SEC Info - Lumentum Holdings Inc. - ‘8-K’ for 2/23/24

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Lumentum Holdings Inc. – ‘8-K’ for 2/23/24

On: Monday, 2/26/24, at 5:37pm ET · As of: 2/27/24 · For: 2/23/24 · Accession #: 1628280-24-6936 · File #: 1-36861

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/24  Lumentum Holdings Inc.            8-K:5       2/23/24   10:144K                                   Workiva Inc Wde… FA01/FA

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     26K 
 5: R1          Cover Page                                          HTML     45K 
 7: XML         IDEA XML File -- Filing Summary                      XML     11K 
10: XML         XBRL Instance -- lite-20240223_htm                   XML     14K 
 6: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 3: EX-101.LAB  XBRL Labels -- lite-20240223_lab                     XML     67K 
 4: EX-101.PRE  XBRL Presentations -- lite-20240223_pre              XML     33K 
 2: EX-101.SCH  XBRL Schema -- lite-20240223                         XSD     10K 
 8: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
 9: ZIP         XBRL Zipped Folder -- 0001628280-24-006936-xbrl      Zip     13K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX:

lite-20240223

i 0001633978 i false00016339782024-02-232024-02-23

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): i February 23, 2024

i Lumentum Holdings Inc.

(Exact name of Registrant as specified in its charter)

i Delaware

i 001-36861

i 47-3108385

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification Number)

i 1001 Ridder Park Drive, i San Jose, i California i 95131

(Address of Principal Executive Offices including Zip code)

( i 408) i 546-5483

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


i ☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common Stock, par value of $0.001 per share	i LITE	i Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☐

Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On February 23, 2024, Judy G. Hamel, Senior Vice President, General Counsel and Secretary of Lumentum Holdings Inc. (the “Company”), informed the Company that she would be retiring as General Counsel and Secretary following the appointment of her successor. Ms. Hamel’s intention to retire does not reflect any disagreement with the Company.

Ms. Hamel will remain employed by the Company for a period of time to assist in the transition.

Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

LUMENTUM HOLDINGS INC.

By:

/s/ Alan Lowe

Name:

Alan Lowe

Title:

President and Chief Executive Officer

February 26, 2024