SEC Info - Northern Lights Fund Trust, et al. - ‘485BPOS’ on 1/26/23

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Northern Lights Fund Trust, et al. – ‘485BPOS’ on 1/26/23 – ‘EX-99.d ADVSR CONTR’

On: Thursday, 1/26/23, at 10:10am ET · Effective: 1/30/23 · Accession #: 1580642-23-396 · File #s: 811-21720, 333-122917

Previous ‘485BPOS’: ‘485BPOS’ on 12/27/22 · Next: ‘485BPOS’ on 1/26/23 · Latest: ‘485BPOS’ on 4/25/24 · 228 References:

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/26/23  Northern Lights Fund Trust        485BPOS     1/30/23   15:3.2M                                   Blu Giant, LLC/FA
          → Grant Park Multi Alternative Strategies Fund ⇒ 4 Classes/Contracts

Post-Effective Amendment of a Form N-1 or N-1A Registration — Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment of a Form N-1 or N-1A      HTML   1.72M 
                Registration                                                     
 2: EX-99.d ADVSR CONTR  Investment Advisor Contract                HTML     10K 
 3: EX-99.i LEGAL OPININ  Opinion of Counsel re: Legality           HTML      8K 
 4: EX-99.j OTHER OPININ  Other Opinion                             HTML      7K 
10: R1          Risk/Return Summary                                 HTML    170K 
11: R7          Risk/Return Detail Data                             HTML    285K 
13: XML         IDEA XML File -- Filing Summary                      XML     17K 
12: XML         XBRL Instance -- grantparkmultialt485b_htm           XML    154K 
 6: EX-101.CAL  XBRL Calculations -- nlfun-20230126_cal              XML     26K 
 7: EX-101.DEF  XBRL Definitions -- nlfun-20230126_def               XML    216K 
 8: EX-101.LAB  XBRL Labels -- nlfun-20230126_lab                    XML    339K 
 9: EX-101.PRE  XBRL Presentations -- nlfun-20230126_pre             XML    415K 
 5: EX-101.SCH  XBRL Schema -- nlfun-20230126                        XSD     25K 
14: JSON        XBRL Instance as JSON Data -- MetaLinks              102±   211K 
15: ZIP         XBRL Zipped Folder -- 0001580642-23-000396-xbrl      Zip    318K

‘EX-99.d ADVSR CONTR’ — Investment Advisor Contract

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT

Between

NORTHERN LIGHTS FUND TRUST

and

DONOGHUE FORLINES LLC

THIS SECOND AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT is made and entered into as of September 21, 2022, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Donoghue Forlines LLC, a Massachussets Company (the "Adviser") located at One International Place, Suite 310, Boston, Massachusetts 02110.

RECITALS:

WHEREAS, the parties previously entered into as Investment Advisory Agreement between Northern Lights Fund Trust and Donoghue Forlines LLC dated as of May 20, 2010 (the “Agreement”);

WHEREAS, the Trust’s Board of Trustees subsequently changed the name of the Power Income Fund to Donoghue Forlines Tactical Income Fund, Power Dividend Index Fund to Donoghue Forlines Dividend Fund, Power Momentum Index Fund to Donoghue Forlines Momentum Fund, Power Tactical Allocation/JAForlines to Donoghue Forlines Tactical Allocation Fund, Power Floating Rate Index Fund to Donoghue Forlines Risk Managed Income Fund, Power Dividend Mid-Cap Index Fund to Donoghue Forlines Dividend Mid-Cap Fund, respectively, and the purpose of this Amendment is to acknowledge and reflect the new name;

NOW, THEREFORE, the parties hereto agree as follows:

All references in the Agreement to “Power Income Fund” shall be replaced with “Donoghue Forlines Tactical Income Fund”, “Power Dividend Index Fund” shall be replaced with “Donoghue Forlines Dividend Fund”, “Power Momentum Index Fund” shall be replaced with “Donoghue Forlines Momentum Fund”, “Power Tactical Allocation/JAForlines” shall be reaplced with “Donoghue Forlines Tactical Allocation Fund” and “Power Floating Rate Index Fund” shall be replaced with “Donoghue Forlines Risk Managed Income Fund” respectively.

The parties acknowledge and agree that all provisions of the Agreement remain in full force and effect.

IN WITNESS WHEREOF, the parties have caused this First Amendment to be signed by their respective officers thereunto duly authorized as of the date and year first above written.

NORTHERN LIGHTS FUND TRUST

By: /s/Kevin Wolf

Name: Kevin Wolf

Title: President

DONOGHUE FORLINES LLC

By: /s/Jeffrey R. Thompson

Name: Jeffrey R. Thompson

Title: CEO

Dates Referenced Herein and Documents Incorporated by Reference

This ‘485BPOS’ Filing	Date	Other Filings

Effective on:	1/30/23
Filed on:	1/26/23
	9/21/22	24F-2NT, 497
	5/20/10
		List all Filings

42 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/25/24  Northern Lights Fund Trust        485BPOS     4/29/24   14:3.5M                                   Blu Giant, LLC/FA
 4/25/24  Northern Lights Fund Trust        485BPOS     4/29/24   14:4.1M                                   Blu Giant, LLC/FA
 4/24/24  Northern Lights Fund Trust        485BPOS     4/29/24   14:3M                                     Blu Giant, LLC/FA
 4/24/24  Northern Lights Fund Trust        485BPOS     4/29/24   14:4.2M                                   Blu Giant, LLC/FA
 4/24/24  Northern Lights Fund Trust        485BPOS     4/29/24   14:3.2M                                   Blu Giant, LLC/FA
 4/23/24  Northern Lights Fund Trust        485BPOS     4/29/24   14:2.9M                                   Blu Giant, LLC/FA
 4/15/24  Northern Lights Fund Trust        485APOS                1:1.1M                                   Blu Giant, LLC/FA
 4/10/24  Northern Lights Fund Trust        485APOS                2:1.1M                                   Blu Giant, LLC/FA
 2/23/24  Northern Lights Fund Trust        485BPOS     2/28/24   14:8.1M                                   Blu Giant, LLC/FA
 2/05/24  Northern Lights Fund Trust        485BPOS     2/05/24   14:4M                                     Blu Giant, LLC/FA
 1/26/24  Northern Lights Fund Trust        485BPOS     1/29/24   15:11M                                    Blu Giant, LLC/FA
 1/25/24  Northern Lights Fund Trust        485BPOS     1/29/24   14:2.7M                                   Blu Giant, LLC/FA
 1/25/24  Northern Lights Fund Trust        485BPOS     1/29/24   14:3.4M                                   Blu Giant, LLC/FA
 1/23/24  Northern Lights Fund Trust        485BPOS     1/29/24   14:3.2M                                   Blu Giant, LLC/FA
 1/23/24  Northern Lights Fund Trust        485BPOS     1/29/24   15:2.9M                                   Blu Giant, LLC/FA
 1/08/24  Northern Lights Fund Trust        POS EX      1/08/24    2:470K                                   Blu Giant, LLC/FA
11/28/23  Northern Lights Fund Trust        485BPOS    11/28/23   14:2.6M                                   Blu Giant, LLC/FA
11/22/23  Northern Lights Fund Trust        485APOS                1:1.2M                                   Blu Giant, LLC/FA
11/17/23  Northern Lights Fund Trust        485BPOS    11/17/23   14:5.1M                                   Blu Giant, LLC/FA
10/26/23  Northern Lights Fund Trust        485BPOS    10/30/23   14:6.9M                                   Blu Giant, LLC/FA
10/26/23  Northern Lights Fund Trust        485BPOS    10/30/23   19:4.1M                                   Blu Giant, LLC/FA
10/24/23  Northern Lights Fund Trust        485BPOS    10/30/23   14:7.7M                                   Blu Giant, LLC/FA
 9/29/23  Northern Lights Fund Trust        485APOS                1:1M                                     Blu Giant, LLC/FA
 9/27/23  Northern Lights Fund Trust        485BPOS     9/27/23   15:2.6M                                   Blu Giant, LLC/FA
 8/28/23  Northern Lights Fund Trust        485BPOS     8/28/23   14:3.7M                                   Blu Giant, LLC/FA
 8/28/23  Northern Lights Fund Trust        485BPOS     8/28/23   15:2.5M                                   Blu Giant, LLC/FA
 8/25/23  Northern Lights Fund Trust        485BPOS     8/28/23   14:11M                                    Blu Giant, LLC/FA
 8/25/23  Northern Lights Fund Trust        485BPOS     8/28/23   14:2.9M                                   Blu Giant, LLC/FA
 7/21/23  Northern Lights Fund Trust        485BPOS     7/21/23   14:10M                                    Blu Giant, LLC/FA
 7/14/23  Northern Lights Fund Trust        485APOS                1:1.1M                                   Blu Giant, LLC/FA
 7/10/23  Northern Lights Fund Trust        485BPOS     7/10/23   14:4.5M                                   Blu Giant, LLC/FA
 5/11/23  Northern Lights Fund Trust        485APOS                1:1.5M                                   Blu Giant, LLC/FA
 4/26/23  Northern Lights Fund Trust        485BPOS     5/01/23   14:3M                                     Blu Giant, LLC/FA
 4/26/23  Northern Lights Fund Trust        485BPOS     5/01/23   14:3.2M                                   Blu Giant, LLC/FA
 4/26/23  Northern Lights Fund Trust        485BPOS     5/01/23   14:2.6M                                   Blu Giant, LLC/FA
 4/25/23  Northern Lights Fund Trust        485BPOS     5/01/23   15:4.4M                                   Blu Giant, LLC/FA
 4/25/23  Northern Lights Fund Trust        485BPOS     5/01/23   14:2.7M                                   Blu Giant, LLC/FA
 4/19/23  Northern Lights Fund Trust        485BPOS     5/01/23   14:2.4M                                   Blu Giant, LLC/FA
 4/19/23  Northern Lights Fund Trust        485BPOS     5/01/23   14:2.8M                                   Blu Giant, LLC/FA
 2/24/23  Northern Lights Fund Trust        485BPOS     2/28/23   14:6.8M                                   Blu Giant, LLC/FA
 1/31/23  Northern Lights Fund Trust        497J        1/31/23    1:27K                                    Blu Giant, LLC/FA
 1/30/23  Northern Lights Fund Trust        485BPOS     1/30/23   14:3.1M                                   Blu Giant, LLC/FA

186 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/08/22  Northern Lights Fund Trust        N-CSR       9/30/22    4:963K                                   Blu Giant, LLC/FA
11/25/22  Northern Lights Fund Trust        485BPOS    11/28/22   15:4.7M                                   Blu Giant, LLC/FA
11/01/22  Northern Lights Fund Trust        485BPOS    11/01/22   15:3.2M                                   Blu Giant, LLC/FA
10/25/22  Northern Lights Fund Trust        485BPOS    10/28/22   15:6.6M                                   Blu Giant, LLC/FA
10/24/22  Northern Lights Fund Trust        485BPOS    10/28/22   15:6.8M                                   Blu Giant, LLC/FA
 4/27/22  Northern Lights Fund Trust        485BPOS     5/01/22   15:3.2M                                   Blu Giant, LLC/FA
 4/27/22  Northern Lights Fund Trust        485BPOS     5/01/22   15:3M                                     Blu Giant, LLC/FA
 4/26/22  Northern Lights Fund Trust        485BPOS     5/01/22   15:2.6M                                   Blu Giant, LLC/FA
 4/26/22  Northern Lights Fund Trust        485BPOS     5/01/22   15:2.8M                                   Blu Giant, LLC/FA
 4/26/22  Northern Lights Fund Trust        485BPOS     5/01/22   15:3.3M                                   Blu Giant, LLC/FA
 4/26/22  Northern Lights Fund Trust        485BPOS     5/01/22   16:4.3M                                   Blu Giant, LLC/FA
 1/26/22  Northern Lights Fund Trust        485BPOS     1/28/22   18:2.9M                                   Blu Giant, LLC/FA
 1/26/22  Northern Lights Fund Trust        485BPOS     1/28/22   17:3.2M                                   Blu Giant, LLC/FA
 1/25/22  Northern Lights Fund Trust        485BPOS     1/28/22   16:3.1M                                   Blu Giant, LLC/FA
 1/25/22  Northern Lights Fund Trust        485BPOS     1/28/22   17:8.2M                                   Blu Giant, LLC/FA
 1/25/22  Northern Lights Fund Trust        485BPOS     1/28/22   17:3.3M                                   Blu Giant, LLC/FA
10/06/21  Northern Lights Fund Trust        485BPOS    10/06/21   14:3M                                     Blu Giant, LLC/FA
 7/30/21  Northern Lights Fund Trust        485BPOS     7/30/21    4:1.5M                                   Blu Giant, LLC/FA
 7/23/21  Northern Lights Fund Trust        485APOS¶   11/08/21    3:1.2M                                   Blu Giant, LLC/FA
 6/04/21  Northern Lights Fund Trust        485BPOS     6/05/21    3:1.2M                                   Blu Giant, LLC/FA
 5/14/21  Northern Lights Fund Trust        485BPOS     5/15/21    4:1.4M                                   Blu Giant, LLC/FA
 3/24/21  Northern Lights Fund Trust        485APOS¶    3/24/21    8:1.4M                                   Blu Giant, LLC/FA
 2/24/21  Northern Lights Fund Trust        485BPOS     2/28/21    4:2.3M                                   Blu Giant, LLC/FA
 2/04/21  Northern Lights Fund Trust        485BPOS     2/04/21    4:1.3M                                   Blu Giant, LLC/FA
10/27/20  Northern Lights Fund Trust        485BPOS    10/28/20    4:1.5M                                   Blu Giant, LLC/FA
10/26/20  Northern Lights Fund Trust        485BPOS    10/28/20    4:1.2M                                   Blu Giant, LLC/FA
 5/01/20  Northern Lights Fund Trust        485BPOS     5/01/20    4:1.8M                                   Blu Giant, LLC/FA
 4/17/20  Northern Lights Fund Trust        485APOS                5:1.6M                                   Blu Giant, LLC/FA
 1/08/20  Northern Lights Fund Trust        485BPOS     1/08/20    4:978K                                   Blu Giant, LLC/FA
11/27/19  Northern Lights Fund Trust        485BPOS    11/29/19    4:886K                                   Blu Giant, LLC/FA
10/28/19  Northern Lights Fund Trust        485BPOS    10/28/19    5:2.1M                                   Blu Giant, LLC/FA
10/25/19  Northern Lights Fund Trust        485BPOS    10/28/19    4:2.3M                                   Blu Giant, LLC/FA
10/21/19  Northern Lights Fund Trust        485BPOS    10/28/19    4:1.8M                                   Blu Giant, LLC/FA
10/21/19  Northern Lights Fund Trust        485BPOS    10/28/19    4:1.3M                                   Blu Giant, LLC/FA
 9/03/19  Northern Lights Fund Trust        485BPOS     9/03/19    4:1M                                     Blu Giant, LLC/FA
 8/22/19  Northern Lights Fund Trust        485BPOS     8/28/19    5:1.5M                                   Blu Giant, LLC/FA
 8/22/19  Northern Lights Fund Trust        485BPOS     8/28/19    5:1M                                     Blu Giant, LLC/FA
 8/09/19  Northern Lights Fund Trust        485BPOS¶    8/09/19    8:1M                                     Blu Giant, LLC/FA
 7/26/19  Northern Lights Fund Trust        485BPOS¶    7/29/19    8:1M                                     Blu Giant, LLC/FA
 4/03/19  Northern Lights Fund Trust        485BPOS     4/03/19    3:959K                                   Blu Giant, LLC/FA
 3/12/19  Northern Lights Fund Trust        485BPOS     3/12/19    5:1.2M                                   Blu Giant, LLC/FA
 1/28/19  Northern Lights Fund Trust        485BPOS     1/28/19    4:2.1M                                   Blu Giant, LLC/FA
12/26/18  Northern Lights Fund Trust        485BPOS¶   12/26/18    6:1.2M                                   Blu Giant, LLC/FA
10/25/18  Northern Lights Fund Trust        485BPOS    10/29/18    4:1.5M                                   Blu Giant, LLC/FA
10/24/18  Northern Lights Fund Trust        485BPOS    10/29/18    4:2M                                     Blu Giant, LLC/FA
10/12/18  Northern Lights Fund Trust        485APOS¶               3:1M                                     Blu Giant, LLC/FA
 9/25/18  Northern Lights Fund Trust        485BPOS     9/28/18    4:2.2M                                   Blu Giant, LLC/FA
 8/21/18  Northern Lights Fund Trust        485BPOS     8/28/18    4:1M                                     Blu Giant, LLC/FA
 8/17/18  Northern Lights Fund Trust        485BPOS     8/28/18    4:1.2M                                   Blu Giant, LLC/FA
 8/10/18  Northern Lights Fund Trust        485BPOS     8/10/18    5:1.2M                                   Blu Giant, LLC/FA
 7/27/18  Northern Lights Fund Trust        485BPOS     7/30/18    6:1.2M                                   Blu Giant, LLC/FA
 7/24/18  Northern Lights Fund Trust        485BPOS     7/24/18    4:1.2M                                   Blu Giant, LLC/FA
 7/02/18  Northern Lights Fund Trust        485APOS¶               4:1.7M                                   Blu Giant, LLC/FA
 6/29/18  Northern Lights Fund Trust        485BPOS     6/29/18    5:1M                                     Blu Giant, LLC/FA
 3/05/18  Northern Lights Fund Trust        485BPOS     3/05/18    4:1.1M                                   Blu Giant, LLC/FA
10/30/17  Northern Lights Fund Trust        485BPOS    10/30/17    5:1.5M                                   Blu Giant, LLC/FA
 9/15/17  Northern Lights Fund Trust        485BPOS     9/15/17    3:1.4M                                   Blu Giant, LLC/FA
 9/01/17  Northern Lights Fund Trust        485BPOS     9/01/17    4:1.7M                                   Blu Giant, LLC/FA
 8/09/17  Northern Lights Fund Trust        485BPOS     8/09/17    6:1.2M                                   Blu Giant, LLC/FA
 6/30/17  Northern Lights Fund Trust        485APOS¶               3:1.3M                                   Blu Giant, LLC/FA
 5/05/17  Northern Lights Fund Trust        485BPOS     5/05/17   14:2.1M                                   Blu Giant, LLC/FA
 4/19/17  Northern Lights Fund Trust        485BPOS     4/19/17    5:1.1M                                   Blu Giant, LLC/FA
 3/10/17  Northern Lights Fund Trust        485BPOS     3/10/17    6:1.2M                                   Blu Giant, LLC/FA
 3/10/17  Northern Lights Fund Trust        485BPOS     3/10/17    6:1.1M                                   Blu Giant, LLC/FA
 1/25/17  Northern Lights Fund Trust        485BPOS     1/30/17    4:1.8M                                   Blu Giant, LLC/FA
 1/25/17  Northern Lights Fund Trust        485BPOS     1/30/17    6:1.1M                                   Blu Giant, LLC/FA
 1/03/17  Northern Lights Fund Trust        485APOS¶               4:885K                                   Blu Giant, LLC/FA
12/30/16  Northern Lights Fund Trust        485BPOS     1/02/17    4:1M                                     Blu Giant, LLC/FA
12/14/16  Northern Lights Fund Trust        485BPOS    12/14/16    3:963K                                   Blu Giant, LLC/FA
11/02/16  Northern Lights Fund Trust        485APOS¶               4:1M                                     Blu Giant, LLC/FA
10/27/16  Northern Lights Fund Trust        485BPOS    10/28/16    4:2.5M                                   Blu Giant, LLC/FA
10/27/16  Northern Lights Fund Trust        485BPOS    10/28/16    4:1.5M                                   Blu Giant, LLC/FA
10/27/16  Northern Lights Fund Trust        485BPOS    10/28/16    5:1.1M                                   Blu Giant, LLC/FA
10/12/16  Northern Lights Fund Trust        485APOS                3:1.1M                                   Blu Giant, LLC/FA
10/03/16  Northern Lights Fund Trust        485BPOS    10/03/16    5:1.2M                                   Blu Giant, LLC/FA
 9/27/16  Northern Lights Fund Trust        485BPOS     9/27/16    5:1.8M                                   Blu Giant, LLC/FA
 7/28/16  Northern Lights Fund Trust        485BPOS     7/28/16    6:1.3M                                   Blu Giant, LLC/FA
 6/06/16  Northern Lights Fund Trust        485BPOS¶    6/17/16   11:1.3M                                   Blu Giant, LLC/FA
 5/26/16  Northern Lights Fund Trust        485BPOS     5/31/16    6:1.3M                                   Blu Giant, LLC/FA
 4/29/16  Northern Lights Fund Trust        485BPOS     4/29/16    9:2.7M                                   Blu Giant, LLC/FA
 4/22/16  Northern Lights Fund Trust        485BPOS     5/01/16    4:1.2M                                   Blu Giant, LLC/FA
 3/09/16  Northern Lights Fund Trust        485APOS¶               4:887K                                   Blu Giant, LLC/FA
 2/19/16  Northern Lights Fund Trust        485APOS                3:1M                                     Blu Giant, LLC/FA
 2/19/16  Northern Lights Fund Trust        485BPOS     2/19/16    6:1.9M                                   Blu Giant, LLC/FA
 1/28/16  Northern Lights Fund Trust        485BPOS     1/28/16    6:2M                                     Blu Giant, LLC/FA
 1/28/16  Northern Lights Fund Trust        485BPOS     1/28/16    4:1.2M                                   Blu Giant, LLC/FA
12/31/15  Northern Lights Fund Trust        485BPOS     1/04/16    9:1.1M                                   Blu Giant, LLC/FA
10/27/15  Northern Lights Fund Trust        485BPOS    10/28/15    6:1.8M                                   Blu Giant, LLC/FA
10/23/15  Northern Lights Fund Trust        485APOS                3:1M                                     Blu Giant, LLC/FA
 9/08/15  Northern Lights Fund Trust        485BPOS     9/08/15    5:1.1M                                   Blu Giant, LLC/FA
 9/01/15  Northern Lights Fund Trust        485BPOS     9/01/15    4:1.1M                                   Blu Giant, LLC/FA
 8/07/15  Northern Lights Fund Trust        485APOS                4:1.5M                                   Blu Giant, LLC/FA
 7/31/15  Northern Lights Fund Trust        POS AMI                3:848K                                   Blu Giant, LLC/FA
 7/28/15  Northern Lights Fund Trust        485BPOS     7/29/15    5:1.1M                                   Blu Giant, LLC/FA
 7/27/15  Northern Lights Fund Trust        485BPOS     7/27/15    9:2M                                     Blu Giant, LLC/FA
 6/26/15  Northern Lights Fund Trust        485APOS¶               8:1.5M                                   Blu Giant, LLC/FA
 6/03/15  Northern Lights Fund Trust        485APOS¶               5:1.3M                                   Blu Giant, LLC/FA
 5/28/15  Northern Lights Fund Trust        485BPOS     6/01/15   12:1.5M                                   Blu Giant, LLC/FA
 4/30/15  Northern Lights Fund Trust        POS AMI                4:998K                                   Blu Giant, LLC/FA
 4/15/15  Northern Lights Fund Trust        485BPOS     4/15/15   15:1.5M                                   Blu Giant, LLC/FA
 3/09/15  Northern Lights Fund Trust        485BPOS     3/09/15    8:1.2M                                   Blu Giant, LLC/FA
 1/23/15  Northern Lights Fund Trust        485BPOS     1/28/15   27:1.7M                                   Blu Giant, LLC/FA
 1/13/15  Northern Lights Fund Trust        485APOS                6:1M                                     Blu Giant, LLC/FA
10/29/14  Northern Lights Fund Trust        485APOS¶               9:1M                                     Gemini Fund Svcs, LLC.
10/10/14  Northern Lights Fund Trust        485BPOS    10/13/14    6:1.4M                                   Gemini Fund Svcs, LLC.
 8/28/14  Northern Lights Fund Trust        485BPOS     8/28/14    8:2.5M                                   Gemini Fund Svcs, LLC.
 8/26/14  Northern Lights Fund Trust        485BPOS     8/28/14    5:1.2M                                   Gemini Fund Svcs, LLC.
 8/22/14  Northern Lights Fund Trust        485BPOS     8/28/14    5:1.1M                                   Gemini Fund Svcs, LLC.
 7/28/14  Northern Lights Fund Trust        485BPOS     7/29/14    5:2.1M                                   Gemini Fund Svcs, LLC.
 7/11/14  Northern Lights Fund Trust        485BPOS     7/11/14    9:1.2M                                   Gemini Fund Svcs, LLC.
 4/30/14  Northern Lights Fund Trust        485BPOS     4/30/14    5:2M                                     Gemini Fund Svcs, LLC.
 4/29/14  Northern Lights Fund Trust        485BPOS     4/30/14    4:997K                                   Gemini Fund Svcs, LLC.
 4/29/14  Northern Lights Fund Trust        485BPOS     4/30/14    4:1.1M                                   Gemini Fund Svcs, LLC.
 4/17/14  Northern Lights Fund Trust        485BPOS     4/17/14    6:1M                                     Gemini Fund Svcs, LLC.
 4/07/14  Northern Lights Fund Trust        485APOS¶               8:2.3M                                   Gemini Fund Svcs, LLC.
 3/03/14  Northern Lights Fund Trust        485BPOS     3/03/14    9:1.8M                                   Gemini Fund Svcs, LLC.
 2/24/14  Northern Lights Fund Trust        485BPOS     2/24/14    4:986K                                   Gemini Fund Svcs, LLC.
 2/03/14  Northern Lights Fund Trust        485BPOS     2/03/14    4:903K                                   Gemini Fund Svcs, LLC.
 1/28/14  Northern Lights Fund Trust        485BPOS     1/28/14    4:932K                                   Gemini Fund Svcs, LLC.
 1/27/14  Northern Lights Fund Trust        485BPOS     1/28/14    4:1.1M                                   Gemini Fund Svcs, LLC.
 1/24/14  Northern Lights Fund Trust        485BPOS     1/27/14    6:1M                                     Gemini Fund Svcs, LLC.
 1/23/14  Northern Lights Fund Trust        485BPOS     1/23/14   10:1.9M                                   Gemini Fund Svcs, LLC.
12/23/13  Northern Lights Fund Trust        485BPOS    12/30/13   17:2M                                     Gemini Fund Svcs, LLC.
12/17/13  Northern Lights Fund Trust        485BPOS    12/17/13    7:1.6M                                   Gemini Fund Svcs, LLC.
11/20/13  Northern Lights Fund Trust        485APOS¶               4:1.2M                                   Gemini Fund Svcs, LLC.
10/28/13  Northern Lights Fund Trust        485BPOS    10/28/13    4:1.8M                                   Gemini Fund Svcs, LLC.
10/15/13  Northern Lights Fund Trust        485APOS¶              10:1.3M                                   Gemini Fund Svcs, LLC.
10/11/13  Northern Lights Fund Trust        485BPOS    10/11/13    8:1.3M                                   Gemini Fund Svcs, LLC.
10/09/13  Northern Lights Fund Trust        485BPOS    10/09/13    8:1.4M                                   Gemini Fund Svcs, LLC.
10/04/13  Northern Lights Fund Trust        485APOS¶              23:1.4M                                   Gemini Fund Svcs, LLC.
 9/27/13  Northern Lights Fund Trust        485BPOS     9/30/13    9:1.8M                                   Gemini Fund Svcs, LLC.
 7/25/13  Northern Lights Fund Trust        485BPOS     7/29/13    4:978K                                   Gemini Fund Svcs, LLC.
 6/17/13  Northern Lights Fund Trust        485BPOS     6/17/13    5:1.3M                                   Gemini Fund Svcs, LLC.
 5/31/13  Northern Lights Fund Trust        485BPOS     5/31/13    6:1.2M                                   Gemini Fund Svcs, LLC.
 5/30/13  Northern Lights Fund Trust        485BPOS     5/30/13    6:1.1M                                   Gemini Fund Svcs, LLC.
 5/01/13  Northern Lights Fund Trust        485BPOS     5/01/13    7:1.1M                                   Gemini Fund Svcs, LLC.
 4/30/13  Northern Lights Fund Trust        485BPOS     4/30/13    4:995K                                   Gemini Fund Svcs, LLC.
 3/07/13  Northern Lights Fund Trust        485BPOS     3/07/13    6:1.4M                                   Gemini Fund Svcs, LLC.
 2/12/13  Northern Lights Fund Trust        485BPOS     2/12/13    6:1.9M                                   Gemini Fund Svcs, LLC.
12/18/12  Northern Lights Fund Trust        485BPOS    12/18/12    9:4.8M                                   Gemini Fund Svcs, LLC.
11/28/12  Northern Lights Fund Trust        485BPOS    11/28/12    4:1.8M                                   Gemini Fund Svcs, LLC.
 6/12/12  Northern Lights Fund Trust        485BPOS     6/12/12    6:1.1M                                   Gemini Fund Svcs, LLC.
 3/12/12  Northern Lights Fund Trust        485BPOS¶    3/12/12    8:1.7M                                   Gemini Fund Svcs, LLC.
12/30/11  Northern Lights Fund Trust        485APOS                6:1.6M                                   Gemini Fund Svcs, LLC.
12/21/11  Northern Lights Fund Trust        485BPOS    12/21/11    6:1.1M                                   Gemini Fund Svcs, LLC.
11/28/11  Northern Lights Fund Trust        485BPOS    12/01/11    7:1.4M                                   Gemini Fund Svcs, LLC.
10/19/11  Northern Lights Fund Trust        485BPOS    10/19/11    7:4.7M                                   Gemini Fund Svcs, LLC.
 8/29/11  Northern Lights Fund Trust        485BPOS     8/29/11    4:15M                                    Gemini Fund Svcs, LLC.
 7/19/11  Northern Lights Fund Trust        485APOS                4:3.7M                                   Gemini Fund Svcs, LLC.
 7/01/11  Northern Lights Fund Trust        485BPOS     7/01/11    8:1.1M                                   Gemini Fund Svcs, LLC.
 5/31/11  Northern Lights Fund Trust        485BPOS     5/31/11    5:4.1M                                   Gemini Fund Svcs, LLC.
 5/06/11  Northern Lights Fund Trust        485BPOS     5/06/11    8:984K                                   Gemini Fund Svcs, LLC.
 5/04/11  Northern Lights Fund Trust        485BPOS     5/04/11    5:931K                                   Gemini Fund Svcs, LLC.
 4/21/11  Northern Lights Fund Trust        485BPOS     4/21/11    8:2.5M                                   Gemini Fund Svcs, LLC.
 3/29/11  Northern Lights Fund Trust        485APOS¶               8:1.1M                                   Gemini Fund Svcs, LLC.
 3/14/11  Northern Lights Fund Trust        485APOS¶               8:6.7M                                   Gemini Fund Svcs, LLC.
 3/01/11  Northern Lights Fund Trust        485BPOS     3/01/11    4:6.6M                                   Gemini Fund Svcs, LLC.
 1/20/11  Northern Lights Fund Trust        485BPOS     1/20/11    5:809K                                   Gemini Fund Svcs, LLC.
 1/05/11  Northern Lights Fund Trust        485APOS¶               7:887K                                   Gemini Fund Svcs, LLC.
12/02/10  Northern Lights Fund Trust        485APOS¶               6:1.3M                                   Gemini Fund Svcs, LLC.
11/30/10  Northern Lights Fund Trust        485BPOS    11/30/10   11:7.1M                                   Gemini Fund Svcs, LLC.
 8/31/10  Northern Lights Fund Trust        485BPOS     8/31/10    8:9.8M                                   Gemini Fund Svcs, LLC.
 8/27/10  Northern Lights Fund Trust        485BPOS     9/01/10   12:12M                                    Gemini Fund Svcs, LLC.
 7/08/10  Northern Lights Fund Trust        485BPOS     7/08/10    7:6.5M                                   Gemini Fund Svcs, LLC.
 6/30/10  Northern Lights Fund Trust        485APOS               10:989K                                   Gemini Fund Svcs, LLC.
 6/10/10  Northern Lights Fund Trust        485APOS                5:1.3M                                   Gemini Fund Svcs, LLC.
 3/24/10  Northern Lights Fund Trust        485BPOS     3/24/10    7:1M                                     Gemini Fund Svcs, LLC.
 1/22/10  Northern Lights Fund Trust        485APOS¶              10:1.4M                                   Gemini Fund Svcs, LLC.
 1/14/10  Northern Lights Fund Trust        485APOS¶               7:1M                                     Gemini Fund Svcs, LLC.
10/30/09  Northern Lights Fund Trust        485BPOS¶   10/30/09    7:7.2M                                   Gemini Fund Svcs, LLC.
10/02/09  Northern Lights Fund Trust        485APOS                3:10M                                    Gemini Fund Svcs, LLC.
 9/14/09  Northern Lights Fund Trust        485BPOS     9/14/09    5:725K                                   Gemini Fund Svcs, LLC.
 7/21/09  Northern Lights Fund Trust        485BPOS     7/21/09    4:5M                                     Gemini Fund Svcs, LLC.
 6/24/09  Northern Lights Fund Trust        485BPOS     6/24/09   10:991K                                   Gemini Fund Svcs, LLC.
 4/30/09  Northern Lights Fund Trust        485BPOS     5/01/09   16:8.6M                                   Gemini Fund Svcs, LLC.
 3/09/09  Northern Lights Fund Trust        485APOS                7:1.4M                                   Gemini Fund Svcs, LLC.
10/20/08  Northern Lights Fund Trust        485BPOS    10/20/08   11:2.2M                                   Gemini Fund Svcs, LLC.
 8/21/08  Northern Lights Fund Trust        485APOS               11:6.8M                                   Gemini Fund Svcs, LLC.
 4/18/08  Northern Lights Fund Trust        485BPOS     4/18/08   14:1.2M                                   Gemini Fund Svcs, LLC.
12/17/07  Northern Lights Fund Trust        485BPOS    12/17/07    7:737K                                   Gemini Fund Svcs, LLC.
10/03/07  Northern Lights Fund Trust        485APOS    10/02/07   13:1.5M                                   Gemini Fund Svcs, LLC.
 5/10/07  Northern Lights Fund Trust        485APOS                9:765K                                   Gemini Fund Svcs, LLC.
 3/02/07  Northern Lights Fund Trust        485APOS               12:1M                                     Gemini Fund Svcs, LLC.
 1/12/07  Northern Lights Fund Trust        485APOS               20:1.5M                                   Gemini Fund Svcs, LLC.
 1/30/06  Northern Lights Fund Trust        485BPOS     1/30/06   13:716K                                   Gemini Fund Svcs, LLC.
 2/18/05  Northern Lights Fund Trust        N-1A                  10:1.2M                                   Gemini Fund Svcs, LLC.

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Filing Submission 0001580642-23-000396 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)