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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/10/17 SWK Holdings Corp 10-Q 3/31/17 56:3.2M 2ENGAGE/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 280K
2: EX-31.01 Certification -- §302 - SOA'02 HTML 21K
3: EX-31.02 Certification -- §302 - SOA'02 HTML 21K
4: EX-32.01 Certification -- §906 - SOA'02 HTML 17K
5: EX-32.02 Certification -- §906 - SOA'02 HTML 17K
12: R1 Document And Entity Information HTML 43K
13: R2 Unaudited Condensed Consolidated Balance Sheets HTML 83K
14: R3 Unaudited Condensed Consolidated Balance Sheets HTML 35K
(Parenthetical)
15: R4 Unaudited Condensed Consolidated Statements of HTML 80K
Income
16: R5 Unaudited Condensed Consolidated Statements of HTML 37K
Comprehensive Income
17: R6 Unaudited Condensed Consolidated Statements of HTML 99K
Cash Flows
18: R7 SWK Holdings Corporation and Summary of HTML 48K
Significant Accounting Policies
19: R8 Net Income per Share HTML 28K
20: R9 Finance Receivables HTML 48K
21: R10 Marketable Investments HTML 38K
22: R11 Variable Interest Entities HTML 34K
23: R12 Related Party Transactions HTML 34K
24: R13 Stockholders' Equity HTML 27K
25: R14 Fair Value Measurements HTML 148K
26: R15 Subsequent Events HTML 20K
27: R16 SWK Holdings Corporation and Summary of HTML 59K
Significant Accounting Policies (Policies)
28: R17 Net Income per Share (Tables) HTML 25K
29: R18 Finance Receivables (Tables) HTML 52K
30: R19 Marketable Investments (Tables) HTML 56K
31: R20 Variable Interest Entities (Tables) HTML 23K
32: R21 Related Party Transactions (Tables) HTML 32K
33: R22 Stockholders Equity (Tables) HTML 22K
34: R23 Fair Value Measurements (Tables) HTML 143K
35: R24 Net Income per Share (Details) HTML 41K
36: R25 Finance Receivables (Details) HTML 29K
37: R26 Finance Receivables (Details 2) HTML 27K
38: R27 Finance Receivables (Details Narrative) HTML 43K
39: R28 Marketable Investments (Details) HTML 25K
40: R29 Marketable Investments (Details 2) HTML 33K
41: R30 Marketable Investments (Details Narrative) HTML 48K
42: R31 Variable Interest Entities (Details) HTML 27K
43: R32 Variable Interest Entities (Details Narrative) HTML 43K
44: R33 Related Party Transactions (Details) HTML 25K
45: R34 Related Party Transactions (Details 2) HTML 25K
46: R35 Related Party Transactions (Details Narartive) HTML 29K
47: R36 Stockholders' Equity (Details) HTML 25K
48: R37 Stockholders' Equity (Details Narrative) HTML 27K
49: R38 Fair Value Measurements (Details) HTML 39K
50: R39 Fair Value Measurements (Details 2) HTML 24K
51: R40 Fair Value Measurements (Details 3) HTML 27K
52: R41 Fair Value Measurements (Details 4) HTML 25K
53: R42 Fair Value Measurements (Details 5) HTML 58K
55: XML IDEA XML File -- Filing Summary XML 95K
54: EXCEL IDEA Workbook of Financial Reports XLSX 57K
6: EX-101.INS XBRL Instance -- swkh-20170331 XML 866K
8: EX-101.CAL XBRL Calculations -- swkh-20170331_cal XML 112K
9: EX-101.DEF XBRL Definitions -- swkh-20170331_def XML 314K
10: EX-101.LAB XBRL Labels -- swkh-20170331_lab XML 654K
11: EX-101.PRE XBRL Presentations -- swkh-20170331_pre XML 531K
7: EX-101.SCH XBRL Schema -- swkh-20170331 XSD 114K
56: ZIP XBRL Zipped Folder -- 0001552781-17-000313-xbrl Zip 91K
EXHIBIT 31.01
CERTIFICATION
I, Winston L. Black, Chief Executive Officer of the registrant, certify that:
1. I have reviewed this Quarterly Report on Form 10-Q of SWK Holdings Corporation;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an Annual Report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.
5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
| Date: May 10, 2017 | /s/ Winston L. Black | |
Winston L. Black Chief Executive Officer |
C:
| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed on: | 5/10/17 | |||
| For Period end: | 3/31/17 | 4 | ||
| List all Filings | ||||