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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/31/17 Gaucho Group Holdings, Inc. 10-K 12/31/16 101:6.7M M2 Compliance/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 737K
2: EX-2.1 Plan of Acquisition, Reorganization, Arrangement, HTML 96K
Liquidation or Succession
3: EX-2.2 Plan of Acquisition, Reorganization, Arrangement, HTML 62K
Liquidation or Succession
4: EX-2.3 Plan of Acquisition, Reorganization, Arrangement, HTML 70K
Liquidation or Succession
5: EX-2.4 Plan of Acquisition, Reorganization, Arrangement, HTML 57K
Liquidation or Succession
6: EX-4.6 Instrument Defining the Rights of Security Holders HTML 139K
7: EX-4.7 Instrument Defining the Rights of Security Holders HTML 32K
8: EX-21.1 Subsidiaries List HTML 30K
9: EX-31.1 Certification -- §302 - SOA'02 HTML 37K
10: EX-31.2 Certification -- §302 - SOA'02 HTML 37K
11: EX-32 Certification -- §906 - SOA'02 HTML 32K
18: R1 Document And Entity Information HTML 59K
19: R2 Consolidated Balance Sheets HTML 127K
20: R3 Consolidated Balance Sheets (Parenthetical) HTML 64K
21: R4 Consolidated Statements of Operations HTML 81K
22: R5 Consolidated Statements of Comprehensive Loss HTML 41K
23: R6 Consolidated Statement of Changes in Stockholders' HTML 86K
Equity
24: R7 Consolidated Statement of Changes in Stockholders' HTML 31K
Equity (Parenthetical)
25: R8 Consolidated Statements of Cash Flows HTML 129K
26: R9 Organization HTML 37K
27: R10 Going Concern and Management's Liquidity Plans HTML 38K
28: R11 Summary of Significant Accounting Policies HTML 109K
29: R12 Discontinued Operations HTML 49K
30: R13 Inventory HTML 36K
31: R14 Property and Equipment HTML 40K
32: R15 Prepaid Foreign Taxes HTML 33K
33: R16 Investments and Fair Value of Financial HTML 53K
Instruments
34: R17 Accrued Expenses HTML 37K
35: R18 Deferred Revenues HTML 39K
36: R19 Loans Payable HTML 33K
37: R20 Debt Obligations HTML 45K
38: R21 Income Taxes HTML 64K
39: R22 Related Party Transactions HTML 39K
40: R23 Benefit Contribution Plan HTML 33K
41: R24 Stockholders' Equity HTML 112K
42: R25 Commitments and Contingencies HTML 48K
43: R26 Subsequent Events HTML 39K
44: R27 Summary of Significant Accounting Policies HTML 146K
(Policies)
45: R28 Summary of Significant Accounting Policies HTML 62K
(Tables)
46: R29 Discontinued Operations (Tables) HTML 48K
47: R30 Inventory (Tables) HTML 36K
48: R31 Property and Equipment (Tables) HTML 38K
49: R32 Investments and Fair Value of Financial HTML 45K
Instruments (Tables)
50: R33 Accrued Expenses (Tables) HTML 36K
51: R34 Deferred Revenues (Tables) HTML 35K
52: R35 Debt Obligations (Tables) HTML 39K
53: R36 Income Taxes (Tables) HTML 64K
54: R37 Stockholders' Equity (Tables) HTML 89K
55: R38 Commitments and Contingencies (Tables) HTML 34K
56: R39 Organization (Details Narrative) HTML 37K
57: R40 Going Concern and Management's Liquidity Plans HTML 53K
(Details Narrative)
58: R41 Summary of Significant Accounting Policies HTML 63K
(Details Narrative)
59: R42 Summary of Significant Accounting Policies - HTML 48K
Schedule of Plant and Equipment, Useful Life
(Details)
60: R43 Summary of Significant Accounting Policies - HTML 41K
Schedule of Long-lived Assets by Geographic
Areas(Details)
61: R44 Summary of Significant Accounting Policies - HTML 40K
Schedule of Revenue from External Customers by
Geographic Areas (Details)
62: R45 Summary of Significant Accounting Policies - HTML 43K
Schedule of Weighted Average Dilutive Common
Shares (Details)
63: R46 Summary of Significant Accounting Policies - HTML 38K
Schedule of Antidilutive Securities Excluded from
Computation of Earnings Per Share (Details)
64: R47 Discontinued Operations (Details Narrative) HTML 36K
65: R48 Discontinued Operations - Schedule of Operating HTML 44K
Results of Discontinued Operations (Details)
66: R49 Discontinued Operations - Summary of Assets and HTML 56K
Liabilities of Discontinued Operations (Details)
67: R50 Discontinued Operations - Summary of Assets and HTML 33K
Liabilities of Discontinued Operations (Details)
(Parenthetical)
68: R51 Inventory - Schedule of Inventory (Details) HTML 41K
69: R52 Property and Equipment (Details Narrative) HTML 35K
70: R53 Property and Equipment - Schedule of Property, HTML 57K
Plant and Equipment (Details)
71: R54 Prepaid Foreign Taxes (Details Narrative) HTML 36K
72: R55 Investments and Fair Value of Financial HTML 41K
Instruments - Investments in and Advances to
Affiliates (Details)
73: R56 Investments and Fair Value of Financial HTML 42K
Instruments - Fair Value, Assets Measured on
Recurring Basis, Unobservable Input Reconciliation
(Details)
74: R57 Investments and Fair Value of Financial HTML 31K
Instruments - Available-for-sale Securities
(Details)
75: R58 Accrued Expenses (Details Narrative) HTML 34K
76: R59 Accrued Expenses - Schedule of Accrued Expenses HTML 51K
(Details)
77: R60 Deferred Revenues (Details Narrative) HTML 31K
78: R61 Deferred Revenues - Schedule of Deferred Revenues HTML 39K
(Details)
79: R62 Loans Payable (Details Narrative) HTML 44K
80: R63 Debt Obligations (Details Narrative) HTML 61K
81: R64 Debt Obligations - Schedule of Debt Obligations HTML 43K
(Details)
82: R65 Income Taxes (Details Narrative) HTML 56K
83: R66 Income Taxes - Schedule of Income before Income HTML 37K
Tax, Domestic and Foreign (Details)
84: R67 Income Taxes - Schedule of Components of Income HTML 55K
Tax Expense (Benefit) (Details)
85: R68 Income Taxes - Schedule of Effective Income Tax HTML 60K
Rate Reconciliation (Details)
86: R69 Income Taxes - Schedule of Deferred Tax Assets and HTML 56K
Liabilities (Details)
87: R70 Related Party Transactions (Details Narrative) HTML 50K
88: R71 Benefit Contribution Plan (Details Narrative) HTML 33K
89: R72 Stockholders' Equity (Details Narrative) HTML 297K
90: R73 Stockholders' Equity - Schedule of Fair Value HTML 42K
Assumption of Warrants (Details)
91: R74 Stockholders' Equity - Schedule of Stockholders' HTML 65K
Equity Note, Warrants or Rights (Details)
92: R75 Stockholders' Equity - Schedule of Share-based HTML 54K
Compensation, Equity Instruments Other than
Options, by Exercise Price Range (Details)
93: R76 Stockholders' Equity - Schedule of Fair Value HTML 44K
Assumptions of Stock Option (Details)
94: R77 Stockholders' Equity - Schedule of Share-based HTML 69K
Compensation, Stock Options, Activity (Details)
95: R78 Stockholders' Equity - Schedule of Share-based HTML 59K
Compensation, Shares Outstanding under Stock
Option Plans, by Exercise Price Range (Details)
96: R79 Commitments and Contingencies (Details Narrative) HTML 78K
97: R80 Commitments and Contingencies - Schedule of HTML 40K
Property Subject to or Available for Operating
Lease (Details)
98: R81 Subsequent Events (Details Narrative) HTML 80K
100: XML IDEA XML File -- Filing Summary XML 180K
99: EXCEL IDEA Workbook of Financial Reports XLSX 104K
12: EX-101.INS XBRL Instance -- awld-20161231 XML 1.57M
14: EX-101.CAL XBRL Calculations -- awld-20161231_cal XML 234K
15: EX-101.DEF XBRL Definitions -- awld-20161231_def XML 767K
16: EX-101.LAB XBRL Labels -- awld-20161231_lab XML 1.37M
17: EX-101.PRE XBRL Presentations -- awld-20161231_pre XML 1.01M
13: EX-101.SCH XBRL Schema -- awld-20161231 XSD 240K
101: ZIP XBRL Zipped Folder -- 0001493152-17-003130-xbrl Zip 174K
AMENDMENT NO. 1 TO
2016 AWLD EQUITY INCENTIVE PLAN
Section 2(k) of the Algodon Wines & Luxury Development Group, Inc. (“AWLD”) 2016 Equity Incentive Plan (the “Plan”) is hereby amended as follows:
Section 2 Definitions 2 k(i), 4(a)(i)
(k) “Fair Market Value” shall mean, with respect to any property, the fair market value of such property determined by such methods or procedures as shall be established from time to time by the Committee. Notwithstanding the foregoing, the Fair Market Value of a Share, as of a given date, shall be determined as follows:
(i) If the Shares are listed on any established stock exchange or traded on a national market system, including platforms on the OTC Markets, Inc., the Fair Market Value of a Share shall be the average closing sale price for such share (or the closing bid, if no sale was reported) as quoted on such exchange or market (or the exchange or market with the greatest volume of trading in the Shares) on the ten trading days preceding such day of determination, as reported in The Wall Street Journal or such other source as the Committee deems reliable. If there are no reported sales during any of the ten preceding trading days, the calculation of Fair Market Value under this sub-paragraph shall include the closing price from the immediately prior day or days needed to reach an average based on ten days.
(ii) In the absence of such markets for the Shares, the Fair Market Value shall be determined in good faith by the Committee using a reasonable application of a reasonable valuation method.
*****************************
Section 4(a) of the Plan is hereby amended as follows:
Section 4. Shares Available for Awards
(a) Shares Available. Subject to adjustment as provided in Section 4(c) of the Plan, the aggregate number of Shares that may be issued under the Plan, excluding shares issued under the Pre-Existing Plan, shall be 1,224,308 Shares, plus an automatic annual increase to be added on January 1 of each year equal to 2.5% of the total number of Shares outstanding on such date (including for this purpose any Shares issuable upon conversion of any outstanding capital stock of the Company).
(i) Any Shares subject to an Award issued under this Plan or the Pre-Existing Plan that are canceled, forfeited or expire prior to exercise or realization, either in full or in part, shall be added to the total number of Shares available for an Award to be made under the Plan.
(ii) Shares to be issued under the Plan may be either authorized but unissued Shares or Shares re-acquired and held in treasury.
(iii) Notwithstanding the foregoing, (A) the number of Shares available for granting Incentive Stock Options under the Plan shall not exceed the aggregate number of Shares that may be issued under the Plan, subject to adjustment as provided in Section 4(c) of the Plan and subject to the provisions of Section 422 or 424 of the Code or any successor provision and (B) the number of Shares available for granting Restricted Stock and Restricted Stock Units shall not exceed 500,000, subject to adjustment as provided in Section 4(c) of the Plan. Shares tendered by Participants as full or partial payment to the Company upon exercise of an Award, and Shares withheld by or otherwise remitted to the Company to satisfy a Participant’s tax withholding obligations with respect to an Award, shall become available for issuance under the Plan.
C: