.
DELAWARE
KALAHARI LIMITED
UNITED KINGDOM
KYTE CAPITAL MANAGEMENT LIMITED
UNITED KINGDOM
LFI HOLDINGS, LLC
DELAWARE
LUCERA (UK) LIMITED
UNITED KINGDOM
LUCERA CONNECTIVITY LIMITED
UNITED KINGDOM
LUCERA FINANCIAL INFRASTRUCTURES, LLC
DELAWARE
LUCERA FINANCIAL SERVICES, LLC
DELAWARE
LUCERA INFRASTRUCTURES, LLC
DELAWARE
LUCERA OPERATIONS, LLC
DELAWARE
LUCERA SERVICES, LLC
DELAWARE
MARTIN BROKERS GROUP LIMITED
UNITED KINGDOM
MERLIN ADVISORS, LLC
DELAWARE
MINT BROKERS
NEW YORK
MINT BROKERS HOLDINGS I, LLC
DELAWARE
MINT BROKERS HOLDINGS II, LLC
DELAWARE
NGKF SECURITIES, LLC
DELAWARE
OPEN ENERGY GROUP, INC.
DELAWARE
PERIMETER MARKETS, INC.
CANADA (ONTARIO)
POTEN & PARTNERS (ATHENS) LTD.BRITISH VIRGIN ISLANDS



POTEN & PARTNERS (AUSTRALIA) PTY. LTD.
AUSTRALIA
POTEN & PARTNERS (HELLAS) LTD.
BRITISH VIRGIN ISLANDS
POTEN & PARTNERS (SPAIN) SL
SPAIN (MADRID)
POTEN & PARTNERS (UK) LTD.UNITED KINGDOM
POTEN & PARTNERS DENMARK ApS
DENMARK
POTEN & PARTNERS GROUP, INC.
DELAWARE
POTEN & PARTNERS LTD.
BERMUDA
POTEN & PARTNERS PTE. LTD.
SINGAPORE
POTEN & PARTNERS, INC.
DELAWARE
POTEN & PARTNERS, LLC
DELAWARE
POTEN ENGINEERING, LLCDELAWARE
REMATE (USA), INC.
NEW YORK
REMATE LINCE, S.A.P.I. de C.V.
MEXICO/LATIN AMERICA
RMT EMPLOYMENT SERVICES HOLDINGS II, LLC
DELAWARE
RMT EMPLOYMENT SERVICES, S. DE R.L. de C.V.
MEXICO/LATIN AMERICA
S.A.M. AUREL BGC MONACOMONACO
SBL SUNRISE BROKERS LIMITED
CYPRUS
SEMINOLE CAPITAL MARKETS, L.P.
DELAWARE
SISTEMAS VAR
MEXICO/LATIN AMERICA
STERLING INTERNATIONAL BROKERS LIMITED
UNITED KINGDOM
SUNRISE BROKERS (HONG KONG) LTD
HONG KONG
SUNRISE BROKERS LLP
UNITED KINGDOM
SUNRISE GLOBAL BROKERS LIMITED
UNITED KINGDOM
TOWER BRIDGE (ONE) LIMITED
UNITED KINGDOM
TOWER BRIDGE GP LIMITED
UNITED KINGDOM
TOWER BRIDGE INTERNATIONAL SERVICES L.P.
UNITED KINGDOM
TRADESOFT TECHNOLOGIES, INC.
DELAWARE
TRADESPARK, L.P.
DELAWARE
TREASURYCONNECT LLC
DELAWARE
TRIDENT BROKERAGE SERVICES LLC
DELAWARE



1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/24  BGC Group, Inc.                   10-K/A     12/31/23   16:3.2M                                   Donnelley … Solutions/FA


37 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/06/23  BGC Group, Inc.                   8-K:1,2,3,810/04/23   18:1.2M                                   Donnelley … Solutions/FA
 9/20/23  BGC Group, Inc.                   S-4/A                  4:979K                                   Donnelley … Solutions/FA
 7/13/23  BGC Group, Inc.                   8-K:5,9     7/13/23   11:157K                                   Donnelley … Solutions/FA
 7/03/23  BGC Group, Inc.                   POS AM                 4:369K                                   Donnelley … Solutions/FA
 7/03/23  BGC Group, Inc.                   8-K12B:1,2, 6/27/23   20:1M                                     Donnelley … Solutions/FA
 5/25/23  BGC Group, Inc.                   8-K:1,2,8,9 5/25/23   13:482K                                   Donnelley … Solutions/FA
 4/28/23  BGC Group, Inc.                   10-K/A     12/31/22   16:2.3M                                   Donnelley … Solutions/FA
 3/14/23  BGC Group, Inc.                   8-K:8,9     3/10/23   11:181K                                   Donnelley … Solutions/FA
11/16/22  BGC Group, Inc.                   8-K:1,5,8,911/15/22   13:994K                                   Donnelley … Solutions/FA
 3/14/22  BGC Group, Inc.                   8-K:1,2,8,9 3/10/22   11:1M                                     Donnelley … Solutions/FA
11/08/21  BGC Group, Inc.                   10-Q        9/30/21  134:18M                                    Workiva Inc Wde… FA01/FA
 8/06/21  BGC Group, Inc.                   10-Q        6/30/21  130:19M                                    Workiva Inc Wde… FA01/FA
 3/01/21  BGC Group, Inc.                   10-K       12/31/20  182:57M                                    ActiveDisclosure/FA
11/06/20  BGC Group, Inc.                   10-Q        9/30/20  133:25M                                    ActiveDisclosure/FA
 8/07/20  BGC Group, Inc.                   10-Q        6/30/20  134:24M                                    ActiveDisclosure/FA
 7/14/20  BGC Group, Inc.                   8-K:1,2,8,9 7/10/20   13:472K                                   Donnelley … Solutions/FA
12/13/19  BGC Group, Inc.                   8-K:1,2,8,912/11/19   11:215K                                   Donnelley … Solutions/FA
 9/30/19  BGC Group, Inc.                   8-K:1,2,8,9 9/27/19   14:996K                                   Donnelley … Solutions/FA
11/30/18  BGC Group, Inc.                   8-K:1,2,8,911/28/18    3:707K                                   Donnelley … Solutions/FA
11/27/18  BGC Group, Inc.                   8-K:1,3,8,911/23/18    4:737K                                   Donnelley … Solutions/FA
11/08/18  BGC Group, Inc.                   10-Q        9/30/18  142:31M                                    ActiveDisclosure/FA
 8/07/18  BGC Group, Inc.                   8-K:1,2,8,9 8/03/18    2:28K                                    Donnelley … Solutions/FA
 3/23/18  BGC Group, Inc.                   8-K:1,2,8,9 3/19/18    3:115K                                   Donnelley … Solutions/FA
12/19/17  BGC Group, Inc.                   8-K:1,2,5,712/13/17   21:3.5M                                   Donnelley … Solutions/FA
 9/08/17  BGC Group, Inc.                   8-K:1,2,7,8 9/08/17    8:3.2M                                   Donnelley … Solutions/FA
 7/21/17  BGC Group, Inc.                   8-K:1,7,9   7/17/17    4:668K                                   Donnelley … Solutions/FA
 2/28/17  BGC Group, Inc.                   10-K       12/31/16  153:17M                                    Donnelley … Solutions/FA
12/23/15  BGC Group, Inc.                   8-K:1,9    12/22/15    2:248K                                   Donnelley … Solutions/FA
11/18/15  BGC Group, Inc.                   8-K:1,9    11/15/15    3:549K                                   Donnelley … Solutions/FA
11/09/15  BGC Group, Inc.                   10-Q        9/30/15  119:11M                                    Donnelley … Solutions/FA
 2/25/15  BGC Group, Inc.                   8-K:1,9     2/19/15    2:398K                                   Donnelley … Solutions/FA
 1/28/14  BGC Group, Inc.                   8-K:5,9     1/22/14    2:74K                                    Donnelley … Solutions/FA
 8/08/13  BGC Partners, Inc.                10-Q        6/30/13  216:21M                                    Donnelley … Solutions/FA
 8/08/11  BGC Partners, Inc.                10-Q        6/30/11   42:4.2M                                   Donnelley … Solutions/FA
11/10/08  BGC Partners, Inc.                10-Q        9/30/08    9:1.7M                                   Donnelley … Solutions/FA
 4/07/08  BGC Partners, Inc.                8-K:1,2,3,5 4/01/08   24:2.7M                                   Donnelley … Solutions/FA
 2/11/08  BGC Partners, Inc.                DEFM14A     2/11/08    1:7M                                     Donnelley … Solutions/FA
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