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Northern Lights Fund Trust , et al. – ‘485BPOS’ on 1/23/15 – EX-99.D ADVSR CONTROn: Friday, 1/23/15, at 5:26pm ET · Effective: 1/28/15 · Accession #: 1580642-15-315 · File #s: 811-21720 , 333-122917
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Post-Effective Amendment Filing Table of Contents
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment HTML 732K
2: EX-99.D ADVSR CONTR Miscellaneous Exhibit HTML 40K
3: EX-99.D ADVSR CONTR Miscellaneous Exhibit HTML 42K
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EX-99.D ADVSR CONTR — Miscellaneous Exhibit
This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]
AMENDMENT NO. 1 TO
INVESTMENT ADVISORY AGREEMENT
Between
NORTHERN LIGHTS FUND TRUST
And
CMG CAPITAL MANAGEMENT GROUP, INC.
THIS INVESTMENT ADVISORY
AGREEMENT AMENDMENT is made and entered into as of December 10, 2014 between Northern Lights Fund Trust, a Delaware statutory
trust (the "Trust" ), and CMG Capital Management Group, Inc., a corporation organized and existing under the laws of the
State of Pennsylvania (the "Adviser" ) located at 1000 Continental Drive, Suite 570, King of Prussia , PA 19406 .
WHEREAS, the parties have entered into
an Investment Advisory Agreement dated as of March 23, 2013 (the “Agreement” );
WHEREAS, the Agreement continues in effect
with respect to the CMG Global Equity Fund (the “Fund” ) from year to year; provided, such continuance is approved at
least annually before May 15th (“Expiration Date” ) each year by vote of a majority of the outstanding voting
securities of the Fund or by the Trustees of the Trust;
WHEREAS, the Trust’s Board of Trustees
subsequently changed the name of the CMG Managed High Yield Fund to CMG Tactical Bond Fund;
WHEREAS, the Trust’s Board of Trustees
subsequently reduced the annual advisory fee of CMG Tactical Bond Fund from 1.25% to 0.95%;
WHEREAS, the parties now desire to amend
the Agreement as set forth below.
NOW, THEREFORE, the parties hereto agree
as follows:
1. All references in the Agreement to “CMG Managed High Yield Fund” shall be replaced with “CMG Tactical Bond
Fund” .
2. With respect to the CMG Global Equity Fund only, the Expiration Date in the Agreement is hereby amended to require annual approval
to occur before February 28th each year, beginning in 2015.
3. Appendix A to the Agreement is deleted in its entirety and replaced with Appendix A attached hereto.
4. All other terms of the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties have
executed this Advisory Agreement Amendment as of the date set forth above.
NORTHERN LIGHTS FUND TRUST
INVESTMENT ADVISORY AGREEMENT
APPENDIX A
FEES EFFECTIVE AS OF DECEMBER 1, 2014
NAME OF FUND
ANNUAL ADVISORY FEE AS A % OF
AVERAGE NET ASSETS OF THE FUND
CMG Global Equity Fund
CMG Tactical Bond Fund
1.25%
0.95%
Dates Referenced Herein and Documents Incorporated by Reference
131 Subsequent Filings that Reference this Filing As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent
4/25/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:3.5M Blu Giant, LLC/FA
4/25/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:4.1M Blu Giant, LLC/FA
4/24/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:3M Blu Giant, LLC/FA
4/24/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:4.2M Blu Giant, LLC/FA
4/24/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:3.2M Blu Giant, LLC/FA
4/23/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:2.9M Blu Giant, LLC/FA
4/15/24 Northern Lights Fund Trust 485APOS 1:1.1M Blu Giant, LLC/FA
4/10/24 Northern Lights Fund Trust 485APOS 2:1.1M Blu Giant, LLC/FA
2/23/24 Northern Lights Fund Trust 485BPOS 2/28/24 14:8.1M Blu Giant, LLC/FA
2/05/24 Northern Lights Fund Trust 485BPOS 2/05/24 14:4M Blu Giant, LLC/FA
1/26/24 Northern Lights Fund Trust 485BPOS 1/29/24 15:11M Blu Giant, LLC/FA
1/25/24 Northern Lights Fund Trust 485BPOS 1/29/24 14:2.7M Blu Giant, LLC/FA
1/25/24 Northern Lights Fund Trust 485BPOS 1/29/24 14:3.4M Blu Giant, LLC/FA
1/23/24 Northern Lights Fund Trust 485BPOS 1/29/24 14:3.2M Blu Giant, LLC/FA
1/23/24 Northern Lights Fund Trust 485BPOS 1/29/24 15:2.9M Blu Giant, LLC/FA
1/08/24 Northern Lights Fund Trust POS EX 1/08/24 2:470K Blu Giant, LLC/FA
11/28/23 Northern Lights Fund Trust 485BPOS 11/28/23 14:2.6M Blu Giant, LLC/FA
11/22/23 Northern Lights Fund Trust 485APOS 1:1.2M Blu Giant, LLC/FA
11/17/23 Northern Lights Fund Trust 485BPOS 11/17/23 14:5.1M Blu Giant, LLC/FA
10/26/23 Northern Lights Fund Trust 485BPOS 10/30/23 14:6.9M Blu Giant, LLC/FA
10/26/23 Northern Lights Fund Trust 485BPOS 10/30/23 19:4.1M Blu Giant, LLC/FA
10/24/23 Northern Lights Fund Trust 485BPOS 10/30/23 14:7.7M Blu Giant, LLC/FA
9/29/23 Northern Lights Fund Trust 485APOS 1:1M Blu Giant, LLC/FA
9/27/23 Northern Lights Fund Trust 485BPOS 9/27/23 15:2.6M Blu Giant, LLC/FA
8/28/23 Northern Lights Fund Trust 485BPOS 8/28/23 14:3.7M Blu Giant, LLC/FA
8/28/23 Northern Lights Fund Trust 485BPOS 8/28/23 15:2.5M Blu Giant, LLC/FA
8/25/23 Northern Lights Fund Trust 485BPOS 8/28/23 14:11M Blu Giant, LLC/FA
8/25/23 Northern Lights Fund Trust 485BPOS 8/28/23 14:2.9M Blu Giant, LLC/FA
7/21/23 Northern Lights Fund Trust 485BPOS 7/21/23 14:10M Blu Giant, LLC/FA
7/14/23 Northern Lights Fund Trust 485APOS 1:1.1M Blu Giant, LLC/FA
7/10/23 Northern Lights Fund Trust 485BPOS 7/10/23 14:4.5M Blu Giant, LLC/FA
5/11/23 Northern Lights Fund Trust 485APOS 1:1.5M Blu Giant, LLC/FA
4/26/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:3M Blu Giant, LLC/FA
4/26/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:3.2M Blu Giant, LLC/FA
4/26/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:2.6M Blu Giant, LLC/FA
4/25/23 Northern Lights Fund Trust 485BPOS 5/01/23 15:4.4M Blu Giant, LLC/FA
4/25/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:2.7M Blu Giant, LLC/FA
4/19/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:2.4M Blu Giant, LLC/FA
4/19/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:2.8M Blu Giant, LLC/FA
2/24/23 Northern Lights Fund Trust 485BPOS 2/28/23 14:6.8M Blu Giant, LLC/FA
1/30/23 Northern Lights Fund Trust 485BPOS 1/30/23 14:3.1M Blu Giant, LLC/FA
1/26/23 Northern Lights Fund Trust 485BPOS 1/30/23 16:3M Blu Giant, LLC/FA
1/26/23 Northern Lights Fund Trust 485BPOS 1/30/23 15:3.2M Blu Giant, LLC/FA
1/26/23 Northern Lights Fund Trust 485BPOS 1/30/23 15:10M Blu Giant, LLC/FA
1/26/23 Northern Lights Fund Trust 485BPOS 1/30/23 15:3.2M Blu Giant, LLC/FA
12/27/22 Northern Lights Fund Trust 485BPOS 12/27/22 16:3.2M Blu Giant, LLC/FA
11/25/22 Northern Lights Fund Trust 485BPOS 11/28/22 15:4.7M Blu Giant, LLC/FA
11/23/22 Northern Lights Fund Trust 485BPOS 11/28/22 14:2.4M Blu Giant, LLC/FA
11/01/22 Northern Lights Fund Trust 485BPOS 11/01/22 15:3.2M Blu Giant, LLC/FA
10/25/22 Northern Lights Fund Trust 485BPOS 10/28/22 15:6.6M Blu Giant, LLC/FA
10/24/22 Northern Lights Fund Trust 485BPOS 10/28/22 15:6.8M Blu Giant, LLC/FA
10/24/22 Northern Lights Fund Trust 485BPOS 10/28/22 15:3.2M Blu Giant, LLC/FA
9/23/22 Northern Lights Fund Trust 485APOS 1:1.3M Blu Giant, LLC/FA
8/29/22 Northern Lights Fund Trust 485BPOS 8/29/22 14:8.2M Blu Giant, LLC/FA
8/29/22 Northern Lights Fund Trust 485BPOS 8/29/22 14:4.4M Blu Giant, LLC/FA
8/25/22 Northern Lights Fund Trust 485BPOS 8/29/22 14:3.4M Blu Giant, LLC/FA
8/25/22 Northern Lights Fund Trust 485BPOS 8/29/22 14:3.1M Blu Giant, LLC/FA
8/25/22 Northern Lights Fund Trust 485BPOS 8/29/22 14:8.6M Blu Giant, LLC/FA
8/10/22 Northern Lights Fund Trust 485BPOS 8/10/22 14:3.2M Blu Giant, LLC/FA
6/29/22 Northern Lights Fund Trust 485APOS 1:1.4M Blu Giant, LLC/FA
6/29/22 Northern Lights Fund Trust 485BPOS 6/29/22 13:2.5M Blu Giant, LLC/FA
4/28/22 Northern Lights Fund Trust 485BPOS 5/01/22 14:2.9M Blu Giant, LLC/FA
4/27/22 Northern Lights Fund Trust 485BPOS 5/01/22 14:3M Blu Giant, LLC/FA
4/27/22 Northern Lights Fund Trust 485BPOS 5/01/22 15:3.2M Blu Giant, LLC/FA
4/27/22 Northern Lights Fund Trust 485BPOS 5/01/22 15:3M Blu Giant, LLC/FA
4/26/22 Northern Lights Fund Trust 485BPOS 5/01/22 15:2.6M Blu Giant, LLC/FA
4/26/22 Northern Lights Fund Trust 485BPOS 5/01/22 15:2.8M Blu Giant, LLC/FA
4/26/22 Northern Lights Fund Trust 485BPOS 5/01/22 15:3.3M Blu Giant, LLC/FA
4/26/22 Northern Lights Fund Trust 485BPOS 5/01/22 16:4.3M Blu Giant, LLC/FA
2/23/22 Northern Lights Fund Trust 485BPOS 2/28/22 14:6.4M Blu Giant, LLC/FA
1/26/22 Northern Lights Fund Trust 485BPOS 1/28/22 18:2.9M Blu Giant, LLC/FA
1/26/22 Northern Lights Fund Trust 485BPOS 1/28/22 17:3.2M Blu Giant, LLC/FA
1/25/22 Northern Lights Fund Trust 485BPOS 1/28/22 16:3.1M Blu Giant, LLC/FA
1/25/22 Northern Lights Fund Trust 485BPOS 1/28/22 17:8.2M Blu Giant, LLC/FA
1/25/22 Northern Lights Fund Trust 485BPOS 1/28/22 17:3.3M Blu Giant, LLC/FA
11/23/21 Northern Lights Fund Trust 485BPOS 11/29/21 14:2.3M Blu Giant, LLC/FA
10/27/21 Northern Lights Fund Trust 485BPOS 10/28/21 14:6.1M Blu Giant, LLC/FA
10/26/21 Northern Lights Fund Trust 485BPOS 10/28/21 14:3.1M Blu Giant, LLC/FA
10/25/21 Northern Lights Fund Trust 485BPOS 10/28/21 14:2.8M Blu Giant, LLC/FA
10/22/21 Northern Lights Fund Trust 485BPOS 10/28/21 14:4.8M Blu Giant, LLC/FA
10/15/21 Northern Lights Fund Trust 485BPOS 10/15/21 14:4.5M Blu Giant, LLC/FA
10/06/21 Northern Lights Fund Trust 485BPOS 10/06/21 14:3M Blu Giant, LLC/FA
8/27/21 Northern Lights Fund Trust 485BPOS 8/28/21 14:7.7M Blu Giant, LLC/FA
8/27/21 Northern Lights Fund Trust 485BPOS 8/28/21 19:7.9M Blu Giant, LLC/FA
8/26/21 Northern Lights Fund Trust 485BPOS 8/28/21 3:1.2M Blu Giant, LLC/FA
8/25/21 Northern Lights Fund Trust 485BPOS 8/28/21 3:1.1M Blu Giant, LLC/FA
8/25/21 Northern Lights Fund Trust 485BPOS 8/28/21 3:1.1M Blu Giant, LLC/FA
8/16/21 Northern Lights Fund Trust 485APOS ¶ 11/23/21 2:1.1M Blu Giant, LLC/FA
7/30/21 Northern Lights Fund Trust 485BPOS 7/30/21 4:1.5M Blu Giant, LLC/FA
7/23/21 Northern Lights Fund Trust 485APOS ¶ 11/08/21 3:1.2M Blu Giant, LLC/FA
6/04/21 Northern Lights Fund Trust 485BPOS 6/05/21 3:1.2M Blu Giant, LLC/FA
5/21/21 Northern Lights Fund Trust POS EX 5/21/21 2:463K Blu Giant, LLC/FA
5/14/21 Northern Lights Fund Trust 485BPOS 5/15/21 4:1.4M Blu Giant, LLC/FA
4/28/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:1M Blu Giant, LLC/FA
4/28/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:968K Blu Giant, LLC/FA
4/28/21 Northern Lights Fund Trust 485BPOS 4/30/21 4:1.4M Blu Giant, LLC/FA
4/28/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:1.1M Blu Giant, LLC/FA
4/27/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:1M Blu Giant, LLC/FA
4/27/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:1.1M Blu Giant, LLC/FA
4/27/21 Northern Lights Fund Trust 485BPOS 4/30/21 4:1.2M Blu Giant, LLC/FA
4/26/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:1.3M Blu Giant, LLC/FA
4/06/21 Northern Lights Fund Trust 485APOS ¶ 4/06/21 2:1.2M Blu Giant, LLC/FA
3/26/21 Northern Lights Fund Trust 485BPOS 3/26/21 2:1.3M Blu Giant, LLC/FA
3/24/21 Northern Lights Fund Trust 485APOS ¶ 3/24/21 8:1.4M Blu Giant, LLC/FA
3/01/21 Northern Lights Fund Trust 485APOS ¶ 3/01/21 2:1.3M Blu Giant, LLC/FA
2/24/21 Northern Lights Fund Trust 485BPOS 2/28/21 4:2.3M Blu Giant, LLC/FA
2/04/21 Northern Lights Fund Trust 485BPOS 2/04/21 4:1.3M Blu Giant, LLC/FA
1/28/21 Northern Lights Fund Trust 485BPOS 1/28/21 14:5.5M Blu Giant, LLC/FA
1/28/21 Northern Lights Fund Trust 485BPOS 1/28/21 3:1.1M Blu Giant, LLC/FA
1/27/21 Northern Lights Fund Trust 485BPOS 1/28/21 3:1.1M Blu Giant, LLC/FA
1/26/21 Northern Lights Fund Trust 485BPOS 1/28/21 3:1M Blu Giant, LLC/FA
1/26/21 Northern Lights Fund Trust 485APOS ¶ 1/26/21 2:1.2M Blu Giant, LLC/FA
1/25/21 Northern Lights Fund Trust 485BPOS 1/28/21 4:1.1M Blu Giant, LLC/FA
1/25/21 Northern Lights Fund Trust 485BPOS 1/28/21 3:1.2M Blu Giant, LLC/FA
12/07/20 Northern Lights Fund Trust 485BPOS 12/07/20 3:1.2M Blu Giant, LLC/FA
11/30/20 Northern Lights Fund Trust 485APOS ¶ 11/30/20 2:1.1M Blu Giant, LLC/FA
11/24/20 Northern Lights Fund Trust 485BPOS 11/30/20 3:1.5M Blu Giant, LLC/FA
11/24/20 Northern Lights Fund Trust 485BPOS 11/30/20 3:950K Blu Giant, LLC/FA
11/13/20 Northern Lights Fund Trust 485APOS 2:3.5M Blu Giant, LLC/FA
10/27/20 Northern Lights Fund Trust 485BPOS 10/28/20 4:1.5M Blu Giant, LLC/FA
10/26/20 Northern Lights Fund Trust 485BPOS 10/28/20 4:1.2M Blu Giant, LLC/FA
10/26/20 Northern Lights Fund Trust 485BPOS 10/28/20 4:2.1M Blu Giant, LLC/FA
10/23/20 Northern Lights Fund Trust 485BPOS 10/28/20 4:2.1M Blu Giant, LLC/FA
10/08/20 Northern Lights Fund Trust 485APOS ¶ 10/08/20 2:1.1M Blu Giant, LLC/FA
8/28/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:2M Blu Giant, LLC/FA
8/27/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:2.1M Blu Giant, LLC/FA
8/26/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:1.1M Blu Giant, LLC/FA
8/26/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:1.3M Blu Giant, LLC/FA
8/26/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:1.4M Blu Giant, LLC/FA
8/26/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:1.1M Blu Giant, LLC/FA
8/10/20 Northern Lights Fund Trust 485BPOS 8/10/20 3:1.3M Blu Giant, LLC/FA
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