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Peck Co Holdings, Inc. – ‘10-Q’ for 9/30/19 – ‘EX-4.1’

On:  Monday, 11/18/19, at 9:46pm ET   ·   As of:  11/19/19   ·   For:  9/30/19   ·   Accession #:  1493152-19-17898   ·   File #:  1-37707

Previous ‘10-Q’:  ‘10-Q’ on 8/14/19 for 6/30/19   ·   Next:  ‘10-Q’ on 5/14/20 for 3/31/20   ·   Latest:  ‘10-Q’ on 11/14/23 for 9/30/23   ·   12 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/19/19  Peck Co Holdings, Inc.            10-Q        9/30/19   72:13M                                    M2 Compliance/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    358K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     22K 
 3: EX-10.1     Material Contract                                   HTML     26K 
 4: EX-10.2     Material Contract                                   HTML     22K 
 5: EX-10.3     Material Contract                                   HTML     21K 
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     29K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     29K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML     23K 
 9: EX-32.2     Certification -- §906 - SOA'02                      HTML     23K 
28: R1          Document and Entity Information                     HTML     52K 
51: R2          Condensed Balance Sheets (Unaudited)                HTML    144K 
72: R3          Condensed Balance Sheets (Unaudited)                HTML     41K 
                (Parenthetical)                                                  
33: R4          Condensed Statements of Operations (Unaudited)      HTML     94K 
27: R5          Condensed Statement of Changes in Equity            HTML     59K 
                (Unaudited)                                                      
49: R6          Condensed Statements of Cash Flows (Unaudited)      HTML    109K 
70: R7          Summary of Operations and Significant Accounting    HTML     72K 
                Policies                                                         
35: R8          Stock Exchange Agreement/Merger                     HTML     28K 
25: R9          Accounts Receivable                                 HTML     29K 
69: R10         Contracts in Progress                               HTML     34K 
53: R11         Cash Surrender Value - Life Insurance               HTML     24K 
26: R12         Long-Term Debt                                      HTML     37K 
36: R13         Line of Credit                                      HTML     27K 
68: R14         Operating Leases                                    HTML     30K 
52: R15         Provision for Income Taxes                          HTML     35K 
24: R16         Related Party Transactions                          HTML     30K 
34: R17         Deferred Compensation Plan                          HTML     25K 
71: R18         Earnings (Loss) Per Share                           HTML     43K 
50: R19         Commitments                                         HTML     24K 
18: R20         Summary of Operations and Significant Accounting    HTML    111K 
                Policies (Policies)                                              
41: R21         Summary of Operations and Significant Accounting    HTML     27K 
                Policies (Tables)                                                
61: R22         Accounts Receivable (Tables)                        HTML     28K 
56: R23         Contracts in Progress (Tables)                      HTML     35K 
17: R24         Long-Term Debt (Tables)                             HTML     44K 
40: R25         Operating Leases (Tables)                           HTML     27K 
60: R26         Provision for Income Taxes (Tables)                 HTML     36K 
54: R27         Related Party Transactions (Tables)                 HTML     26K 
16: R28         Earnings (Loss) Per Share (Tables)                  HTML     44K 
42: R29         Summary of Operations and Significant Accounting    HTML     81K 
                Policies (Details Narrative)                                     
38: R30         Summary of Operations and Significant Accounting    HTML     32K 
                Policies - Schedule of Estimated Useful Lives                    
                (Details)                                                        
29: R31         Summary of Operations and Significant Accounting    HTML     31K 
                Policies - Summary Financial Information on NCL                  
                (Details)                                                        
47: R32         Stock Exchange Agreement/Merger (Details            HTML     43K 
                Narrative)                                                       
65: R33         Accounts Receivable (Details Narrative)             HTML     25K 
39: R34         Accounts Receivable - Schedule of Accounts          HTML     33K 
                Receivable (Details)                                             
30: R35         Contracts in Progress - Schedule of Contracts in    HTML     34K 
                Progress Information (Details)                                   
48: R36         Contracts in Progress - Schedule of Balance Sheets  HTML     29K 
                Under Following Captions (Details)                               
66: R37         Cash Surrender Value - Life Insurance (Details      HTML     24K 
                Narrative)                                                       
37: R38         Long-Term Debt - Summary of Long-term Debt          HTML     44K 
                (Details)                                                        
31: R39         Long-Term Debt - Summary of Long-term Debt          HTML     61K 
                (Details) (Parenthetical)                                        
44: R40         Long-Term Debt - Schedule of Maturities of          HTML     43K 
                Long-term Debt (Details)                                         
19: R41         Line of Credit (Details Narrative)                  HTML     44K 
58: R42         Operating Leases (Details Narrative)                HTML     34K 
62: R43         Operating Leases - Schedule of Minimum Lease        HTML     43K 
                Payments (Details)                                               
45: R44         Provision for Income Taxes (Details Narrative)      HTML     27K 
20: R45         Provision for Income Taxes - Schedule of Provision  HTML     42K 
                for Income Taxes (Details)                                       
59: R46         Provision for Income Taxes - Schedule of Deferred   HTML     31K 
                Tax Assets and Liabilities (Details)                             
63: R47         Related Party Transactions (Details Narrative)      HTML     39K 
43: R48         Related Party Transactions - Schedule of Amounts    HTML     30K 
                Due To/from Stockholders (Details)                               
21: R49         Related Party Transactions - Schedule of Amounts    HTML     26K 
                Due To/from Stockholders (Details) (Parenthetical)               
23: R50         Deferred Compensation Plan (Details Narrative)      HTML     28K 
32: R51         Risk Factor (Details Narrative)                     HTML     26K 
64: R52         Earnings (Loss) Per Share - Schedule of Earnings    HTML     58K 
                Per Share, Basic and Diluted (Details)                           
46: R53         Earnings (Loss) Per Share - Schedule of             HTML     29K 
                Antidilutive Securities Excluded from Computation                
                of Earnings Per Share (Details)                                  
22: R54         Commitments (Details Narrative)                     HTML     28K 
67: XML         IDEA XML File -- Filing Summary                      XML    122K 
57: EXCEL       IDEA Workbook of Financial Reports                  XLSX     68K 
10: EX-101.INS  XBRL Instance -- peck-20190930                       XML    839K 
12: EX-101.CAL  XBRL Calculations -- peck-20190930_cal               XML    182K 
13: EX-101.DEF  XBRL Definitions -- peck-20190930_def                XML    321K 
14: EX-101.LAB  XBRL Labels -- peck-20190930_lab                     XML    812K 
15: EX-101.PRE  XBRL Presentations -- peck-20190930_pre              XML    576K 
11: EX-101.SCH  XBRL Schema -- peck-20190930                         XSD    161K 
55: ZIP         XBRL Zipped Folder -- 0001493152-19-017898-xbrl      Zip     99K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 

Exhibit 4.1

 

 

 C: 
   
 

 

 

PECK ELECTRIC CO.  
     
By: /s/ Jeffrey Peck  
  Jeffrey Peck, President of Peck Electric Co.  

 

 

 C: 
   
 

 


12 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/16/24  Isun, Inc.                        10-K       12/31/23  116:50M                                    M2 Compliance LLC/FA
 4/17/23  Isun, Inc.                        10-K       12/31/22  111:9.7M                                   M2 Compliance LLC/FA
 4/15/22  Isun, Inc.                        10-K       12/31/21  111:12M                                    Broadridge Fin’l So… Inc
11/15/21  Isun, Inc.                        10-Q        9/30/21  104:10M                                    Broadridge Fin’l So… Inc
 8/16/21  Isun, Inc.                        10-Q        6/30/21   94:9.1M                                   Broadridge Fin’l So… Inc
 6/11/21  Isun, Inc.                        10-K/A     12/31/20   92:8.4M                                   Broadridge Fin’l So… Inc
 5/24/21  Isun, Inc.                        10-Q        3/31/21   93:6.3M                                   Broadridge Fin’l So… Inc
 3/15/21  Isun, Inc.                        10-K       12/31/20   85:6.5M                                   Broadridge Fin’l So… Inc
11/12/20  Isun, Inc.                        10-Q        9/30/20   82:4.3M                                   M2 Compliance LLC/FA
10/14/20  Isun, Inc.                        S-4/A                152:18M                                    Broadridge Fin’l So… Inc
10/01/20  Isun, Inc.                        S-4                  152:18M                                    Broadridge Fin’l So… Inc
 8/13/20  Isun, Inc.                        10-Q        6/30/20   82:6.4M                                   M2 Compliance LLC/FA
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Filing Submission 0001493152-19-017898   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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