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¶ – Release Delayed ·As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/29/16 Hartford Mutual Funds Inc/CT 485BPOS¶ 2/29/16 11:1.8M Toppan Vite NY Inc./FA → Hartford Climate Opportunities Fund ⇒ Class A (HEOMX) — Class C (HEONX) — Class I (HEOIX) — Class R3 (HEORX) — Class R4 (HEOSX) — Class R5 (HEOTX) — Class R6 (HEOVX) — Class Y (HEOYX) |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment HTML 895K 11: COVER ¶ Comment-Response or Cover Letter to the SEC HTML 5K 8: EX-99.(I) Miscellaneous Exhibit HTML 15K 9: EX-99.(M) Miscellaneous Exhibit HTML 79K 10: EX-99.(N) Miscellaneous Exhibit HTML 28K 2: EX-99.A.(XXXIII) Miscellaneous Exhibit HTML 61K 3: EX-99.D.(I).C Miscellaneous Exhibit HTML 42K 4: EX-99.E.(I).G Miscellaneous Exhibit HTML 14K 5: EX-99.H.(III).D Miscellaneous Exhibit HTML 26K 6: EX-99.H.(IV).A Miscellaneous Exhibit HTML 54K 7: EX-99.H.(V) Miscellaneous Exhibit HTML 20K
Exhibit e.(i).g
AMENDMENT NUMBER 6 TO
PRINCIPAL UNDERWRITING AGREEMENT
The Principal Underwriting Agreement amongst Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. dated January 1, 2013, as amended and restated August 7, 2013, is hereby amended to amend and restate Schedule A as attached hereto.
IN WITNESS WHEREOF, the parties hereto have caused this amendment to be executed as of February 29, 2016.
| The Hartford Mutual Funds, Inc. | ||
| By: | /s/ Laura S. Quade | |
| Laura S. Quade | ||
| Vice President | ||
| The Hartford Mutual Funds II, Inc. | ||
| By: | /s/ Laura S. Quade | |
| Laura S. Quade | ||
| Vice President | ||
| Agreed to and Accepted: | ||
| Hartford Funds Distributors, LLC | ||
| By: | /s/ Gregory A. Frost | |
| Gregory A. Frost | ||
| Chief Financial Officer | ||
C:
SCHEDULE A
To the Amended and Restated Principal Underwriting Agreement
THE HARTFORD MUTUAL FUNDS, INC.
The Hartford Balanced Fund
The Hartford Balanced Income Fund
The Hartford Capital Appreciation Fund
The Hartford Checks and Balances Fund
The Hartford Conservative Allocation Fund
Hartford Core Equity Fund (formerly known as The Hartford Disciplined Equity Fund)
The Hartford Dividend and Growth Fund
Hartford Duration-Hedged Strategic Income Fund
Hartford Emerging Markets Equity Fund (formerly known as The Hartford Emerging Markets Research Fund)
The Hartford Emerging Markets Local Debt Fund
Hartford Environmental Opportunities Fund
The Hartford Equity Income Fund
The Hartford Floating Rate Fund
The Hartford Floating Rate High Income Fund
The Hartford Global All-Asset Fund
The Hartford Global Alpha Fund
Hartford Global Capital Appreciation Fund
Hartford Global Equity Income Fund
The Hartford Global Real Asset Fund
The Hartford Growth Allocation Fund
The Hartford Healthcare Fund
The Hartford High Yield Fund
The Hartford Inflation Plus Fund
Hartford International Equity Fund (formerly known as Hartford International Capital Appreciation Fund)
The Hartford International Growth Fund
The Hartford International Opportunities Fund
The Hartford International Small Company Fund
The Hartford International Value Fund
Hartford Long/Short Global Equity Fund
The Hartford MidCap Fund
The Hartford MidCap Value Fund
Hartford Moderate Allocation Fund
Hartford Multi-Asset Income Fund
Hartford Municipal Income Fund
The Hartford Municipal Opportunities Fund
Hartford Municipal Short Duration Fund
The Hartford Quality Bond Fund
Hartford Real Total Return Fund
The Hartford Short Duration Fund
The Hartford Small Cap Core Fund (formerly known as The Hartford Small/Mid Cap Equity Fund)
The Hartford Small Company Fund
The Hartford Strategic Income Fund
The Hartford Total Return Bond Fund
The Hartford Unconstrained Bond Fund
C:
The Hartford World Bond Fund
THE HARTFORD MUTUAL FUNDS II, INC.
The Hartford Growth Opportunities Fund
The Hartford Municipal Real Return Fund
The Hartford SmallCap Growth Fund1
The Hartford Value Opportunities Fund
1 Fund to be renamed The Hartford Small Cap Growth Fund effective March 1, 2016
C:
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 3/1/16 | 497 | |||
| Filed on / Effective on: | 2/29/16 | 485BPOS, 497, 497K | ||
| 8/7/13 | N-MFP | |||
| 1/1/13 | ||||
| List all Filings | ||||