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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/27/23 Spirit of America Inv Fund Inc. 485BPOS 1/29/23 24:2.2M Blu Giant, LLC/FA → Spirit of America Utilities Fund ⇒ Class A Shares (SOAUX) — Class C Shares (SOCUX) — Institutional Shares (SOIUX) |
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 943K
Registration
2: EX-99.d ADVSR CONTR Investment Advisor Contract HTML 13K
3: EX-99.e UNDR CONTR Underwriter Contract HTML 13K
4: EX-99.e UNDR CONTR Underwriter Contract HTML 13K
5: EX-99.g CUST AGREEMT Custodian Agreement HTML 12K
6: EX-99.h OTH MAT CONT Other Material Contract HTML 20K
7: EX-99.h OTH MAT CONT Other Material Contract HTML 14K
8: EX-99.h OTH MAT CONT Other Material Contract HTML 120K
9: EX-99.i LEGAL OPININ Opinion of Counsel re: Legality HTML 10K
10: EX-99.j OTHER OPININ Other Opinion HTML 9K
11: EX-99.l INT CAP AGRE Initial Subscription Agreement HTML 16K
12: EX-99.m 12B-1 PLAN Distribution Plan -- Rule 12b-1 - ICA'40 HTML 18K
13: EX-99.m 12B-1 PLAN Distribution Plan -- Rule 12b-1 - ICA'40 HTML 15K
19: R1 Risk/Return Summary HTML 99K
20: R5 Risk/Return Detail Data HTML 151K
22: XML IDEA XML File -- Filing Summary XML 20K
21: XML XBRL Instance -- spritofamerica_485b_htm XML 97K
15: EX-101.CAL XBRL Calculations -- soa-20230127_cal XML 27K
16: EX-101.DEF XBRL Definitions -- soa-20230127_def XML 140K
17: EX-101.LAB XBRL Labels -- soa-20230127_lab XML 335K
18: EX-101.PRE XBRL Presentations -- soa-20230127_pre XML 380K
14: EX-101.SCH XBRL Schema -- soa-20230127 XSD 25K
23: JSON XBRL Instance as JSON Data -- MetaLinks 100± 205K
24: ZIP XBRL Zipped Folder -- 0001580642-23-000455-xbrl Zip 262K
AMENDMENT NO. 1 TO
SUB-DISTRIBUTION AGREEMENT
THIS AMENDMENT NO. 1 TO SUB-DISTRIBUTION AGREEMENT (this “Amendment”) is effective as of January 24, 2023, and is made by and between Spirit of America Investment Fund, Inc., a Maryland corporation (the “Company”), David Lerner Associates, Inc., a New York corporation (the “Distributor”), and Ultimus Fund Distributors, LLC, an Ohio limited liability company (the “Sub-Distributor”)(each a “Party” and collectively, the “Parties”).
WHEREAS, the Parties entered into that certain Sub-Distribution Agreement dated February 1, 2019 (the “Agreement”); and
WHEREAS, the Parties desire to amend the Agreement as herein described.
NOW, THEREFORE, in consideration of the premises and the mutual covenants and agreements herein set forth, the Parties hereto agree as follows:
I. Amendments.
| 1. | Appendix A to the Agreement hereby is deleted in its entirety and replaced with Appendix A attached hereto. |
II. Miscellaneous.
| 1. | Except as hereby amended, the Agreement shall remain in full force and effect. |
| 2. | This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. |
IN WITNESS WHEREOF, each party hereto has caused this Amendment to be executed by its duly authorized officer as of the date and year first above written.
|
SPIRIT OF AMERICA INVESTMENT FUND, INC.
By: /s/ David Lerner President |
ULTIMUS FUND DISTRIBUTORS, LLC
By: /s/ Kevin Guerette President |
|
DAVID LERNER ASSOCIATES, INC.
By: /s/ Daniel Lerner Name: Daniel Lerner Title: Senior Vice President |
C:
APPENDIX A
AMENDED AS OF JANUARY 24, 2023
TO THE SUB-DISTRIBUTION AGREEMENT AMONG
SPIRIT OF AMERICA INVESTMENT FUND, INC.,
DAVID LERNER ASSOCIATES, INC.
AND
ULTIMUS FUND DISTRIBUTORS, LLC
FUNDS SUBJECT TO THIS AGREEMENT
Spirit of America Real Estate Income and Growth Fund
Spirit of America Large Cap Value Fund
Spirit of America Municipal Tax Free Bond Fund
Spirit of America Income Fund
Spirit of America Income & Opportunity Fund
Spirit of America Energy Fund
Spirit of America Utilities Fund
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Effective on: | 1/29/23 | |||
| Filed on: | 1/27/23 | NPORT-P | ||
| 1/24/23 | ||||
| 2/1/19 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/29/24 Spirit of America Inv Fund Inc. 485BPOS 4/29/24 14:5.5M Blu Giant, LLC/FA 3/28/24 Spirit of America Inv Fund Inc. 485BPOS 3/29/24 15:3M Blu Giant, LLC/FA 4/28/23 Spirit of America Inv Fund Inc. 485BPOS 5/01/23 13:4.5M Blu Giant, LLC/FA 3/30/23 Spirit of America Inv Fund Inc. 485BPOS 3/30/23 14:3M Blu Giant, LLC/FA |