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SWK Holdings Corp – ‘10-Q’ for 3/31/17 – ‘EX-32.01’

On:  Wednesday, 5/10/17, at 4:49pm ET   ·   For:  3/31/17   ·   Accession #:  1552781-17-313   ·   File #:  0-27163

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/10/17  SWK Holdings Corp                 10-Q        3/31/17   56:3.2M                                   2ENGAGE/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    280K 
 2: EX-31.01    Certification -- §302 - SOA'02                      HTML     21K 
 3: EX-31.02    Certification -- §302 - SOA'02                      HTML     21K 
 4: EX-32.01    Certification -- §906 - SOA'02                      HTML     17K 
 5: EX-32.02    Certification -- §906 - SOA'02                      HTML     17K 
12: R1          Document And Entity Information                     HTML     43K 
13: R2          Unaudited Condensed Consolidated Balance Sheets     HTML     83K 
14: R3          Unaudited Condensed Consolidated Balance Sheets     HTML     35K 
                (Parenthetical)                                                  
15: R4          Unaudited Condensed Consolidated Statements of      HTML     80K 
                Income                                                           
16: R5          Unaudited Condensed Consolidated Statements of      HTML     37K 
                Comprehensive Income                                             
17: R6          Unaudited Condensed Consolidated Statements of      HTML     99K 
                Cash Flows                                                       
18: R7          SWK Holdings Corporation and Summary of             HTML     48K 
                Significant Accounting Policies                                  
19: R8          Net Income per Share                                HTML     28K 
20: R9          Finance Receivables                                 HTML     48K 
21: R10         Marketable Investments                              HTML     38K 
22: R11         Variable Interest Entities                          HTML     34K 
23: R12         Related Party Transactions                          HTML     34K 
24: R13         Stockholders' Equity                                HTML     27K 
25: R14         Fair Value Measurements                             HTML    148K 
26: R15         Subsequent Events                                   HTML     20K 
27: R16         SWK Holdings Corporation and Summary of             HTML     59K 
                Significant Accounting Policies (Policies)                       
28: R17         Net Income per Share (Tables)                       HTML     25K 
29: R18         Finance Receivables (Tables)                        HTML     52K 
30: R19         Marketable Investments (Tables)                     HTML     56K 
31: R20         Variable Interest Entities (Tables)                 HTML     23K 
32: R21         Related Party Transactions (Tables)                 HTML     32K 
33: R22         Stockholders Equity (Tables)                        HTML     22K 
34: R23         Fair Value Measurements (Tables)                    HTML    143K 
35: R24         Net Income per Share (Details)                      HTML     41K 
36: R25         Finance Receivables (Details)                       HTML     29K 
37: R26         Finance Receivables (Details 2)                     HTML     27K 
38: R27         Finance Receivables (Details Narrative)             HTML     43K 
39: R28         Marketable Investments (Details)                    HTML     25K 
40: R29         Marketable Investments (Details 2)                  HTML     33K 
41: R30         Marketable Investments (Details Narrative)          HTML     48K 
42: R31         Variable Interest Entities (Details)                HTML     27K 
43: R32         Variable Interest Entities (Details Narrative)      HTML     43K 
44: R33         Related Party Transactions (Details)                HTML     25K 
45: R34         Related Party Transactions (Details 2)              HTML     25K 
46: R35         Related Party Transactions (Details Narartive)      HTML     29K 
47: R36         Stockholders' Equity (Details)                      HTML     25K 
48: R37         Stockholders' Equity (Details Narrative)            HTML     27K 
49: R38         Fair Value Measurements (Details)                   HTML     39K 
50: R39         Fair Value Measurements (Details 2)                 HTML     24K 
51: R40         Fair Value Measurements (Details 3)                 HTML     27K 
52: R41         Fair Value Measurements (Details 4)                 HTML     25K 
53: R42         Fair Value Measurements (Details 5)                 HTML     58K 
55: XML         IDEA XML File -- Filing Summary                      XML     95K 
54: EXCEL       IDEA Workbook of Financial Reports                  XLSX     57K 
 6: EX-101.INS  XBRL Instance -- swkh-20170331                       XML    866K 
 8: EX-101.CAL  XBRL Calculations -- swkh-20170331_cal               XML    112K 
 9: EX-101.DEF  XBRL Definitions -- swkh-20170331_def                XML    314K 
10: EX-101.LAB  XBRL Labels -- swkh-20170331_lab                     XML    654K 
11: EX-101.PRE  XBRL Presentations -- swkh-20170331_pre              XML    531K 
 7: EX-101.SCH  XBRL Schema -- swkh-20170331                         XSD    114K 
56: ZIP         XBRL Zipped Folder -- 0001552781-17-000313-xbrl      Zip     91K 


‘EX-32.01’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



EXHIBIT 32.01

 

CERTIFICATION PURSUANT TO

RULE 13a-14(b) OF THE SECURITIES EXCHANGE ACT OF 1934

AND 18 U.S.C. SECTION 1350

 

In connection with the Quarterly Report of SWK Holdings Corporation (the “Registrant”) on Form 10-Q for the quarterly period ended March 31, 2017 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Winston L. Black, Chief Executive Officer of the Registrant, certify, in accordance with Rule 13a-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350, that to the best of my knowledge:

 

(1) The Report, to which this certification is attached as Exhibit 32.01, fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

 

 

Date: May 10, 2017   /s/ Winston L. Black
   

Winston L. Black

Chief Executive Officer

 

A signed original of this written statement required by Rule 13a-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350 has been provided to the Registrant and will be retained by the Registrant and furnished to the Securities and Exchange Commission or its staff upon request.

 

 C: 
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:5/10/17
For Period end:3/31/174
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Filing Submission 0001552781-17-000313   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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