SEC Info℠

Home

Search

My Interests

Help

Sign In

Please Sign In

Northern Lights Fund Trust, et al. – ‘485BPOS’ on 4/15/15 – EX-99.D ADVSR CONTR

On:  Wednesday, 4/15/15, at 3:11pm ET   ·   Effective:  4/15/15   ·   Accession #:  1580642-15-1690   ·   File #s:  811-21720, 333-122917

Previous ‘485BPOS’:  ‘485BPOS’ on 3/11/15   ·   Next:  ‘485BPOS’ on 4/17/15   ·   Latest:  ‘485BPOS’ on 4/25/24   ·   131 References:   By:  Northern Lights Fund Trust – Latest ‘485BPOS’ on 4/25/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/25/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/24/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/24/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/24/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/23/24 By:  Northern Lights Fund Trust – ‘485APOS’ on 4/15/24 By:  Northern Lights Fund Trust – ‘485APOS’ on 4/10/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 2/23/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 2/5/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/26/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/25/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/25/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/23/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/23/24 By:  Northern Lights Fund Trust – ‘POS EX’ on 1/8/24 By:  Northern Lights Fund Trust – ‘485BPOS’ on 11/28/23 By:  Northern Lights Fund Trust – ‘485APOS’ on 11/22/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 11/17/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/26/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/26/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/24/23 By:  Northern Lights Fund Trust – ‘485APOS’ on 9/29/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 9/27/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/28/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/28/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/25/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/25/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 7/21/23 By:  Northern Lights Fund Trust – ‘485APOS’ on 7/14/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 7/10/23 By:  Northern Lights Fund Trust – ‘485APOS’ on 5/11/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/26/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/26/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/26/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/25/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/25/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/19/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/19/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 2/24/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/30/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/26/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/26/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/26/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/26/23 By:  Northern Lights Fund Trust – ‘485BPOS’ on 12/27/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 11/25/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 11/23/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 11/1/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/25/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/24/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/24/22 By:  Northern Lights Fund Trust – ‘485APOS’ on 9/23/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/29/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/29/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/25/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/25/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/25/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/10/22 By:  Northern Lights Fund Trust – ‘485APOS’ on 6/29/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 6/29/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/28/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/27/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/27/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/27/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/26/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/26/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/26/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/26/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 2/23/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/26/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/26/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/25/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/25/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/25/22 By:  Northern Lights Fund Trust – ‘485BPOS’ on 11/23/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/27/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/26/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/25/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/22/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/15/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/6/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/27/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/27/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/26/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/25/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/25/21 By:  Northern Lights Fund Trust – ‘485APOS’ on 8/16/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 7/30/21 By:  Northern Lights Fund Trust – ‘485APOS’ on 7/23/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 6/4/21 By:  Northern Lights Fund Trust – ‘POS EX’ on 5/21/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 5/14/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/28/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/28/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/28/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/28/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/27/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/27/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/27/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 4/26/21 By:  Northern Lights Fund Trust – ‘485APOS’ on 4/6/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 3/26/21 By:  Northern Lights Fund Trust – ‘485APOS’ on 3/24/21 By:  Northern Lights Fund Trust – ‘485APOS’ on 3/1/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 2/24/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 2/4/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/28/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/28/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/27/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/26/21 By:  Northern Lights Fund Trust – ‘485APOS’ on 1/26/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/25/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 1/25/21 By:  Northern Lights Fund Trust – ‘485BPOS’ on 12/7/20 By:  Northern Lights Fund Trust – ‘485APOS’ on 11/30/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 11/24/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 11/24/20 By:  Northern Lights Fund Trust – ‘485APOS’ on 11/13/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/27/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/26/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/26/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 10/23/20 By:  Northern Lights Fund Trust – ‘485APOS’ on 10/8/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/28/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/27/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/26/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/26/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/26/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/26/20 By:  Northern Lights Fund Trust – ‘485BPOS’ on 8/10/20 

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

 Text Wildcards:  ? (any letter/digit),  * (many).  Search Logic:  for Documents:  & (and),  | (or);  for Text:  | (anywhere),  "(&)" (near).  Details... 

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/15/15  Northern Lights Fund Trust        485BPOS     4/15/15   15:1.5M                                   GemCom of New York/FA
          → Athena Behavioral Tactical Fund ⇒ 3 Classes/Contracts

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment                            HTML    541K 
 2: EX-99.D ADVSR CONTR  Miscellaneous Exhibit                      HTML     35K 
 3: EX-99.D ADVSR CONTR  Miscellaneous Exhibit                      HTML     38K 
 4: EX-99.D ADVSR CONTR  Miscellaneous Exhibit                      HTML     37K 
 5: EX-99.D ADVSR CONTR  Miscellaneous Exhibit                      HTML     39K 
 6: EX-99.D ADVSR CONTR  Miscellaneous Exhibit                      HTML     58K 
 7: EX-99.D ADVSR CONTR  Miscellaneous Exhibit                      HTML     61K 
 8: EX-99.H OTH MAT CONT  Miscellaneous Exhibit                     HTML     14K 
 9: EX-99.H OTH MAT CONT  Miscellaneous Exhibit                     HTML     19K 
10: EX-99.H OTH MAT CONT  Miscellaneous Exhibit                     HTML     21K 
11: EX-99.H OTH MAT CONT  Miscellaneous Exhibit                     HTML     19K 
12: EX-99.H OTH MAT CONT  Miscellaneous Exhibit                     HTML     15K 
13: EX-99.I LEGAL OPININ  Miscellaneous Exhibit                     HTML     28K 
14: EX-99.N 18F-3 PLAN  Miscellaneous Exhibit                       HTML     58K 
15: EX-99.P CODE ETH  Miscellaneous Exhibit                         HTML     40K 

INVESTMENT SUB-ADVISORY AGREEMENT

This AGREEMENT is made as of the 12th day of February 2015, by and among MAST Capital Management, LLC, a Delaware limited liability company located at 200 Clarendon Street, 51^st Floor, Boston, MA 02116 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).

WHEREAS, the Adviser and the Sub-Adviser are each registered as investment advisers under the Investment Advisers Act of 1940, as amended (the “Advisers Act”);

WHEREAS, Northern Lights Fund Trust, a Delaware statutory trust (the “Trust”), is engaged in business as an open-end investment company with one or more series of shares and is registered under the Investment Company Act of 1940, as amended (the “1940 Act”);

WHEREAS, the Trust has retained the Adviser to perform investment advisory services for certain fund(s) within the Trust, including the Altegris Fixed Income Long Short Fund, a separate series of the Trust (the “Fund”) under the terms of an investment advisory agreement between the Adviser and the Trust on behalf of the Fund and other fund(s) within the Trust, dated November 1, 2013, and as may be further amended in the future (the “Management Agreement”);

WHEREAS, the Adviser, acting pursuant to the Management Agreement, wishes to retain the Sub-Adviser, with the approval of the Board of Trustees of the Trust and, if required, the shareholders of the Fund, to provide investment advisory services to a portion of the Fund’s assets allocated by the Adviser for management by the Sub-Adviser (the “Allocated Portion”) in accordance with the terms of this Agreement (as it may be amended from time to time);

WHEREAS, the Trust has entered into a consulting agreement, as amended from time to time, with Northern Lights Compliance Services, LLC (the “Consulting Agreement”) to provide compliance services to the Trust in respect of the Fund and other series of the Trust, including compliance oversight of the Adviser’s management of the Fund and its delegation of certain duties to the Sub-Adviser as set forth in this Agreement (the Management Agreement and the Consulting Agreement are collectively the “Trust Service Agreements”);

WHEREAS, the Adviser has furnished the Sub-Adviser with copies of each of the following documents: (a) the Trust’s Agreement and Declaration of Trust (such Agreement and Declaration of Trust, as in effect on the date of this Agreement and as amended from time to time, herein called the “Declaration of Trust”); (b) By-Laws of the Trust (such By-Laws, as in effect on the date of this Agreement and as amended from time to time); (c) Prospectus and Statement of Additional Information of the Fund (“Prospectus” and “SAI”, respectively); and (d) policies and procedures of the Trust and the Trust Service Agreements that govern the Sub-Adviser’s management of the Allocated Portion under this Agreement; and

WHEREAS, each Fund listed in Schedule A is a separate series of the Trust having separate assets and liabilities;

NOW, THEREFORE: the parties hereby agree as follows:

1. APPOINTMENT OF SUB-ADVISER.

2. PROVISION OF INVESTMENT SUB-ADVISORY SERVICES.

The Sub-Adviser will manage the Allocated Portion in a manner consistent with the investment policies, objectives and restrictions of the Fund pursuant to investment guidelines established by the Trust and the Adviser and provided to the Sub-Adviser in writing (the “Investment Guidelines”). The parties acknowledge the current Investment Guidelines applicable to the Allocated Portion, including descriptions of each of the one or more strategies to be employed by the Sub-Adviser from time to time in respect of the Allocated Portion (together, the "Strategies" and each, a "Strategy"), have been provided to the Sub-Adviser. From time to time, the Adviser or the Trust may provide the Sub-Adviser with written copies of additional or amended investment guidelines, or the Adviser or Sub-Adviser may determine to add, amend, or discontinue one or more new or existing Strategies, in each case which shall become effective at such time as agreed upon by both parties in writing and promptly incorporated as an amendment of the Investment Guidelines (with any corresponding amendments, if necessary, to the Fund’s Prospectus and SAI being the responsibility of the Adviser and/or Trust). The Sub-Adviser will manage the investment and reinvestment of the Allocated Portion, and perform the functions set forth below, subject to the overall supervision, direction, control and review of the Adviser, consistent with the applicable Investment Guidelines or any directions or instructions delivered to the Sub-Adviser in writing by the Adviser or the Trust from time to time, and further subject to the plenary authority of the Board of Trustees. It is acknowledged and agreed by the parties to this Agreement that any amendment to the Investment Guidelines from time to time as described above, including any addition, amendment or discontinuance of a Strategy or Strategies, will not constitute a termination of this Agreement, and further that any termination of this Agreement shall be made in accordance solely with the provisions of Section 8 of this Agreement.

Consistent with the Investment Guidelines, unless otherwise directed in writing by the Adviser or the Trust, the Sub-Adviser shall have full discretionary authority to manage the investment of the Allocated Portion, including the authority to purchase, sell, cover open positions, and generally to deal in securities, financial and commodity futures contracts, options, short-term investment vehicles and other property comprising or relating to the Fund.

In addition, the Sub-Adviser will in the performance of its duties and obligations under this Agreement in respect of the Allocated Portion of Fund assets:

The Adviser or its authorized agents will provide timely information to the Sub-Adviser regarding such matters as inflows to and outflows from the Fund and the Allocated Portion and the cash requirements of, and cash available for investment in, the Fund and the Allocated Portion, and the Adviser or its authorized agents will timely provide the Sub-Adviser, or arrange for the Trust to provide the Sub-adviser, with copies of monthly accounting statements for the Fund and, if applicable, the Allocated Portion, and such other information as may be reasonably necessary or appropriate in order for the Sub-Adviser to perform its responsibilities hereunder.

The Adviser or the Trust will be responsible for handling any class actions or other lawsuits involving the Fund or securities held, or formerly held, in the Fund. Sub-Adviser is not required to take any action or to render investment-related advice with respect to lawsuits involving the Fund, including those involving securities presently or formerly held in the Fund, or the issuers thereof, including actions involving bankruptcy. In the case of notices of class action suits received by Sub-Adviser involving issuers presently or formerly held in the Fund, Sub-Adviser shall promptly forward such notices to the Adviser or the Trust and, with the consent of the Adviser and the Trust, may provide information about the Fund to third parties for purposes of participating in any settlements relating to such class actions.

3. ALLOCATION OF EXPENSES

Each party to this Agreement shall bear the costs and expenses of performing its obligations hereunder. In this regard, the Adviser and Sub-Adviser acknowledge and agree that the Fund shall assume the expense of:

The Sub-Adviser specifically agrees that with respect to the operation of the Allocated Portion, the Sub-Adviser shall be responsible for providing the personnel, office space and equipment reasonably necessary to provide its sub-advisory services in respect of the Allocated Portion hereunder. If the Adviser has agreed to limit the operating expenses of the Fund, the Adviser shall also be solely responsible on a monthly basis for any operating expenses that exceed the agreed upon expense limit. Nothing in this Agreement shall alter the allocation of expenses and costs agreed upon between the Fund and the Adviser in the Management Agreement or any other agreement to which they are parties.

For the avoidance of doubt, the Sub-Adviser shall not be responsible for any expenses incurred by the Trust, the Fund, the Allocated Portion or the Adviser.

4. SUB-ADVISORY FEES

For all of the services rendered with respect to the Allocated Portion as herein provided, the Adviser shall pay to the Sub-Adviser an annual fee, based on the Current Net Assets (as defined below) of the Allocated Portion, as set forth in Schedule A attached hereto and made a part hereof. Such fee shall be accrued daily and payable monthly. In the case of termination of this Agreement with respect to the Fund during any calendar month, the fee with respect to the Allocated Portion accrued to, but excluding, the date of termination shall be paid promptly following such termination. For purposes of computing the amount of sub-advisory fee accrued for any day, “Current Net Assets” shall mean the net assets of the Allocated Portion, managed by the Sub-Adviser, as of the most recent preceding day for which the Fund’s net assets were computed. The method of determining net assets of the Allocated Portion for purposes hereof shall be the same as the method of determining net asset value for purposes of establishing the offering and redemption price of shares of the Fund as described in the Fund’s Prospectus and/or SAI. As soon as practicable after the end of each calendar month, Sub-Adviser will present a billing statement for the sub-advisory fee (calculated as described above) to the Adviser, indicating the total amount of the fee for the month, and any other amounts payable during the period as may be provided for under this Agreement. The Adviser agrees to pay the monthly sub-advisory fee no later than the fifteenth (15^th) calendar day following receipt of the Sub-Adviser’s billing statement.

5. PORTFOLIO TRANSACTIONS

In connection with the investment and reinvestment of the assets of the Allocated Portion, the Sub-Adviser is authorized to select the brokers or dealers that will execute purchase and sale transactions for the Allocated Portion of the Fund’s portfolio (the “Portfolio”) and to use all reasonable efforts to obtain the most favorable execution with respect to all such purchases and sales of portfolio securities for said Portfolio in accordance with the Sub-Adviser’s best execution policy and procedure. The Sub-Adviser may take into consideration the best net price available; the reliability, integrity and financial condition of the broker-dealer; the size of and difficulty in executing the order; and the value of the expected contribution of the broker-dealer to the investment performance of the Allocated Portion on a continuing basis. The Sub-Adviser will not take into consideration the sale of shares in the Fund by such broker-dealers. The Sub-Adviser shall maintain records adequate to demonstrate compliance with the requirements of this section. Subject to the policies as the Trust’s Board of Trustees may determine and consistent with Section 28(e) of the Securities Exchange Act of 1934, as amended, the Sub-Adviser shall have the right to follow a policy of selecting brokers who furnish brokerage and research services to the Allocated Portion or to the Sub-Adviser, and who charge a higher commission rate to the Allocated Portion than may result when allocating brokerage solely on the basis of seeking the most favorable price and execution. The Sub-Adviser shall determine in good faith that such higher cost was reasonable in relation to the value of the brokerage and research services provided and shall make reasonable reports regarding such determination and description of the products and services obtained if so requested by the Trust.

The Adviser authorizes the Sub-Adviser to direct the Custodian to open and maintain brokerage accounts for securities and other property (all such accounts hereinafter called “brokerage accounts”) for and in the name of the Allocated Portion of the Fund and to execute for the Allocated Portion as its agent and attorney-in-fact standard customer agreements with such broker or brokers as the Sub-Adviser shall select as provided above. The Sub-Adviser may, using such of the securities and other property in the Allocated Portion as the Sub-Adviser deems necessary or desirable, direct the Custodian to deposit for the Allocated Portion of the Fund original and maintenance brokerage and margin deposits and otherwise direct payments of cash, cash equivalents and securities and other property into such brokerage accounts and to such brokers as the Sub-Adviser deems desirable or appropriate. The Sub-Adviser shall cause all securities and other property purchased or sold for the Allocated Portion to be settled at the place of business of the Custodian or as the Custodian shall direct. All securities and other property of the Allocated Portion shall remain in the direct or indirect custody of the Custodian. The Sub-Adviser shall notify the Custodian as soon as reasonably practicable of the necessary information to enable the Custodian to effect such purchases and sales.

The Sub-Adviser further shall have the authority to instruct the Custodian (i) to pay cash for securities and other property delivered to the Custodian for the Allocated Portion, (ii) to deliver securities and other property against payment for the Allocated Portion, and (iii) to transfer assets and funds to such brokerage accounts as the Sub-Adviser may designate, all consistent with the powers, authorities and limitations set forth herein. The Sub-Adviser shall not have authority to cause the Custodian to deliver securities and other property, or pay cash to the Sub-Adviser except as expressly provided herein. In performance of its duties and obligations under this Agreement, the Sub-Adviser shall not consult with any other sub-adviser to the Fund or with the sub-adviser to a portfolio that is under common control with the Fund concerning transactions for the Fund in securities or other assets.

In no instance will the Allocated Portion be purchased from or sold to the Adviser, Sub-Adviser, the Trust’s principal underwriter or any affiliated person of any of the Trust, Adviser, Sub-Adviser or the Trust’s principal underwriter, acting as principal in the transaction, except to the extent permitted by the SEC, the 1940 Act and/or the Trust’s written policies and procedures. The Adviser agrees to identify to the Sub-Adviser in writing any broker-dealers that are affiliated with the Adviser and all affiliated persons of any of the Trust, the Adviser, any other sub-advisor to the Fund (to the extent the Adviser has such information) and the Trust’s principal underwriter.

6. LIMITATION ON SUB-ADVISER LIABILITY; INDEMNIFICATION

d. The Adviser agrees to indemnify the Indemnified Persons for, and hold each Indemnified Person harmless against, any and all Losses to which such Indemnified Person may become subject as a result of this Agreement or Sub-Adviser’s performance of its duties hereunder; provided, however, that nothing contained herein shall require that the Sub-Adviser be indemnified for Losses that resulted from Sub-Adviser’s willful misfeasance, bad faith or gross negligence in the performance of its duties or from reckless disregard by it of its obligations and duties under this Agreement. The Adviser shall have be given written notice concerning any matter for which indemnification is claimed under this Section; provided that any failure to give such notice shall not relieve the Adviser of its obligations under this Section.

7. STANDARD OF CARE

The Sub-Adviser shall comply with all applicable laws and regulations in the discharge of its duties under this Agreement; shall (as provided in Section 2 above) comply with the Investment Guidelines; shall act at all times in what it reasonably believes to be in the best interests of the Fund; and shall discharge its duties with the care, skill, prudence and diligence under the circumstances then prevailing that a prudent person acting in a like capacity and familiar with such matters would use in the conduct of a similar enterprise.

8. TERM AND TERMINATION OF THIS AGREEMENT; NO ASSIGNMENT

                This Agreement shall become effective as to the Fund upon its approval by the Board of Trustees of the Trust and its execution by the parties hereto. Unless sooner terminated, this Agreement shall continue for an initial period of no more than two years from the effective date, and thereafter shall continue in effect for successive additional periods not exceeding one (1) year so long as such continuation is approved for the Fund at least annually by (i) the Board of Trustees of the Trust or by the vote of a majority of the outstanding voting securities of the Fund and (ii) the vote of a majority of the Board of Trustees of the Trust who are not parties to this Agreement nor interested persons thereof, cast in person at a meeting called for the purpose of voting on such approval. The terms “majority of the outstanding voting securities” and “interested persons” shall have the meanings as set forth in the 1940 Act;

                This Agreement may be terminated (i) by the Trust on behalf of the Fund at any time without payment of any penalty, by the vote of a majority of the Board of Trustees of the Trust, or by vote of a majority of the outstanding voting securities of a Fund without the payment of any penalties, (ii) by the Adviser at any time, without payment of any penalty upon at least ten (10) days’, but not more than sixty (60) days’, written notice to the Sub-Adviser, and (iii) by the Sub-Adviser at any time, without payment of any penalty, upon at least ten (10) days’, but not more than sixty (60) days’, written notice to the Trust and the Adviser. In the event of a termination, the Sub-Adviser shall cooperate in a commercially reasonable manner in the orderly transfer or liquidation of the Allocated Portion of the Fund’s assets, as instructed by the Adviser and, at the request of the Board of Trustees or the Adviser, transfer any and all books and records in respect of the Allocated Portion maintained by the Sub-Adviser on behalf of the Fund; and

                This Agreement shall terminate automatically in the event of any assignment thereof, as defined in the 1940 Act. This Agreement will also terminate immediately in the event that the Management Agreement is terminated.

9. SERVICES NOT EXCLUSIVE

The services of the Sub-Adviser to the Adviser and the Allocated Portion are not to be deemed exclusive, and the Sub-Adviser shall be free to render similar services to others so long as its rendering of similar services does not cause a breach of its obligations under this Agreement. It is specifically understood that the Sub-Adviser and each Indemnified Person may continue to engage in providing portfolio management services and advice to other investment advisory clients. The Adviser agrees that Sub-Adviser and each Indemnified Person may give advice and take action in the performance of its duties with respect to any of the Sub-Adviser’s or Indemnified Person’s other clients which may differ from advice given or the timing or nature of action taken with respect to the Allocated Portion. The Sub-Adviser and the Indemnified Persons, however, shall not provide investment advice to any assets of the Fund other than the Allocated Portion. Nothing in this Agreement shall be deemed to require Sub-Adviser or any Indemnified Person to purchase or sell for the Allocated Portion of the Fund any security which the Sub-Adviser or any Indemnified Person may purchase or sell for its or their own account or for the account of any other client.

10. AGGREGATION OF ORDERS

Nothing in this Agreement shall preclude the combination of orders for the sale or purchase of portfolio securities of the Allocated Portion with those for other accounts managed by the Sub-Adviser or its affiliates, if orders are allocated in a manner deemed equitable by the Sub-Adviser among the accounts and at a price approximately averaged. The Sub-Adviser agrees that (i) it will not aggregate transactions unless aggregation is consistent with its duty to seek best execution; (ii) no account will be favored over any other account; each account participating in an aggregated order will participate at the average share price for all transactions in that security or a given business day, with transaction costs shared pro-rata based on each account’s participation in the transaction; and (iii) allocations will be made in accordance with the Sub-Adviser’s compliance policies and procedures.

11. NO SHORTING; NO BORROWING

The Sub-Adviser agrees that neither it nor any of its officers or employees shall take any short position in the shares of the Fund. This prohibition shall not prevent the purchase of such shares by any of the officers or employees of the Sub-Adviser or any trust, pension, profit-sharing or other benefit plan for such persons or affiliates thereof, at a price not less than the net asset value thereof at the time of purchase, as allowed pursuant to rules promulgated under the 1940 Act.

12. AMENDMENT

No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by all parties.

13. NONPUBLIC PERSONAL INFORMATION.

Notwithstanding any provision herein to the contrary, the Sub-Adviser hereto agrees on behalf of itself and its controlling persons, officers, and employees (1) to treat confidentially and as proprietary information of the Fund (a) all records and other information relative to the Fund’s prior, present, or potential shareholders (and clients of said shareholders) and (b) any Nonpublic Personal Information, as defined under Section 248.3(t) of Regulation S-P (“Regulation S-P”), promulgated under the Gramm-Leach-Bliley Act (the “G-L-B Act”), and (2) except after prior notification to and approval in writing by the Trust, not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, or as otherwise permitted by Regulation S-P or the G-L-B Act, and if in compliance therewith, the privacy policies adopted by the Trust and communicated in writing to the Sub-Adviser. Such written approval shall not be unreasonably withheld by the Trust and may not be withheld where the Sub-Adviser may be exposed to civil or criminal contempt or other proceedings for failure to comply after being requested to divulge such information by duly constituted authorities.

14. CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES

The Sub-Adviser acknowledges that, in compliance with the Sarbanes-Oxley Act of 2002 (the “Sarbanes-Oxley Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its commercially reasonable best efforts to assist the Trust and the Fund in complying with the Sarbanes-Oxley Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Allocated Portion of which it’s aware that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the Sarbanes-Oxley Act.

15. COMPLIANCE PROGRAM AND REPORTING

The Sub-Adviser hereby represents and warrants that in accordance with Rule 206(4)-7 under the Advisers Act, the Sub-Adviser has adopted and implemented and will maintain written policies and procedures reasonably designed to prevent violation by the Sub-Adviser and its supervised persons (as such term is defined in the Advisers Act) of the Advisers Act and the rules the SEC has adopted under the Advisers Act (the policies and procedures referred to in this Section are referred to herein as the Sub-Adviser’s “Compliance Program”).

The Sub-Adviser shall furnish the Adviser, the Board of Trustees of the Trust and/or the CCO of the Trust with such information, certifications and reports as such persons may reasonably deem appropriate or may reasonably request from the Sub-Adviser regarding the Sub-Adviser’s compliance with Rule 206(4)-7 of the Advisers Act and the Federal Securities Laws, as defined in Rule 38a-1 under the 1940 Act. Upon the commercially reasonable request of the Adviser or the Trust given upon commercially reasonable advance notice, the Sub-Adviser shall make its officers and employees available to the Adviser and/or the CCO of the Trust from time to time to review the Sub-Adviser’s Compliance Program and its adherence thereto.

16. REFERENCE TO ADVISER AND SUB-ADVISER

17. NOTIFICATION

The Sub-Adviser agrees that it will provide prompt notice to the Adviser and the Trust’s CCO about: (a) material changes in the employment status of key investment and portfolio management personnel, including a Chief Investment Officer or similar position, involved in the management of the Allocated Portion; (b) material changes in the investment process used to manage the Allocated Portion; (c) material changes in senior management or operations of the Sub-Adviser, including specifically changes in the roles of Chief Executive Officer, Chief Financial Officer, Chief Compliance Officer or General Counsel and; or (d) any material change in ownership or capital structure of the Sub-Adviser which constitutes an “assignment” of this Agreement as defined in Section 202 of the Advisers Act and/or Section 15 of the 1940 Act, and the rules promulgated thereunder.

18. NOTICES

Notices and other communications required or permitted under this Agreement shall be in writing, shall be deemed to be effectively delivered when actually received, and may be delivered by US mail (first class, postage prepaid), by facsimile transmission, by hand or by commercial overnight delivery service, addressed as follows:

19. ASSIGNMENT

This Agreement may not be assigned by any party, either in whole or in part, without the prior written consent of each other party.

20. CONFIDENTIALITY. Subject to the duty of the Sub-Adviser, the Adviser and the Trust to comply with applicable law, including any demand of any regulatory or taxing authority having jurisdiction), regulation, legal process, FINRA rules or rules of any applicable stock exchange, the parties hereto shall treat as confidential all information pertaining to the Allocated Portion and the actions of the Sub-Adviser, the Adviser and the Trust in respect thereof. Notwithstanding the foregoing, the Trust and the Adviser agree that the Sub-Adviser may (i) disclose in marketing materials and similar communications that the Sub-Adviser has been engaged to manage assets of the Allocated Portion pursuant to this Agreement in accordance with Section 16 above, but not mention the name of the Fund without prior written approval, and (ii) include performance statistics regarding the Allocated Portion in composite performance statistics regarding one or more groups of Sub-Adviser's clients published or included in any of the foregoing communications, provided that the Sub-Adviser does not identify any performance statistics as relating specifically to the Allocated Portion, and (iii) disclose confidential information in good faith to the Sub-Adviser’s attorneys, accountants, auditors or other professional advisers or to a third party if necessary to administer or service the Allocated Portion.

21. SURVIVAL

Sections 4 (with respect to any fees accrued prior to the date of termination), 6, 9, 20 and 24 shall survive any termination or expiration of this Agreement.

22. SEVERABILITY

If any provision of this Agreement shall be held or made invalid by a court decision, statute or rule, or shall be otherwise rendered invalid, the remainder of this Agreement shall not be affected thereby.

23. CAPTIONS

The caption in this Agreement are included for convenience of reference only and in no way define or limit any of the provisions hereof or otherwise affect their construction or effect.

24. GOVERNING LAW

This Agreement shall be governed by, and construed in accordance with, the laws of the state of Delaware without giving effect to the conflict of laws principles of Delaware or any other jurisdiction; provided that nothing herein shall be construed to preempt, or to be inconsistent with, any federal law, regulation or rule, including the 1940 Act and the Advisers Act, and any rules and regulations promulgated thereunder.

25. COUNTERPARTS

This Agreement may be executed in any number of counterparts, each of which shall be deemed an original and all of which together shall constitute one instrument.

[signature page follows]

IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed as of the day first set forth above.

SCHEDULE A

---

Dates Referenced Herein

This ‘485BPOS’ Filing		Date		Other Filings
Filed on / Effective on:		4/15/15		None on these Dates
		11/1/13
				List all Filings

---

131 Subsequent Filings that Reference this Filing

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/25/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:3.5M Blu Giant, LLC/FA 4/25/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:4.1M Blu Giant, LLC/FA 4/24/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:3M Blu Giant, LLC/FA 4/24/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:4.2M Blu Giant, LLC/FA 4/24/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:3.2M Blu Giant, LLC/FA 4/23/24 Northern Lights Fund Trust 485BPOS 4/29/24 14:2.9M Blu Giant, LLC/FA 4/15/24 Northern Lights Fund Trust 485APOS 1:1.1M Blu Giant, LLC/FA 4/10/24 Northern Lights Fund Trust 485APOS 2:1.1M Blu Giant, LLC/FA 2/23/24 Northern Lights Fund Trust 485BPOS 2/28/24 14:8.1M Blu Giant, LLC/FA 2/05/24 Northern Lights Fund Trust 485BPOS 2/05/24 14:4M Blu Giant, LLC/FA 1/26/24 Northern Lights Fund Trust 485BPOS 1/29/24 15:11M Blu Giant, LLC/FA 1/25/24 Northern Lights Fund Trust 485BPOS 1/29/24 14:2.7M Blu Giant, LLC/FA 1/25/24 Northern Lights Fund Trust 485BPOS 1/29/24 14:3.4M Blu Giant, LLC/FA 1/23/24 Northern Lights Fund Trust 485BPOS 1/29/24 14:3.2M Blu Giant, LLC/FA 1/23/24 Northern Lights Fund Trust 485BPOS 1/29/24 15:2.9M Blu Giant, LLC/FA 1/08/24 Northern Lights Fund Trust POS EX 1/08/24 2:470K Blu Giant, LLC/FA 11/28/23 Northern Lights Fund Trust 485BPOS 11/28/23 14:2.6M Blu Giant, LLC/FA 11/22/23 Northern Lights Fund Trust 485APOS 1:1.2M Blu Giant, LLC/FA 11/17/23 Northern Lights Fund Trust 485BPOS 11/17/23 14:5.1M Blu Giant, LLC/FA 10/26/23 Northern Lights Fund Trust 485BPOS 10/30/23 14:6.9M Blu Giant, LLC/FA 10/26/23 Northern Lights Fund Trust 485BPOS 10/30/23 19:4.1M Blu Giant, LLC/FA 10/24/23 Northern Lights Fund Trust 485BPOS 10/30/23 14:7.7M Blu Giant, LLC/FA 9/29/23 Northern Lights Fund Trust 485APOS 1:1M Blu Giant, LLC/FA 9/27/23 Northern Lights Fund Trust 485BPOS 9/27/23 15:2.6M Blu Giant, LLC/FA 8/28/23 Northern Lights Fund Trust 485BPOS 8/28/23 14:3.7M Blu Giant, LLC/FA 8/28/23 Northern Lights Fund Trust 485BPOS 8/28/23 15:2.5M Blu Giant, LLC/FA 8/25/23 Northern Lights Fund Trust 485BPOS 8/28/23 14:11M Blu Giant, LLC/FA 8/25/23 Northern Lights Fund Trust 485BPOS 8/28/23 14:2.9M Blu Giant, LLC/FA 7/21/23 Northern Lights Fund Trust 485BPOS 7/21/23 14:10M Blu Giant, LLC/FA 7/14/23 Northern Lights Fund Trust 485APOS 1:1.1M Blu Giant, LLC/FA 7/10/23 Northern Lights Fund Trust 485BPOS 7/10/23 14:4.5M Blu Giant, LLC/FA 5/11/23 Northern Lights Fund Trust 485APOS 1:1.5M Blu Giant, LLC/FA 4/26/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:3M Blu Giant, LLC/FA 4/26/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:3.2M Blu Giant, LLC/FA 4/26/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:2.6M Blu Giant, LLC/FA 4/25/23 Northern Lights Fund Trust 485BPOS 5/01/23 15:4.4M Blu Giant, LLC/FA 4/25/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:2.7M Blu Giant, LLC/FA 4/19/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:2.4M Blu Giant, LLC/FA 4/19/23 Northern Lights Fund Trust 485BPOS 5/01/23 14:2.8M Blu Giant, LLC/FA 2/24/23 Northern Lights Fund Trust 485BPOS 2/28/23 14:6.8M Blu Giant, LLC/FA 1/30/23 Northern Lights Fund Trust 485BPOS 1/30/23 14:3.1M Blu Giant, LLC/FA 1/26/23 Northern Lights Fund Trust 485BPOS 1/30/23 16:3M Blu Giant, LLC/FA 1/26/23 Northern Lights Fund Trust 485BPOS 1/30/23 15:3.2M Blu Giant, LLC/FA 1/26/23 Northern Lights Fund Trust 485BPOS 1/30/23 15:10M Blu Giant, LLC/FA 1/26/23 Northern Lights Fund Trust 485BPOS 1/30/23 15:3.2M Blu Giant, LLC/FA 12/27/22 Northern Lights Fund Trust 485BPOS 12/27/22 16:3.2M Blu Giant, LLC/FA 11/25/22 Northern Lights Fund Trust 485BPOS 11/28/22 15:4.7M Blu Giant, LLC/FA 11/23/22 Northern Lights Fund Trust 485BPOS 11/28/22 14:2.4M Blu Giant, LLC/FA 11/01/22 Northern Lights Fund Trust 485BPOS 11/01/22 15:3.2M Blu Giant, LLC/FA 10/25/22 Northern Lights Fund Trust 485BPOS 10/28/22 15:6.6M Blu Giant, LLC/FA 10/24/22 Northern Lights Fund Trust 485BPOS 10/28/22 15:6.8M Blu Giant, LLC/FA 10/24/22 Northern Lights Fund Trust 485BPOS 10/28/22 15:3.2M Blu Giant, LLC/FA 9/23/22 Northern Lights Fund Trust 485APOS 1:1.3M Blu Giant, LLC/FA 8/29/22 Northern Lights Fund Trust 485BPOS 8/29/22 14:8.2M Blu Giant, LLC/FA 8/29/22 Northern Lights Fund Trust 485BPOS 8/29/22 14:4.4M Blu Giant, LLC/FA 8/25/22 Northern Lights Fund Trust 485BPOS 8/29/22 14:3.4M Blu Giant, LLC/FA 8/25/22 Northern Lights Fund Trust 485BPOS 8/29/22 14:3.1M Blu Giant, LLC/FA 8/25/22 Northern Lights Fund Trust 485BPOS 8/29/22 14:8.6M Blu Giant, LLC/FA 8/10/22 Northern Lights Fund Trust 485BPOS 8/10/22 14:3.2M Blu Giant, LLC/FA 6/29/22 Northern Lights Fund Trust 485APOS 1:1.4M Blu Giant, LLC/FA 6/29/22 Northern Lights Fund Trust 485BPOS 6/29/22 13:2.5M Blu Giant, LLC/FA 4/28/22 Northern Lights Fund Trust 485BPOS 5/01/22 14:2.9M Blu Giant, LLC/FA 4/27/22 Northern Lights Fund Trust 485BPOS 5/01/22 14:3M Blu Giant, LLC/FA 4/27/22 Northern Lights Fund Trust 485BPOS 5/01/22 15:3.2M Blu Giant, LLC/FA 4/27/22 Northern Lights Fund Trust 485BPOS 5/01/22 15:3M Blu Giant, LLC/FA 4/26/22 Northern Lights Fund Trust 485BPOS 5/01/22 15:2.6M Blu Giant, LLC/FA 4/26/22 Northern Lights Fund Trust 485BPOS 5/01/22 15:2.8M Blu Giant, LLC/FA 4/26/22 Northern Lights Fund Trust 485BPOS 5/01/22 15:3.3M Blu Giant, LLC/FA 4/26/22 Northern Lights Fund Trust 485BPOS 5/01/22 16:4.3M Blu Giant, LLC/FA 2/23/22 Northern Lights Fund Trust 485BPOS 2/28/22 14:6.4M Blu Giant, LLC/FA 1/26/22 Northern Lights Fund Trust 485BPOS 1/28/22 18:2.9M Blu Giant, LLC/FA 1/26/22 Northern Lights Fund Trust 485BPOS 1/28/22 17:3.2M Blu Giant, LLC/FA 1/25/22 Northern Lights Fund Trust 485BPOS 1/28/22 16:3.1M Blu Giant, LLC/FA 1/25/22 Northern Lights Fund Trust 485BPOS 1/28/22 17:8.2M Blu Giant, LLC/FA 1/25/22 Northern Lights Fund Trust 485BPOS 1/28/22 17:3.3M Blu Giant, LLC/FA 11/23/21 Northern Lights Fund Trust 485BPOS 11/29/21 14:2.3M Blu Giant, LLC/FA 10/27/21 Northern Lights Fund Trust 485BPOS 10/28/21 14:6.1M Blu Giant, LLC/FA 10/26/21 Northern Lights Fund Trust 485BPOS 10/28/21 14:3.1M Blu Giant, LLC/FA 10/25/21 Northern Lights Fund Trust 485BPOS 10/28/21 14:2.8M Blu Giant, LLC/FA 10/22/21 Northern Lights Fund Trust 485BPOS 10/28/21 14:4.8M Blu Giant, LLC/FA 10/15/21 Northern Lights Fund Trust 485BPOS 10/15/21 14:4.5M Blu Giant, LLC/FA 10/06/21 Northern Lights Fund Trust 485BPOS 10/06/21 14:3M Blu Giant, LLC/FA 8/27/21 Northern Lights Fund Trust 485BPOS 8/28/21 14:7.7M Blu Giant, LLC/FA 8/27/21 Northern Lights Fund Trust 485BPOS 8/28/21 19:7.9M Blu Giant, LLC/FA 8/26/21 Northern Lights Fund Trust 485BPOS 8/28/21 3:1.2M Blu Giant, LLC/FA 8/25/21 Northern Lights Fund Trust 485BPOS 8/28/21 3:1.1M Blu Giant, LLC/FA 8/25/21 Northern Lights Fund Trust 485BPOS 8/28/21 3:1.1M Blu Giant, LLC/FA 8/16/21 Northern Lights Fund Trust 485APOS¶ 11/23/21 2:1.1M Blu Giant, LLC/FA 7/30/21 Northern Lights Fund Trust 485BPOS 7/30/21 4:1.5M Blu Giant, LLC/FA 7/23/21 Northern Lights Fund Trust 485APOS¶ 11/08/21 3:1.2M Blu Giant, LLC/FA 6/04/21 Northern Lights Fund Trust 485BPOS 6/05/21 3:1.2M Blu Giant, LLC/FA 5/21/21 Northern Lights Fund Trust POS EX 5/21/21 2:463K Blu Giant, LLC/FA 5/14/21 Northern Lights Fund Trust 485BPOS 5/15/21 4:1.4M Blu Giant, LLC/FA 4/28/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:1M Blu Giant, LLC/FA 4/28/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:968K Blu Giant, LLC/FA 4/28/21 Northern Lights Fund Trust 485BPOS 4/30/21 4:1.4M Blu Giant, LLC/FA 4/28/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:1.1M Blu Giant, LLC/FA 4/27/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:1M Blu Giant, LLC/FA 4/27/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:1.1M Blu Giant, LLC/FA 4/27/21 Northern Lights Fund Trust 485BPOS 4/30/21 4:1.2M Blu Giant, LLC/FA 4/26/21 Northern Lights Fund Trust 485BPOS 4/30/21 3:1.3M Blu Giant, LLC/FA 4/06/21 Northern Lights Fund Trust 485APOS¶ 4/06/21 2:1.2M Blu Giant, LLC/FA 3/26/21 Northern Lights Fund Trust 485BPOS 3/26/21 2:1.3M Blu Giant, LLC/FA 3/24/21 Northern Lights Fund Trust 485APOS¶ 3/24/21 8:1.4M Blu Giant, LLC/FA 3/01/21 Northern Lights Fund Trust 485APOS¶ 3/01/21 2:1.3M Blu Giant, LLC/FA 2/24/21 Northern Lights Fund Trust 485BPOS 2/28/21 4:2.3M Blu Giant, LLC/FA 2/04/21 Northern Lights Fund Trust 485BPOS 2/04/21 4:1.3M Blu Giant, LLC/FA 1/28/21 Northern Lights Fund Trust 485BPOS 1/28/21 14:5.5M Blu Giant, LLC/FA 1/28/21 Northern Lights Fund Trust 485BPOS 1/28/21 3:1.1M Blu Giant, LLC/FA 1/27/21 Northern Lights Fund Trust 485BPOS 1/28/21 3:1.1M Blu Giant, LLC/FA 1/26/21 Northern Lights Fund Trust 485BPOS 1/28/21 3:1M Blu Giant, LLC/FA 1/26/21 Northern Lights Fund Trust 485APOS¶ 1/26/21 2:1.2M Blu Giant, LLC/FA 1/25/21 Northern Lights Fund Trust 485BPOS 1/28/21 4:1.1M Blu Giant, LLC/FA 1/25/21 Northern Lights Fund Trust 485BPOS 1/28/21 3:1.2M Blu Giant, LLC/FA 12/07/20 Northern Lights Fund Trust 485BPOS 12/07/20 3:1.2M Blu Giant, LLC/FA 11/30/20 Northern Lights Fund Trust 485APOS¶ 11/30/20 2:1.1M Blu Giant, LLC/FA 11/24/20 Northern Lights Fund Trust 485BPOS 11/30/20 3:1.5M Blu Giant, LLC/FA 11/24/20 Northern Lights Fund Trust 485BPOS 11/30/20 3:950K Blu Giant, LLC/FA 11/13/20 Northern Lights Fund Trust 485APOS 2:3.5M Blu Giant, LLC/FA 10/27/20 Northern Lights Fund Trust 485BPOS 10/28/20 4:1.5M Blu Giant, LLC/FA 10/26/20 Northern Lights Fund Trust 485BPOS 10/28/20 4:1.2M Blu Giant, LLC/FA 10/26/20 Northern Lights Fund Trust 485BPOS 10/28/20 4:2.1M Blu Giant, LLC/FA 10/23/20 Northern Lights Fund Trust 485BPOS 10/28/20 4:2.1M Blu Giant, LLC/FA 10/08/20 Northern Lights Fund Trust 485APOS¶ 10/08/20 2:1.1M Blu Giant, LLC/FA 8/28/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:2M Blu Giant, LLC/FA 8/27/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:2.1M Blu Giant, LLC/FA 8/26/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:1.1M Blu Giant, LLC/FA 8/26/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:1.3M Blu Giant, LLC/FA 8/26/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:1.4M Blu Giant, LLC/FA 8/26/20 Northern Lights Fund Trust 485BPOS 8/28/20 3:1.1M Blu Giant, LLC/FA 8/10/20 Northern Lights Fund Trust 485BPOS 8/10/20 3:1.3M Blu Giant, LLC/FA

↑Top

---

Filing Submission 0001580642-15-001690   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

---

---

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Wed., May 15, 7:04:09.3am ET