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Heisey Jeffrey Walter – ‘N-54A’ on 6/3/14

On:  Tuesday, 6/3/14, at 9:09pm ET   ·   As of:  6/4/14   ·   Accession #:  1589829-14-46   ·   File #:  814-01077

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  As Of                Filer                Filing    For·On·As Docs:Size

 6/04/14  Heisey Jeffrey Walter             N-54A                  2:2.1M

Notice of Election by a Business Development Company   —   Form N-54A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-54A       Notice of Election by a Business Development           2±     9K 
                          Company                                                
 2: N-54A       Notice of Election by a Business Development         PDF   1.52M 
                          Company -- form_n-54a                                  


N-54A   —   Notice of Election by a Business Development Company



OMB APPROVAL OMB Number: 3235-0237 Expires: November 30, 2014 Estimated average burden hours per response.......0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54A NOTIFICATION OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(a) OF THE ACT The undersigned business development company hereby notifies the Securities and Exchange Commission that it elects, pursuant to the provisions of section 54(a) of the Investment Company Act of 1940 (the Act), to be subject to the provisions of sections 55 through 65 of the Act and, in connection with such notification of election, submits the following information: Name: HEISEY JEFFREY WALTER Address of Principal Business Office: General Post-Office West Oakland Park Boulevard 1900 Fort Lauderdale, UM UM-99 Telephone Number: 9547900726 Name and address of agent for service of process: Jeffrey Heisey 1314 E LAS OLAS BLVD STE 610 FORT LAUDERDALE, FL 33301-2334 Check one of the following: [X] The company has filed a registration statement for a class of equity securities pursuant to section 12 of the Securities Exchange Act of 1934. Give the file number of the registration statement or, if the file number is unknown or has not yet been assigned, give the date on which the registration statement was filed: [ ] The company is relying on rule 12g-2 under the Securities Exchange Act of 1934 in lieu of filing a registration statement for a class of equity securities under that Act. The file number of the registration as an investment company pursuant to section 8(a) of the Act, if any, of the company: 811-22929 The file number of the registration as an investment company pursuant to section 8(a) of the Act, if any, of any subsidiary of the company: NONE The undersigned company certifies that it is a closed-end company organized under the laws of UM and with its principal place of business in UM; that it will be operated for the purpose of making investments in securities described in section 55(a)(1) through (3) of the Investment Company Act of 1940; and that it will make available significant managerial assistance with respect to issuers of such securities to the extent required by the Act. Pursuant to the requirements of the Act, the undersigned company has caused this notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 to be duly signed on its behalf in the city of FORT LAUDERDALE and state of FLORIDA on the 3rd day of JUNE, 2014. Signature: /s/ Jeffrey Walter Heisey _________________________________ Name of Company: HEISEY JEFFREY WALTER By: Jeffrey Walter Heisey, Principal Attest: _____________________________ Dan D. Ford, NOTARY PUBLIC / WITNESS [SEAL] SEC1937 (10-03) Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Dates Referenced Herein

This ‘N-54A’ Filing    Date    Other Filings
11/30/14None on these Dates
Filed as of:6/4/14
Filed on:6/3/14
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Filing Submission 0001589829-14-000046   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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