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As Of Filer Filing For·On·As Docs:Size 3/28/14 Ally Auto Recs Trust 2012-4 10-K 12/31/13 7:298K Ally Auto Assets LLC |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 58K 3: EX-33.1 Report on Assessment of Compliance With SEC HTML 52K Regulation Ab Servicing Criteria Con 5: EX-34.1 Registered Public Accounting Firm Attestation HTML 13K Report on Assessment of Compliance 6: EX-34.2 Registered Public Accounting Firm Attestation HTML 14K Report on Assessment of Compliance 7: EX-35.1 Servicer Compliance Statement of Ally Financial HTML 16K for the Year Ended Dec. 31, 2013 2: EX-31.1 Certification of Executive Officer Pursuant to HTML 13K Rule 13A-14(D)/15D-14(D) 4: EX-32.2 Report on Assessment of Compliance With SEC HTML 18K Regulation Ab Servicing Criteria Con
AART 2012-4 12_31_14 10-K |
þ | ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
¨ | TRANSITION
REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
DELAWARE | 35-6990827 |
(State or other jurisdiction of | (I.R.S. Employer |
incorporation or organization) | Identification No.) |
¨ Large accelerated filer | ¨ Accelerated filer | þ Non-accelerated filer | ¨ Smaller Reporting Company |
Part I | |||
Item
1. | Business* | ||
Item 1A. | Risk Factors* | ||
Item 1B. | Unresolved Staff Comments | ||
Item 2. | Properties* | ||
Item
3. | Legal Proceedings* | ||
Item 4. | Mine Safety Disclosures | ||
Part II | |||
Item 5. | Market
For Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities* | ||
Item 6. | Selected Financial Data* | ||
Item 7. | Management’s Discussion and Analysis of Financial Condition and Results of Operations* | ||
Item 7A. | Quantitative
and Qualitative Disclosures About Market Risk* | ||
Item 8. | Financial Statements and Supplementary Data* | ||
Item 9. | Changes in and Disagreements with Accountants on Accounting and Financial Disclosure* | ||
Item 9A. | Controls
and Procedure* | ||
Item 9B. | Other Information | ||
Part III | |||
Item 10. | Directors, Executive Officers and Corporate Governance* | ||
Item
11. | Executive Compensation* | ||
Item 12. | Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters* | ||
Item 13. | Certain Relationships and Related Transactions and Director Independence* | ||
Item
14. | Principal Accounting Fees and Services* | ||
Part IV | |||
Item 15. | Exhibits, Financial Statement Schedules |
(a) | List
the following documents filed as a part of the report: |
(1) | Financial Statements — Not Applicable. |
(2) | Financial Statement Schedules — Not Applicable. |
(3) | Exhibits |
• | Amended
and Restated Limited Liability Company Agreement of Ally Auto Assets LLC dated, as of September 10, 2009. |
• | Indenture between Ally Auto Receivables Trust 2012-4 (the "Issuing Entity”) and Deutsche Bank Trust Company Americas, as Indenture Trustee (the “Indenture Trustee”), dated as of August 15, 2012. |
• | Trust
Agreement between Ally Auto Assets LLC, as Depositor, and BNY Mellon Trust of Delaware, as Owner Trustee, dated as of August 15, 2012. |
• | Pooling Agreement between Ally Bank, as Seller, and Ally Auto Assets LLC, dated as of August 15, 2012. |
• | Rule
13a-14(d)/15d-14(d) Certification (Section 302 Certification). |
• | Report on Assessment of Compliance with SEC Regulation AB Servicing Criteria concerning activities of Ally Financial for the year ended December 31, 2013. |
• | Report
on Assessment of Compliance with SEC Regulation AB Servicing Criteria concerning activities of Deutsche Bank Trust Company Americas for the year ended December 31, 2013. |
• | Registered Public Accounting Firm Attestation Report on Assessment of Compliance with applicable Servicing Criteria of Ally Financial dated March 7, 2014 for the year ended December 31, 2013. |
• | Registered
Public Accounting Firm Attestation Report on Assessment of Compliance with applicable Servicing Criteria of Deutsche Bank Trust Company Americas dated February 28, 2014 for the year ended December 31, 2013. |
• | Servicer Compliance Statement of Ally Financial for the year ended December 31, 2013. |
• | Trust
Sale Agreement between Ally Auto Assets LLC, as Depositor, and the Issuing Entity, dated as of August 15, 2012. |
• | Custodian Agreement between Ally Financial, as Custodian, and Ally Auto Assets LLC, as Depositor, dated as of August 15, 2012. |
• | Administration
Agreement among the Issuing Entity, Ally Financial, as Administrator, and the Indenture Trustee, dated as of August 15, 2012. | |
• | Servicing Agreement among the Issuing Entity, Ally Financial, as Servicer, and Ally Auto Assets LLC, dated as of August 15, 2012. |
Ally Auto Assets LLC, as Depositor | ||
/s/ Ryan C. Farris | ||
President | ||
(Senior Officer in charge of securitization of the depositor) | ||
Exhibit | Description | Method of Filing | ||
3.1 | Amended
and Restated Limited Liability Company Agreement of Ally Auto Assets LLC dated as of September 10, 2009. | ** | ||
4.1 | Indenture between Ally Auto Receivables Trust 2012-4 (the “Issuing Entity”) and Deutsche Bank Trust Company Americas, as Indenture Trustee (the “Indenture Trustee”), dated as of August 15, 2012. | * | ||
4.2 | Trust
Agreement between Ally Auto Assets LLC, as Depositor, and BNY Mellon Trust of Delaware, as Owner Trustee, dated as of August 15, 2012. | * | ||
4.3 | Pooling Agreement between Ally Bank, as Seller, and Ally Auto Assets LLC, dated as of August 15, 2012. | * | ||
31.1 | Certification
of Executive Officer Pursuant to Rule 13a-14(d)/15d-14(d). | |||
33.1 | Report on Assessment of Compliance with SEC Regulation AB Servicing Criteria concerning activities of Ally Financial for the year ended December 31, 2013. | |||
33.2 | Report
on Assessment of Compliance with SEC Regulation AB Servicing Criteria concerning activities of Deutsche Bank Trust Company Americas for the year ended December 31, 2013. | |||
34.1 | Registered Public Accounting Firm Attestation Report on Assessment of Compliance with applicable Servicing Criteria of Ally Financial dated March 7, 2014 for the year ended December 31, 2013. | |||
34.2 | Registered Public Accounting Firm Attestation Report on Assessment of Compliance with applicable Servicing Criteria of Deutsche Bank Trust Company Americas, dated February 28, 2014 for the year ended December 31, 2013. | |||
35.1 | Servicer Compliance Statement of Ally Financial for
the year ended December 31, 2013. | |||
99.1 | Trust Sale Agreement between Ally Auto Assets LLC, as Depositor, and the Issuing Entity, dated as of August 15, 2012. | * | ||
99.2 | Custodian
Agreement between Ally Financial, as Custodian, and Ally Auto Assets LLC, as Depositor, dated as of August 15, 2012. | * | ||
99.3 | Administration Agreement among the Issuing Entity, Ally Financial, as Administrator, and the Indenture Trustee, dated as of August 15, 2012. | * | ||
99.4 | Servicing
Agreement among Ally Financial, as Servicer, Ally Auto Assets LLC, and the Issuing Entity, dated as of August 15, 2012. | * |
* | Incorporated by reference to the corresponding Exhibit to the Issuing Entity’s Current Report on Form 8-K filed on August 16, 2012 (File
No. 333-163392-15). |
** | Incorporated by reference to Exhibit 3.1 of Ally Auto Assets LLC’s Form S-3 Registration Statement filed on November 27, 2009 (File No. 333-163392). |
This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 3/28/14 | 10-D, 10-K | ||
3/7/14 | ||||
2/28/14 | 10-D | |||
For Period End: | 12/31/13 | 10-D, 10-K, ABS-15G | ||
8/16/12 | 8-K | |||
8/15/12 | 10-D, 8-K | |||
8/9/12 | 424B5, 8-K | |||
8/7/12 | 305B2, 424B5, 8-K, FWP | |||
11/27/09 | S-3 | |||
9/10/09 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/15/15 SEC UPLOAD¶ 9/19/17 1:40K Ally Auto Assets LLC 1/06/15 SEC UPLOAD¶ 9/19/17 1:157K Ally Auto Assets LLC |