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Spirit of America Investment Fund Inc., et al. – ‘485BPOS’ on 1/27/23 – ‘EX-99.l INT CAP AGRE’

On:  Friday, 1/27/23, at 12:44pm ET   ·   Effective:  1/29/23   ·   Accession #:  1580642-23-455   ·   File #s:  333-27925, 811-08231

Previous ‘485BPOS’:  ‘485BPOS’ on 4/28/22   ·   Next:  ‘485BPOS’ on 3/30/23   ·   Latest:  ‘485BPOS’ on 4/29/24   ·   31 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/27/23  Spirit of America Inv Fund Inc.   485BPOS     1/29/23   24:2.2M                                   Blu Giant, LLC/FASpirit of America Utilities Fund Class A Shares (SOAUX) — Class C Shares (SOCUX) — Institutional Shares (SOIUX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment of a Form N-1 or N-1A      HTML    943K 
                Registration                                                     
 2: EX-99.d ADVSR CONTR  Investment Advisor Contract                HTML     13K 
 3: EX-99.e UNDR CONTR  Underwriter Contract                        HTML     13K 
 4: EX-99.e UNDR CONTR  Underwriter Contract                        HTML     13K 
 5: EX-99.g CUST AGREEMT  Custodian Agreement                       HTML     12K 
 6: EX-99.h OTH MAT CONT  Other Material Contract                   HTML     20K 
 7: EX-99.h OTH MAT CONT  Other Material Contract                   HTML     14K 
 8: EX-99.h OTH MAT CONT  Other Material Contract                   HTML    120K 
 9: EX-99.i LEGAL OPININ  Opinion of Counsel re: Legality           HTML     10K 
10: EX-99.j OTHER OPININ  Other Opinion                             HTML      9K 
11: EX-99.l INT CAP AGRE  Initial Subscription Agreement            HTML     16K 
12: EX-99.m 12B-1 PLAN  Distribution Plan -- Rule 12b-1 - ICA'40    HTML     18K 
13: EX-99.m 12B-1 PLAN  Distribution Plan -- Rule 12b-1 - ICA'40    HTML     15K 
19: R1          Risk/Return Summary                                 HTML     99K 
20: R5          Risk/Return Detail Data                             HTML    151K 
22: XML         IDEA XML File -- Filing Summary                      XML     20K 
21: XML         XBRL Instance -- spritofamerica_485b_htm             XML     97K 
15: EX-101.CAL  XBRL Calculations -- soa-20230127_cal                XML     27K 
16: EX-101.DEF  XBRL Definitions -- soa-20230127_def                 XML    140K 
17: EX-101.LAB  XBRL Labels -- soa-20230127_lab                      XML    335K 
18: EX-101.PRE  XBRL Presentations -- soa-20230127_pre               XML    380K 
14: EX-101.SCH  XBRL Schema -- soa-20230127                          XSD     25K 
23: JSON        XBRL Instance as JSON Data -- MetaLinks              100±   205K 
24: ZIP         XBRL Zipped Folder -- 0001580642-23-000455-xbrl      Zip    262K 


‘EX-99.l INT CAP AGRE’   —   Initial Subscription Agreement


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



PURCHASE AGREEMENT

 

 

Spirit of America Investment Fund, Inc. (the "Company"), a Maryland Corporation, on behalf of the Spirit of America Utilities Fund (the "Fund") and David Lerner (the "Purchaser") hereby agree as follows:

 

1.The Company hereby offers to the Purchaser, and the Purchaser hereby agrees to purchase, 500 shares of each of the Class A Shares, Class C Shares and Institutional Shares of the Fund at $20.00 per share, each share with a par value of $.001 (hereafter "Shares"). The Shares are the "initial shares" of the Fund. The Purchaser hereby acknowledges receipt of a purchase confirmation reflecting the purchase of the Shares, and the Company hereby acknowledges receipt from the Purchaser of funds in the amount of $10,000 for each of the Class A Shares, Class C Shares and Institutional Shares for an aggregate amount of thirty thousand dollars ($30,000.00) in full payment for the Shares.

 

2.The Purchaser represents and warrants to the Company that the Shares are being acquired for investment purposes and not for the purpose of distribution.

 

3.The Company represents that a copy of its Articles of Incorporation is on file at the Maryland Secretary of State's office.

 

4.This Agreement has been executed on behalf of the Fund by the undersigned officer of the Company in his capacity as an officer of the Company. The obligations of this Agreement shall be binding only upon the assets and property of the Fund and shall not be binding upon any individual Director, officer or shareholder of the Fund or the Company.

 

 

 

 

 C: 
 
 

IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the 31st day of January, 2023.

 

 

 

Attest:   SPIRIT OF AMERICA INVESTMENT FUND, INC.
     
     
     
     
   By ______________________________________
Name:   Name:
     
   Title:

 

 

Attest:   PURCHASER
     
     
     
     
   By ______________________________________
Name:   David Lerner
     

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/29/24  Spirit of America Inv Fund Inc.   485BPOS     4/29/24   14:5.5M                                   Blu Giant, LLC/FA
 3/28/24  Spirit of America Inv Fund Inc.   485BPOS     3/29/24   15:3M                                     Blu Giant, LLC/FA
 4/28/23  Spirit of America Inv Fund Inc.   485BPOS     5/01/23   13:4.5M                                   Blu Giant, LLC/FA
 3/30/23  Spirit of America Inv Fund Inc.   485BPOS     3/30/23   14:3M                                     Blu Giant, LLC/FA


27 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/15/22  Spirit of America Inv Fund Inc.   485APOS                2:692K                                   Blu Giant, LLC/FA
 4/28/22  Spirit of America Inv Fund Inc.   485BPOS     4/29/22   14:5.5M                                   Blu Giant, LLC/FA
 4/29/21  Spirit of America Inv Fund Inc.   485BPOS     4/30/21    3:1.6M                                   Blu Giant, LLC/FA
 4/29/20  Spirit of America Inv Fund Inc.   485BPOS     4/29/20   13:2.9M                                   FilePoint/FA
 3/30/20  Spirit of America Inv Fund Inc.   485BPOS     3/30/20    4:1.2M                                   FilePoint/FA
 3/29/19  Spirit of America Inv Fund Inc.   485BPOS     3/29/19    5:1.1M                                   FilePoint/FA
 4/27/18  Spirit of America Inv Fund Inc.   485BPOS     4/30/18    6:2.1M                                   Donnelley … Solutions/FA
 3/28/17  Spirit of America Inv Fund Inc.   485BPOS     3/30/17    8:1.3M                                   Donnelley … Solutions/FA
 3/15/16  Spirit of America Inv Fund Inc.   485BPOS     3/15/16    8:1.2M                                   Donnelley … Solutions/FA
12/30/15  Spirit of America Inv Fund Inc.   485APOS¶               5:676K                                   Donnelley … Solutions/FA
 7/09/14  Spirit of America Inv Fund Inc.   485BPOS     7/09/14    9:818K                                   Donnelley … Solutions/FA
 4/25/14  Spirit of America Inv Fund Inc.   485BPOS     4/30/14   11:2.1M                                   Donnelley … Solutions/FA
 4/25/12  Spirit of America Inv Fund Inc.   485BPOS     4/29/12    4:1.3M                                   Donnelley … Solutions/FA
 4/30/09  Spirit of America Inv Fund Inc.   485BPOS     4/30/09   12:1.2M                                   Donnelley … Solutions/FA
10/24/08  Spirit of America Inv Fund Inc.   485APOS                3:1M                                     Donnelley … Solutions/FA
 4/29/08  Spirit of America Inv Fund Inc.   485BPOS     4/30/08    6:1M                                     Donnelley … Solutions/FA
 2/26/08  Spirit of America Inv Fund Inc.   485BPOS     2/27/08   12:756K                                   Donnelley … Solutions/FA
12/14/07  Spirit of America Inv Fund Inc.   485APOS¶               7:736K                                   Donnelley … Solutions/FA
 6/19/06  Spirit of America Inv Fund Inc.   485BPOS     6/19/06    4:817K                                   Donnelley … Solutions/FA
 7/23/02  Spirit of America Inv Fund Inc.   485BPOS     7/23/02    9:161K                                   Donnelley … Solutions/FA
 5/24/02  Spirit of America Inv Fund Inc.   485APOS                2:166K                                   Donnelley … Solutions/FA
 2/28/02  Spirit of America Inv Fund Inc.   485BPOS     2/28/02    4:151K                                   Donnelley RR & So… Co/FA
 2/05/98  Spirit of America Inv Fund Inc.   485APOS                6:224K                                   Rci Group Inc./FA
12/31/97  Spirit of America Inv Fund Inc.   N-1A/A                 5:176K                                   Fund Plan Svcs Inc./FA
12/18/97  Spirit of America Inv Fund Inc.   N-1A/A                 7:394K                                   Fund Plan Svcs Inc./FA
12/17/97  Spirit of America Inv Fund Inc.   N-1A/A©®               7:394K                                   Fund Plan Svcs Inc./FA
 5/28/97  Spirit of America Inv Fund Inc.   N-1A EL                3:198K                                   Fund Plan Svcs Inc./FA
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Filing Submission 0001580642-23-000455   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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