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Avalon Globocare Corp. – ‘8-A12B’ on 11/2/18

On:  Friday, 11/2/18, at 11:18am ET   ·   Accession #:  1615774-18-11914   ·   File #:  1-38728

4 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/02/18  Avalon Globocare Corp.            8-A12B                 1:26K                                    S2 Filings LLC/FA

Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration of a Class of Securities               HTML     15K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

As filed with the Securities and Exchange Commission on November 2, 2018.

 

 

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

WASHINGTON, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES 

PURSUANT TO SECTION 12(B) OR 12(G) OF THE 

SECURITIES EXCHANGE ACT OF 1934

 

AVALON GLOBOCARE CORP. 

(Exact Name of Registrant as Specified in Its Charter) 

     
Delaware   47-1685128

(State of Incorporation 

or Organization) 

 

(I.R.S. Employer 

Identification No.) 

     

4400 Route 9 South, Suite 3100 

Freehold, New Jersey 

  07728
(Address of Principal Executive Offices)   (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class 

to be Registered 

 

Name of Each Exchange on Which 

Each Class is to be Registered 

Common Stock, par value $0.0001 per share     The NASDAQ Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. 

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates: ______________________(if applicable) N/A

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 C: 

 

 

 

ITEM 1. DESCRIPTION OF REGISTRANT’S SECURITIES TO BE REGISTERED.

 

The securities to be registered hereby are the common stock, $0.0001 par value (the “Common Stock”) of Avalon GloboCare Corp. (the “Company”). The description of the Common Stock is contained in the section entitled “Description of Securities” in the Prospectus included in the Company’s Registration Statement on Form S-1 (Registration No. 333-224343), filed with the Securities and Exchange Commission on April 19, 2018, as amended from time to time (the “Registration Statement”), is hereby incorporated by reference into this Item 1. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that is subsequently filed is hereby also incorporated by reference into this Item 1.

 

ITEM 2. EXHIBITS.

 

Exhibit No. Exhibit Description
3.1

Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K/A filed with the Securities and Exchange Commission on April 26, 2018)

 

3.2

Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 of the Current Report on Form 8-K/A filed with the Securities and Exchange Commission on April 26, 2018)

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. 

       
 

AVALON GLOBOCARE CORP.

 

 
Date: November 2, 2018  By:   /s/ Luisa Ingargiola  
   

Luisa Ingargiola 

Chief Financial Officer

 

 

 C: 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed on:11/2/18
4/19/18S-1
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/29/23  Avalon GloboCare Corp.            424B3                  1:129K                                   EdgarAgents LLC/FA
 6/16/23  Avalon GloboCare Corp.            S-3                    6:1.3M                                   EdgarAgents LLC/FA
 6/27/22  Avalon GloboCare Corp.            S-3         6/28/22    4:696K                                   EdgarAgents LLC/FA
12/08/20  Avalon GloboCare Corp.            S-8        12/08/20    5:330K                                   EdgarAgents LLC/FA
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Filing Submission 0001615774-18-011914   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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