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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/08/15 SWK Holdings Corp 10-Q 3/31/15 62:3.5M 2ENGAGE/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 258K
2: EX-31.01 Certification -- §302 - SOA'02 HTML 22K
3: EX-31.02 Certification -- §302 - SOA'02 HTML 22K
4: EX-32.01 Certification Pursuant to HTML 19K
5: EX-32.2 Certification -- §906 - SOA'02 HTML 19K
42: R1 Document And Entity Information HTML 47K
32: R2 Unaudited Condensed Consolidated Balance Sheets HTML 99K
40: R3 Unaudited Condensed Consolidated Balance Sheets HTML 43K
(Parenthetical)
44: R4 Unaudited Condensed Consolidated Statements of HTML 87K
Income
57: R5 Unaudited Condensed Consolidated Statements of HTML 44K
Comprehensive Income
34: R6 Unaudited Condensed Consolidated Statements of HTML 110K
Cash Flows
39: R7 SWK Holdings Corporation and Summary of HTML 40K
Significant Accounting Policies
29: R8 Net Income per Share HTML 27K
21: R9 Finance Receivables HTML 32K
58: R10 Marketable Investments HTML 31K
46: R11 Variable Interest Entities HTML 39K
45: R12 Loan Credit Agreement with Related Party HTML 29K
50: R13 Stockholders' Equity HTML 54K
51: R14 Fair Value Measurements HTML 65K
49: R15 Income Taxes HTML 30K
52: R16 Subsequent Events HTML 21K
41: R17 Accounting Policies, by Policy (Policies) HTML 49K
43: R18 Net Income per Share (Tables) HTML 25K
48: R19 Finance Receivables (Tables) HTML 23K
62: R20 Marketable Investments (Tables) HTML 28K
54: R21 Variable Interest Entities (Tables) HTML 29K
36: R22 Loan Credit Agreement (Tables) HTML 22K
47: R23 Stockholders Equity (Tables) HTML 49K
38: R24 Fair Value Measurements (Tables) HTML 66K
17: R25 Income Taxes (Tables) HTML 25K
55: R26 Net Income per Share (Details) HTML 48K
59: R27 Finance Receivables (Details) HTML 27K
25: R28 Finance Receivables (Details Narrative) HTML 20K
24: R29 Marketable Investments (Details) HTML 27K
27: R30 Marketable Investments (Details 2) HTML 29K
28: R31 Variable Interest Entities (Details Narrative) HTML 58K
30: R32 Variable Interest Entities (Details) HTML 29K
15: R33 Variable Interest Entities (Details 2) HTML 40K
53: R34 Loan Credit Agreement with Related Party (Details HTML 50K
Narrative)
35: R35 Loan Credit Agreement with Related Party (Details) HTML 34K
37: R36 Stockholders' Equity (Details Narrative) HTML 30K
19: R37 Stockholders' Equity (Details) HTML 54K
61: R38 Stockholders' Equity (Details 2) HTML 93K
12: R39 Stockholders' Equity (Details 3) HTML 44K
31: R40 Stockholders' Equity (Details 4) HTML 28K
56: R41 Fair Value Measurements (Details) HTML 42K
18: R42 Fair Value Measurements (Details 2) HTML 43K
23: R43 Fair Value Measurements (Details 3) HTML 28K
26: R44 Fair Value Measurements (Details 4) HTML 66K
33: R45 Income Taxes (Details) HTML 41K
14: R46 Income Taxes (Details Narrative) HTML 24K
20: R47 Subsequent Events (Details Narrative) HTML 36K
60: XML IDEA XML File -- Filing Summary XML 85K
13: EXCEL IDEA Workbook of Financial Reports XLSX 116K
22: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 415K
6: EX-101.INS XBRL Instance -- swkhob-20150331 XML 651K
8: EX-101.CAL XBRL Calculations -- swkhob-20150331_cal XML 117K
9: EX-101.DEF XBRL Definitions -- swkhob-20150331_def XML 236K
10: EX-101.LAB XBRL Labels -- swkhob-20150331_lab XML 838K
11: EX-101.PRE XBRL Presentations -- swkhob-20150331_pre XML 477K
7: EX-101.SCH XBRL Schema -- swkhob-20150331 XSD 149K
16: ZIP XBRL Zipped Folder -- 0001552781-15-000546-xbrl Zip 90K
EXHIBIT 31.01
CERTIFICATION
I, J. Brett Pope, Chief Executive Officer of the registrant, certify that:
1. I have reviewed this Quarterly Report on Form 10-Q of SWK Holdings Corporation;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an Annual Report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.
5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
| May 8, 2015 | /s/ J. BRETT POPE |
| J. Brett Pope | |
| Chief Executive Officer |
C:
| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 5/8/15 | |||
| For Period end: | 3/31/15 | 4, 4/A, 8-K | ||
| List all Filings | ||||