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SWK Holdings Corp – ‘10-Q’ for 9/30/14 – ‘EX-32.02’

On:  Friday, 11/14/14, at 1:43pm ET   ·   For:  9/30/14   ·   Accession #:  1552781-14-1003   ·   File #:  0-27163

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/14/14  SWK Holdings Corp                 10-Q        9/30/14   64:4.8M                                   2ENGAGE/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    355K 
 2: EX-31.01    Certification -- §302 - SOA'02                      HTML     23K 
 3: EX-31.02    Certification -- §302 - SOA'02                      HTML     23K 
 4: EX-32.01    Certification -- §906 - SOA'02                      HTML     20K 
 5: EX-32.02    Certification -- §906 - SOA'02                      HTML     19K 
43: R1          Document And Entity Information                     HTML     44K 
32: R2          Unaudited Condensed Consolidated Balance Sheets     HTML    118K 
41: R3          Unaudited Condensed Consolidated Balance Sheets     HTML     40K 
                (Parenthetical)                                                  
45: R4          Unaudited Condensed Consolidated Statements of      HTML     79K 
                Income                                                           
59: R5          Unaudited Condensed Consolidated Statements of      HTML     44K 
                Comprehensive Income                                             
34: R6          Unaudited Condensed Consolidated Statements of      HTML    105K 
                Cash Flows                                                       
40: R7          Supplemental Cash Flow Information                  HTML     23K 
29: R8          SWK Holdings Corporation and Summary of             HTML     70K 
                Significant Accounting Policies                                  
21: R9          Finance Receivables                                 HTML     76K 
60: R10         Marketable Investments                              HTML     38K 
47: R11         Variable Interest Entities                          HTML     46K 
46: R12         Loan Credit Agreement with Related Party            HTML     30K 
51: R13         Stockholders' Equity                                HTML     72K 
52: R14         Fair Value Measurements                             HTML     63K 
50: R15         Income Taxes                                        HTML     32K 
53: R16         Subsequent Events                                   HTML     30K 
42: R17         Accounting Policies, by Policy (Policies)           HTML    116K 
44: R18         SWK Holdings Corporation and Summary of             HTML     32K 
                Significant Accounting Policies (Tables)                         
49: R19         Finance Receivables (Tables)                        HTML     33K 
64: R20         Marketable Investments (Tables)                     HTML     24K 
55: R21         Variable Interest Entities (Tables)                 HTML     35K 
37: R22         Loan Credit Agreement (Tables)                      HTML     23K 
48: R23         Stockholders Equity (Tables)                        HTML     53K 
39: R24         Fair Value Measurements (Tables)                    HTML     59K 
17: R25         Income Taxes (Tables)                               HTML     26K 
56: R26         Supplemental Cash Flow Information (Details)        HTML     28K 
61: R27         SWK Holdings Corporation and Summary of             HTML     32K 
                Significant Accounting Policies (Details                         
                Narrative)                                                       
25: R28         SWK Holdings Corporation and Summary of             HTML     43K 
                Significant Accounting Policies (Details)                        
24: R29         Finance Receivables (Details)                       HTML     30K 
27: R30         Finance Receivables (Details Narrative)             HTML    131K 
28: R31         Finance Receivables (Details 2)                     HTML     28K 
30: R32         Marketable Investments (Details)                    HTML     26K 
16: R33         Marketable Investments (Details Narrative)          HTML     34K 
54: R34         Marketable Investments (Details 2)                  HTML     29K 
36: R35         Variable Interest Entities (Details Narrative)      HTML     42K 
38: R36         Variable Interest Entities (Details)                HTML     29K 
19: R37         Variable Interest Entities (Details 2)              HTML     39K 
63: R38         Loan Credit Agreement with Related Party (Details   HTML     66K 
                Narrative)                                                       
12: R39         Loan Credit Agreement with Related Party (Details)  HTML     31K 
31: R40         Stockholders' Equity (Details Narrative)            HTML     75K 
58: R41         Stockholders' Equity (Details 2)                    HTML     66K 
18: R42         Stockholders' Equity (Details 3)                    HTML     36K 
23: R43         Stockholders' Equity (Details 4)                    HTML     41K 
26: R44         Stockholders' Equity (Details 5)                    HTML     27K 
33: R45         Fair Value Measurements (Details)                   HTML     35K 
15: R46         Fair Value Measurements (Details 2)                 HTML     39K 
20: R47         Fair Value Measurements (Details 3)                 HTML     58K 
13: R48         Income Taxes (Details)                              HTML     35K 
57: R49         Income Taxes (Details 2)                            HTML     38K 
62: XML         IDEA XML File -- Filing Summary                      XML     89K 
14: EXCEL       IDEA Workbook of Financial Reports                  XLSX    165K 
22: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS    658K 
 6: EX-101.INS  XBRL Instance -- swkhob-20140930                     XML   1.09M 
 8: EX-101.CAL  XBRL Calculations -- swkhob-20140930_cal             XML    129K 
 9: EX-101.DEF  XBRL Definitions -- swkhob-20140930_def              XML    456K 
10: EX-101.LAB  XBRL Labels -- swkhob-20140930_lab                   XML    980K 
11: EX-101.PRE  XBRL Presentations -- swkhob-20140930_pre            XML    680K 
 7: EX-101.SCH  XBRL Schema -- swkhob-20140930                       XSD    164K 
35: ZIP         XBRL Zipped Folder -- 0001552781-14-001003-xbrl      Zip    130K 


‘EX-32.02’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



EXHIBIT 32.02

 

CERTIFICATION PURSUANT TO

RULE 13a-14(b) OF THE SECURITIES EXCHANGE ACT OF 1934

AND 18 U.S.C. SECTION 1350

 

 

In connection with the Quarterly Report of SWK Holdings Corporation (the “Registrant”) on Form 10-Q for the quarterly period ended September 30, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Charles M. Jacobson, Chief Financial Officer of the Registrant, certify, in accordance with Rule 13a-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350, that to the best of my knowledge:

 

(1) The Report, to which this certification is attached as Exhibit 32.02, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

 

 

November 14, 2014 /s/ CHARLES M. JACOBSON
  Charles M. Jacobson
  Chief Financial Officer

 

A signed original of this written statement required by Rule 13a-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350 has been provided to the Registrant and will be retained by the Registrant and furnished to the Securities and Exchange Commission or its staff upon request.

 

 C: 
 

 


Dates Referenced Herein

This ‘10-Q’ Filing    Date    Other Filings
Filed on:11/14/14None on these Dates
For Period end:9/30/14
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Filing Submission 0001552781-14-001003   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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