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BGC Group, Inc. – ‘10-K’ for 12/31/23 – ‘EXCEL’

On:  Thursday, 2/29/24, at 4:01pm ET   ·   For:  12/31/23   ·   Accession #:  1628280-24-7951   ·   File #:  1-35591

Previous ‘10-K’:  ‘10-K/A’ on 4/28/23 for 12/31/22   ·   Next & Latest:  ‘10-K/A’ on 4/26/24 for 12/31/23   ·   38 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/29/24  BGC Group, Inc.                   10-K       12/31/23  170:24M                                    Workiva Inc Wde… FA01/FA

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   3.06M 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     70K 
 3: EX-21.1     Subsidiaries List                                   HTML     88K 
 4: EX-23.1     Consent of Expert or Counsel                        HTML     48K 
 8: EX-97.1     Clawback Policy re: Recovery of Erroneously         HTML     66K 
                Awarded Compensation                                             
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     51K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     51K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     49K 
14: R1          Document and Entity Information                     HTML    118K 
15: R2          Audit Information                                   HTML     53K 
16: R3          Consolidated Statements of Financial Condition      HTML    164K 
17: R4          Consolidated Statements of Financial Condition      HTML     65K 
                (Parenthetical)                                                  
18: R5          Consolidated Statements of Operations               HTML    177K 
19: R6          Consolidated Statements of Comprehensive Income     HTML     84K 
                (Loss)                                                           
20: R7          Consolidated Statements of Cash Flows               HTML    199K 
21: R8          Consolidated Statements of Changes in Equity        HTML    163K 
22: R9          Consolidated Statements of Changes in Equity        HTML     96K 
                (Parenthetical)                                                  
23: R10         Organization and Basis of Presentation              HTML     90K 
24: R11         Limited Partnership Interests in BGC Holdings and   HTML     66K 
                Newmark Holdings                                                 
25: R12         Summary of Significant Accounting Policies          HTML    111K 
26: R13         Acquisitions                                        HTML     54K 
27: R14         Divestitures                                        HTML     51K 
28: R15         Earnings Per Share                                  HTML     89K 
29: R16         Stock Transactions and Unit Redemptions             HTML    131K 
30: R17         Financial Instruments Owned, at Fair Value          HTML     50K 
31: R18         Collateralized Transactions                         HTML     51K 
32: R19         Receivables from and Payables to Broker-Dealers,    HTML     68K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers                                                   
33: R20         Derivatives                                         HTML    127K 
34: R21         Fair Value of Financial Assets and Liabilities      HTML    189K 
35: R22         Related Party Transactions                          HTML    118K 
36: R23         Investments                                         HTML     97K 
37: R24         Fixed Assets, Net                                   HTML     61K 
38: R25         Goodwill and Other Intangible Assets, Net           HTML    111K 
39: R26         Notes Payable, Other and Short-term Borrowings      HTML    117K 
40: R27         Compensation                                        HTML    164K 
41: R28         Commitments, Contingencies and Guarantees           HTML    104K 
42: R29         Income Taxes                                        HTML    129K 
43: R30         Regulatory Requirements                             HTML     53K 
44: R31         Segment, Geographic and Product Information         HTML     98K 
45: R32         Revenues from Contracts with Customers              HTML     74K 
46: R33         Leases                                              HTML    101K 
47: R34         Current Expected Credit Losses                      HTML     72K 
48: R35         Supplemental Balance Sheet Information              HTML     69K 
49: R36         Subsequent Events                                   HTML     52K 
50: R37         Schedule I - Parent Company Only Financial          HTML    224K 
                Statements                                                       
51: R38         Pay vs Performance Disclosure                       HTML     60K 
52: R39         Insider Trading Arrangements                        HTML     54K 
53: R40         Summary of Significant Accounting Policies          HTML    220K 
                (Policies)                                                       
54: R41         Earnings Per Share (Tables)                         HTML     89K 
55: R42         Stock Transactions and Unit Redemptions (Tables)    HTML    123K 
56: R43         Receivables from and Payables to Broker-Dealers,    HTML     66K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers (Tables)                                          
57: R44         Derivatives (Tables)                                HTML    129K 
58: R45         Fair Value of Financial Assets and Liabilities      HTML    189K 
                (Tables)                                                         
59: R46         Investments (Tables)                                HTML     97K 
60: R47         Fixed Assets, Net (Tables)                          HTML     58K 
61: R48         Goodwill and Other Intangible Assets, Net (Tables)  HTML    116K 
62: R49         Notes Payable, Other and Short-term Borrowings      HTML     87K 
                (Tables)                                                         
63: R50         Compensation (Tables)                               HTML    160K 
64: R51         Commitments, Contingencies and Guarantees (Tables)  HTML    104K 
65: R52         Income Taxes (Tables)                               HTML    127K 
66: R53         Segment, Geographic and Product Information         HTML     95K 
                (Tables)                                                         
67: R54         Revenues from Contracts with Customers (Tables)     HTML     68K 
68: R55         Leases (Tables)                                     HTML    119K 
69: R56         Current Expected Credit Losses (Tables)             HTML     67K 
70: R57         Supplemental Balance Sheet Information (Tables)     HTML     70K 
71: R58         Organization and Basis of Presentation -            HTML    140K 
                Additional Information (Detail)                                  
72: R59         Limited Partnership Interests in BGC Holdings and   HTML     72K 
                Newmark Holdings (Detail)                                        
73: R60         Summary of Significant Accounting Policies          HTML     76K 
                (Detail)                                                         
74: R61         Acquisitions (Detail)                               HTML     58K 
75: R62         Divestitures (Detail)                               HTML     60K 
76: R63         Earnings Per Share - Calculation of Basic Earnings  HTML     77K 
                Per Share from Continuing and Discontinued                       
                Operations (Detail)                                              
77: R64         Earnings Per Share - Calculation of Fully Diluted   HTML     79K 
                Earnings Per Share from Continuing Operations                    
                (Detail)                                                         
78: R65         Earnings Per Share - Additional Information         HTML     69K 
                (Detail)                                                         
79: R66         Stock Transactions and Unit Redemptions - Changes   HTML     89K 
                in Shares of Class A Common Stock Outstanding                    
                (Detail)                                                         
80: R67         Stock Transactions and Unit Redemptions -           HTML    102K 
                Additional Information (Detail)                                  
81: R68         Stock Transactions and Unit Redemptions - Gross     HTML     65K 
                Unit Redemptions and Share Repurchases of Class A                
                Common Stock (Detail)                                            
82: R69         Stock Transactions and Unit Redemptions - Gross     HTML    107K 
                Unit Redemptions and Share Repurchases of Class A                
                Common Stock Table Footnote (Detail)                             
83: R70         Stock Transactions and Unit Redemptions - Summary   HTML     61K 
                of Changes in Carrying Amount of FPUs (Detail)                   
84: R71         Financial Instruments Owned, at Fair Value          HTML     52K 
                (Detail)                                                         
85: R72         Collateralized Transactions (Details)               HTML     58K 
86: R73         Receivables from and Payables to Broker-Dealers,    HTML     71K 
                Clearing Organizations, Customers and Related                    
                Broker-Dealers (Detail)                                          
87: R74         Derivatives - Fair Value of Derivative Contracts    HTML     66K 
                (Detail)                                                         
88: R75         Derivatives - Additional Information (Detail)       HTML     49K 
89: R76         Derivatives - Offsetting of Derivatives             HTML     98K 
                Instruments (Detail)                                             
90: R77         Derivatives - Summary of Gains and (Losses) on      HTML     64K 
                Derivative Contracts (Detail)                                    
91: R78         Fair Value of Financial Assets and Liabilities -    HTML    154K 
                Fair Value Hierarchy of Financial Assets and                     
                Liabilities under U.S. GAAP Guidance (Detail)                    
92: R79         Fair Value of Financial Assets and Liabilities -    HTML     71K 
                Changes in Level 3 Liabilities Measured at Fair                  
                Value on Recurring Basis (Detail)                                
93: R80         Fair Value of Financial Assets and Liabilities -    HTML     69K 
                Quantitative Information about Level 3 Fair Value                
                Measurements on Recurring Basis (Detail)                         
94: R81         Fair Value of Financial Assets and Liabilities -    HTML     59K 
                Additional Information (Detail)                                  
95: R82         Related Party Transactions - Service Agreements     HTML     77K 
                (Details)                                                        
96: R83         Related Party Transactions - Purchases of Futures   HTML     59K 
                Exchange Group (Details)                                         
97: R84         Related Party Transactions - Clearing Capital       HTML     52K 
                Agreement with Cantor (Details)                                  
98: R85         Related Party Transactions - Other Agreements with  HTML    113K 
                Cantor (Details)                                                 
99: R86         Related Party Transactions - Receivables from and   HTML     62K 
                Payables to Related Broker-Dealers (Details)                     
100: R87         Related Party Transactions - Loans, Forgivable      HTML     59K  
                Loans and Other Receivables from Employees and                   
                Partners, Net (Details)                                          
101: R88         Related Party Transactions - CEO Program and Other  HTML     95K  
                Transactions with CF&Co (Details)                                
102: R89         Related Party Transactions - Cantor Rights to       HTML     69K  
                Purchase Cantor Units from BGC Holdings (Details)                
103: R90         Related Party Transactions - Cantor Aurel Revenue   HTML     67K  
                Sharing Agreement (Details)                                      
104: R91         Related Party Transactions - Transactions with      HTML    321K  
                Executive Officers and Directors (Details)                       
105: R92         Related Party Transactions - Transactions with      HTML    204K  
                Executive Officers and Directors, 2 (Details)                    
106: R93         Related Party Transactions - Transactions with the  HTML     57K  
                Relief Fund (Details)                                            
107: R94         Related Party Transactions - Other Transactions     HTML    138K  
                (Details)                                                        
108: R95         Related Party Transactions - BGC Sublease from      HTML     92K  
                Newmark (Details)                                                
109: R96         Investments - Equity Method Investments and         HTML     69K  
                Investments Carried Under Measurement Alternative                
                (Detail)                                                         
110: R97         Investments - Additional Information (Detail)       HTML    113K  
111: R98         Investments - Summary of Financial Information for  HTML    120K  
                Company's Equity Method Investments (Detail)                     
112: R99         Investments - Investments in Variable Interest      HTML     64K  
                Entities (Detail)                                                
113: R100        Fixed Assets, Net - Components of Fixed Assets,     HTML     63K  
                Net (Detail)                                                     
114: R101        Fixed Assets, Net - Additional Information          HTML     64K  
                (Detail)                                                         
115: R102        Goodwill and Other Intangible Assets, Net -         HTML     61K  
                Summary of Changes in Carrying Amount of Goodwill                
                (Detail)                                                         
116: R103        Goodwill and Other Intangible Assets, Net -         HTML     87K  
                Components of Other Intangible Assets (Detail)                   
117: R104        Goodwill and Other Intangible Assets, Net -         HTML     53K  
                Additional Information (Detail)                                  
118: R105        Goodwill and Other Intangible Assets, Net -         HTML     64K  
                Estimated Future Amortization Expense of Definite                
                Life Intangible Assets (Detail)                                  
119: R106        Notes Payable, Other and Short-term Borrowings -    HTML     97K  
                Summary Notes Payable, Other and Short-term                      
                Borrowings (Detail)                                              
120: R107        Notes Payable, Other and Short-term Borrowings -    HTML    356K  
                Additional Information (Detail)                                  
121: R108        Notes Payable, Other and Short-term Borrowings -    HTML     87K  
                Carrying Amounts and Estimated Fair Values of                    
                Company's Senior Notes (Detail)                                  
122: R109        Compensation - Additional Information (Detail)      HTML    201K  
123: R110        Compensation - Compensation Expense Related to      HTML     72K  
                Class A Common Stock (Detail)                                    
124: R111        Compensation - Activity Associated with LPU's Held  HTML     63K  
                by BGC Employees (Detail)                                        
125: R112        Compensation - Summary of the BGC Holdings and      HTML     70K  
                Newmark Holdings LPUs held by BGC Employees                      
                (Detail)                                                         
126: R113        Compensation - Compensation Expense Related to      HTML     59K  
                Issuance of BGC or Newmark Class A Common Stock                  
                and Grants of Exchangeability on BGC Holdings and                
                Newmark Holdings LPUs held by BGC Employees                      
                (Detail)                                                         
127: R114        Compensation - Activity Associated with Limited     HTML     64K  
                Partnership Units Awarded to BGC Employees                       
                (Detail)                                                         
128: R115        Compensation - Summary of Compensation Expense      HTML     62K  
                Related to Amortization of LPUs Held by BGC                      
                Employees (Detail)                                               
129: R116        Compensation - Summary of Outstanding LPUs Held by  HTML     64K  
                BGC Employees with Stated Vesting (Detail)                       
130: R117        Compensation - Compensation Expense Related to      HTML     50K  
                Restricted Stock Unit Held by BGC Employees                      
                (Detail)                                                         
131: R118        Compensation - Activity Associated with Restricted  HTML    103K  
                Stock Units (Detail)                                             
132: R119        Commitments, Contingencies and Guarantees -         HTML    238K  
                Summary of Contractual Obligations (Detail)                      
133: R120        Commitments, Contingencies and Guarantees -         HTML     79K  
                Summary of Minimum Lease Payments under these                    
                Arrangements (Detail)                                            
134: R121        Commitments, Contingencies and Guarantees -         HTML    100K  
                Additional Information (Detail)                                  
135: R122        Income Taxes - Summary of Provision for Income      HTML     80K  
                Taxes (Detail)                                                   
136: R123        Income Taxes - Additional Information (Detail)      HTML     78K  
137: R124        Income Taxes - Summary of Actual Income Tax         HTML     82K  
                Expense and Amount Calculated Utilizing U.S.                     
                Federal Statutory Rates (Detail)                                 
138: R125        Income Taxes - Summary of Deferred Tax Asset and    HTML     72K  
                Liability (Detail)                                               
139: R126        Income Taxes - Summary of Gross Unrecognized Tax    HTML     62K  
                Benefits (Detail)                                                
140: R127        Regulatory Requirements (Detail)                    HTML     51K  
141: R128        Segment, Geographic and Product Information -       HTML     49K  
                Additional Information (Detail)                                  
142: R129        Segment, Geographic and Product Information -       HTML     69K  
                Geographic Information Regarding Revenues (Detail)               
143: R130        Segment, Geographic and Product Information -       HTML     62K  
                Information Regarding Long-Lived Assets in                       
                Geographic Areas (Detail)                                        
144: R131        Segment, Geographic and Product Information -       HTML     74K  
                Product Information Regarding Revenues (Detail)                  
145: R132        Revenues from Contracts with Customers - Summary    HTML     77K  
                of Revenues from Contracts with Customers and                    
                Other Sources of Revenues (Detail)                               
146: R133        Revenues from Contracts with Customers -            HTML     59K  
                Additional Information (Detail)                                  
147: R134        Leases - Additional Information (Detail)            HTML     57K  
148: R135        Leases - Schedule of Supplemental Information       HTML     66K  
                Related to Operating Leases (Detail)                             
149: R136        Leases - Schedule of Weighted-Average Remaining     HTML     57K  
                Lease Term and Discount Rate (Detail)                            
150: R137        Leases - Schedule of Components of Lease Expense    HTML     62K  
                (Detail)                                                         
151: R138        Leases - Schedule of Maturity Analysis of           HTML     88K  
                Operating Lease Liabilities (Detail)                             
152: R139        Leases - Schedule of Cash Flow Information Related  HTML     55K  
                to Lease Liabilities (Detail)                                    
153: R140        Current Expected Credit Losses - Changes in CECL    HTML     66K  
                Allowance Reserve (Details)                                      
154: R141        Current Expected Credit Losses - Narrative          HTML     64K  
                (Details)                                                        
155: R142        Supplemental Balance Sheet Information - Summary    HTML     79K  
                of Components of Balance Sheet Accounts (Detail)                 
156: R143        Supplemental Balance Sheet Information - Summary    HTML     53K  
                of Components of Balance Sheet Accounts Table                    
                Footnote (Detail)                                                
157: R144        Subsequent Events (Detail)                          HTML     70K  
158: R145        Schedule I - Parent Company Only Financial          HTML    101K  
                Statements - Statements of Financial Condition                   
                (Detail)                                                         
159: R146        Schedule I - Parent Company Only Financial          HTML    129K  
                Statements - Statements of Operations (Detail)                   
160: R147        Schedule I - Parent Company Only Financial          HTML     83K  
                Statements - Statements of Comprehensive Income                  
                (Detail)                                                         
161: R148        Schedule I - Parent Company Only Financial          HTML    151K  
                Statements - Statements of Cash Flows (Detail)                   
162: R149        Schedule I - Parent Company Only - Organization     HTML     55K  
                and Basis of Presentation - Additional Information               
                (Detail)                                                         
163: R150        Schedule I - Parent Company Only - Commitments,     HTML     77K  
                Contingencies and Guarantees - Additional                        
                Information (Detail)                                             
164: R151        Schedule I - Parent Company Only - Long Term Debt   HTML    110K  
                - Additional Information (Detail)                                
165: R9999       Uncategorized Items - bgcp-20231231.htm             HTML     50K  
167: XML         IDEA XML File -- Filing Summary                      XML    332K  
170: XML         XBRL Instance -- bgcp-20231231_htm                   XML   5.29M  
166: EXCEL       IDEA Workbook of Financial Report Info              XLSX    337K  
10: EX-101.CAL  XBRL Calculations -- bgcp-20231231_cal               XML    489K 
11: EX-101.DEF  XBRL Definitions -- bgcp-20231231_def                XML   2.26M 
12: EX-101.LAB  XBRL Labels -- bgcp-20231231_lab                     XML   4.12M 
13: EX-101.PRE  XBRL Presentations -- bgcp-20231231_pre              XML   3.04M 
 9: EX-101.SCH  XBRL Schema -- bgcp-20231231                         XSD    503K 
168: JSON        XBRL Instance as JSON Data -- MetaLinks            1,002±  1.51M  
169: ZIP         XBRL Zipped Folder -- 0001628280-24-007951-xbrl      Zip   1.08M  


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1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/24  BGC Group, Inc.                   10-K/A     12/31/23   16:3.2M                                   Donnelley … Solutions/FA


37 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/06/23  BGC Group, Inc.                   8-K:1,2,3,810/04/23   18:1.2M                                   Donnelley … Solutions/FA
 9/20/23  BGC Group, Inc.                   S-4/A                  4:979K                                   Donnelley … Solutions/FA
 7/13/23  BGC Group, Inc.                   8-K:5,9     7/13/23   11:157K                                   Donnelley … Solutions/FA
 7/03/23  BGC Group, Inc.                   POS AM                 4:369K                                   Donnelley … Solutions/FA
 7/03/23  BGC Group, Inc.                   8-K12B:1,2, 6/27/23   20:1M                                     Donnelley … Solutions/FA
 5/25/23  BGC Group, Inc.                   8-K:1,2,8,9 5/25/23   13:482K                                   Donnelley … Solutions/FA
 4/28/23  BGC Group, Inc.                   10-K/A     12/31/22   16:2.3M                                   Donnelley … Solutions/FA
 3/14/23  BGC Group, Inc.                   8-K:8,9     3/10/23   11:181K                                   Donnelley … Solutions/FA
11/16/22  BGC Group, Inc.                   8-K:1,5,8,911/15/22   13:994K                                   Donnelley … Solutions/FA
 3/14/22  BGC Group, Inc.                   8-K:1,2,8,9 3/10/22   11:1M                                     Donnelley … Solutions/FA
11/08/21  BGC Group, Inc.                   10-Q        9/30/21  134:18M                                    Workiva Inc Wde… FA01/FA
 8/06/21  BGC Group, Inc.                   10-Q        6/30/21  130:19M                                    Workiva Inc Wde… FA01/FA
 3/01/21  BGC Group, Inc.                   10-K       12/31/20  182:57M                                    ActiveDisclosure/FA
11/06/20  BGC Group, Inc.                   10-Q        9/30/20  133:25M                                    ActiveDisclosure/FA
 8/07/20  BGC Group, Inc.                   10-Q        6/30/20  134:24M                                    ActiveDisclosure/FA
 7/14/20  BGC Group, Inc.                   8-K:1,2,8,9 7/10/20   13:472K                                   Donnelley … Solutions/FA
12/13/19  BGC Group, Inc.                   8-K:1,2,8,912/11/19   11:215K                                   Donnelley … Solutions/FA
 9/30/19  BGC Group, Inc.                   8-K:1,2,8,9 9/27/19   14:996K                                   Donnelley … Solutions/FA
11/30/18  BGC Group, Inc.                   8-K:1,2,8,911/28/18    3:707K                                   Donnelley … Solutions/FA
11/27/18  BGC Group, Inc.                   8-K:1,3,8,911/23/18    4:737K                                   Donnelley … Solutions/FA
11/08/18  BGC Group, Inc.                   10-Q        9/30/18  142:31M                                    ActiveDisclosure/FA
 8/07/18  BGC Group, Inc.                   8-K:1,2,8,9 8/03/18    2:28K                                    Donnelley … Solutions/FA
 3/23/18  BGC Group, Inc.                   8-K:1,2,8,9 3/19/18    3:115K                                   Donnelley … Solutions/FA
12/19/17  BGC Group, Inc.                   8-K:1,2,5,712/13/17   21:3.5M                                   Donnelley … Solutions/FA
 9/08/17  BGC Group, Inc.                   8-K:1,2,7,8 9/08/17    8:3.2M                                   Donnelley … Solutions/FA
 7/21/17  BGC Group, Inc.                   8-K:1,7,9   7/17/17    4:668K                                   Donnelley … Solutions/FA
 2/28/17  BGC Group, Inc.                   10-K       12/31/16  153:17M                                    Donnelley … Solutions/FA
12/23/15  BGC Group, Inc.                   8-K:1,9    12/22/15    2:248K                                   Donnelley … Solutions/FA
11/18/15  BGC Group, Inc.                   8-K:1,9    11/15/15    3:549K                                   Donnelley … Solutions/FA
11/09/15  BGC Group, Inc.                   10-Q        9/30/15  119:11M                                    Donnelley … Solutions/FA
 2/25/15  BGC Group, Inc.                   8-K:1,9     2/19/15    2:398K                                   Donnelley … Solutions/FA
 1/28/14  BGC Group, Inc.                   8-K:5,9     1/22/14    2:74K                                    Donnelley … Solutions/FA
 8/08/13  BGC Partners, Inc.                10-Q        6/30/13  216:21M                                    Donnelley … Solutions/FA
 8/08/11  BGC Partners, Inc.                10-Q        6/30/11   42:4.2M                                   Donnelley … Solutions/FA
11/10/08  BGC Partners, Inc.                10-Q        9/30/08    9:1.7M                                   Donnelley … Solutions/FA
 4/07/08  BGC Partners, Inc.                8-K:1,2,3,5 4/01/08   24:2.7M                                   Donnelley … Solutions/FA
 2/11/08  BGC Partners, Inc.                DEFM14A     2/11/08    1:7M                                     Donnelley … Solutions/FA
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