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Corning Natural Gas Holding Corp – ‘8-K’ for 5/1/18

On:  Friday, 5/4/18, at 8:26am ET   ·   For:  5/1/18   ·   Accession #:  1582244-18-35   ·   File #:  0-55911

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  As Of                Filer                Filing    For·On·As Docs:Size

 5/04/18  Corning Natural Gas Holding Corp  8-K:5,9     5/01/18    2:24K

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     11K 
 2: EX-3        Articles of Incorporation/Organization or By-Laws   HTML      9K 


8-K   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

May 1, 2018

(Date of earliest event reported)

 

Corning Natural Gas Holding Corporation

(Exact name of registrant as specified in its charter)

 

New York   000-55911   46-3235589
(State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S. Employer Identification No.)

 

330 West William Street, Corning, New York 14830
(Address of principal executive offices) (Zip Code)

 

   

(607) 936-3755

   
   

(Registrant’s telephone number, including area code)

 

   
         

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company [ ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standard provided pursuant to Section 13(A) of the Exchange Act. [ ]

 

 C: 
 
 
Item 5.03Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On May 2, 2018, Corning Natural Gas Holding Corporation (the “Holding Company”) received notice that its Certificate of Amendment to its Certificate of Incorporation increasing the number of authorized shares of common stock from 3,500,000 to 4,500,000 shares, and increasing the number of authorized shares of preferred stock from 500,000 shares to 750,000 shares with the Department of State of the State of New York. That amendment to the Holding Company’s Certificate of Incorporation was effective as of the May 1, 2018 filing date.

The Certificate of Amendment to the Certificate of Incorporation described above is filed as an exhibit to this Current Report on Form 8-K. The description is qualified in its entirety by reference to the full text of such document.

Item 9.01Financial Statements and Exhibits.

Exhibit 3.1 Certificate of Amendment to the Certificate of Incorporation with respect to the number of shares of common stock and the number of shares of preferred stock filed by the Department of State of the State of New York on May 1, 2018.

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Corning Natural Gas Holding Corporation

 

By: /s/ Michael I. German

President and Chief Executive Officer

Dated: May 2, 2018

INDEX TO EXHIBITS

Form 8-K of Corning Natural Gas Holding Corporation

 

Exhibit 3.1 Certificate of Amendment to the Certificate of Incorporation

with respect to the number of shares of common stock and

the number of shares of preferred stock filed by the Department

of State of the State of New York on May 1, 2018

Filed herewith

 


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:5/4/18None on these Dates
5/2/18
For Period End:5/1/18
 List all Filings 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/17/21  Corning Natural Gas Holding Corp. 10-K        9/30/21   93:11M                                    Computershare C… Svcs/FA
 1/26/21  Corning Natural Gas Holding Corp. 10-K/A      9/30/20    4:257K                                   Computershare C… Svcs/FA
12/21/20  Corning Natural Gas Holding Corp. 10-K        9/30/20   92:6.6M                                   Computershare C… Svcs/FA
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Filing Submission 0001582244-18-000035   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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