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Gaucho Group Holdings, Inc. – ‘10-Q’ for 9/30/18 – ‘EX-4.4’

On:  Monday, 11/19/18, at 5:07pm ET   ·   For:  9/30/18   ·   Accession #:  1493152-18-16511   ·   File #:  0-55209

Previous ‘10-Q’:  ‘10-Q’ on 8/14/18 for 6/30/18   ·   Next:  ‘10-Q’ on 5/15/19 for 3/31/19   ·   Latest:  ‘10-Q’ on 11/17/23 for 9/30/23   ·   27 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/19/18  Gaucho Group Holdings, Inc.       10-Q        9/30/18   71:11M                                    M2 Compliance/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    449K 
 2: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML     21K 
 3: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     30K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     30K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     29K 
 6: EX-32       Certification -- §906 - SOA'02                      HTML     26K 
13: R1          Document And Entity Information                     HTML     49K 
14: R2          Condensed Consolidated Balance Sheets               HTML    127K 
15: R3          Condensed Consolidated Balance Sheets               HTML     66K 
                (Parenthetical)                                                  
16: R4          Condensed Consolidated Statements of Operations     HTML     91K 
                (Unaudited)                                                      
17: R5          Condensed Consolidated Statements of Comprehensive  HTML     37K 
                Loss (Unaudited)                                                 
18: R6          Condensed Consolidated Statement of Changes in      HTML     76K 
                Temporary Equity and Stockholders' Deficiency                    
                (Unaudited)                                                      
19: R7          Condensed Consolidated Statements of Cash Flows     HTML    136K 
                (Unaudited)                                                      
20: R8          Organization                                        HTML     29K 
21: R9          Going Concern and Management's Liquidity Plans      HTML     30K 
22: R10         Summary of Significant Accounting Policies          HTML     72K 
23: R11         Discontinued Operations                             HTML     29K 
24: R12         Inventory                                           HTML     31K 
25: R13         Investments and Fair Value of Financial             HTML     40K 
                Instruments                                                      
26: R14         Accrued Expenses                                    HTML     30K 
27: R15         Loans Payable                                       HTML     43K 
28: R16         Convertible Debt Obligations                        HTML     44K 
29: R17         Related Party Transactions                          HTML     29K 
30: R18         Benefit Contribution Plan                           HTML     28K 
31: R19         Temporary Equity and Stockholders' Deficiency       HTML     74K 
32: R20         Commitments and Contingencies                       HTML     27K 
33: R21         Subsequent Events                                   HTML     27K 
34: R22         Summary of Significant Accounting Policies          HTML    107K 
                (Policies)                                                       
35: R23         Summary of Significant Accounting Policies          HTML     39K 
                (Tables)                                                         
36: R24         Discontinued Operations (Tables)                    HTML     33K 
37: R25         Inventory (Tables)                                  HTML     34K 
38: R26         Investments and Fair Value of Financial             HTML     41K 
                Instruments (Tables)                                             
39: R27         Accrued Expenses (Tables)                           HTML     29K 
40: R28         Loans Payable (Tables)                              HTML     36K 
41: R29         Convertible Debt Obligations (Tables)               HTML     36K 
42: R30         Temporary Equity and Stockholders' Deficiency       HTML     72K 
                (Tables)                                                         
43: R31         Going Concern and Management's Liquidity Plans      HTML     46K 
                (Details Narrative)                                              
44: R32         Summary of Significant Accounting Policies          HTML     49K 
                (Details Narrative)                                              
45: R33         Summary of Significant Accounting Policies -        HTML     39K 
                Schedule of Revenue Recognized                                   
                Multiple-Deliverable Arrangements (Details)                      
46: R34         Summary of Significant Accounting Policies -        HTML     36K 
                Schedule of Antidilutive Securities Excluded from                
                Computation of Earnings Per Share (Details)                      
47: R35         Discontinued Operations - Schedule of Operating     HTML     39K 
                Results of Discontinued Operations (Details)                     
48: R36         Inventory - Schedule of Inventory (Details)         HTML     35K 
49: R37         Inventory - Schedule of Real Estate Lots Held for   HTML     27K 
                Sale (Details)                                                   
50: R38         Investments and Fair Value of Financial             HTML     25K 
                Instruments (Details Narrative)                                  
51: R39         Investments and Fair Value of Financial             HTML     34K 
                Instruments - Schedule of Investments in and                     
                Advances to Affiliates (Details)                                 
52: R40         Investments and Fair Value of Financial             HTML     30K 
                Instruments - Schedule of Fair Value, Assets                     
                Measured on Recurring Basis, Unobservable Input                  
                Reconciliation (Details)                                         
53: R41         Investments and Fair Value of Financial             HTML     25K 
                Instruments - Schedule of Accumulated Unrealized                 
                Loss Related to Investment at Fair Value (Details)               
54: R42         Accrued Expenses - Schedule of Accrued Expenses     HTML     44K 
                (Details)                                                        
55: R43         Loans Payable (Details Narrative)                   HTML    120K 
56: R44         Loans Payable - Schedule of Loans Payable           HTML     52K 
                (Details)                                                        
57: R45         Convertible Debt Obligations (Details Narrative)    HTML     83K 
58: R46         Convertible Debt Obligations - Schedule of Debt     HTML     43K 
                Obligations (Details)                                            
59: R47         Related Party Transactions (Details Narrative)      HTML     44K 
60: R48         Benefit Contribution Plan (Details Narrative)       HTML     27K 
61: R49         Temporary Equity and Stockholders' Deficiency       HTML    146K 
                (Details Narrative)                                              
62: R50         Temporary Equity and Stockholders' Deficiency -     HTML     57K 
                Summary of Warrants Activity (Details)                           
63: R51         Temporary Equity and Stockholders' Deficiency -     HTML     47K 
                Schedule of Share-based Compensation, Equity                     
                Instruments Other Than Options, by Exercise Price                
                Range (Details)                                                  
64: R52         Temporary Equity and Stockholders' Deficiency -     HTML     39K 
                Schedule of Valuation Assumptions Used (Details)                 
65: R53         Temporary Equity and Stockholders' Deficiency -     HTML     64K 
                Schedule of Share-based Compensation, Stock                      
                Options, Activity (Details)                                      
66: R54         Temporary Equity and Stockholders' Deficiency -     HTML     53K 
                Schedule of Share-based Compensation, Shares                     
                Outstanding Under Stock Option Plans, by Exercise                
                Price Range (Details)                                            
67: R55         Commitments and Contingencies (Details Narrative)   HTML     27K 
68: R56         Subsequent Events (Details Narrative)               HTML     34K 
70: XML         IDEA XML File -- Filing Summary                      XML    129K 
69: EXCEL       IDEA Workbook of Financial Reports                  XLSX     76K 
 7: EX-101.INS  XBRL Instance -- vino-20180930                       XML   1.13M 
 9: EX-101.CAL  XBRL Calculations -- vino-20180930_cal               XML    181K 
10: EX-101.DEF  XBRL Definitions -- vino-20180930_def                XML    567K 
11: EX-101.LAB  XBRL Labels -- vino-20180930_lab                     XML   1.01M 
12: EX-101.PRE  XBRL Presentations -- vino-20180930_pre              XML    746K 
 8: EX-101.SCH  XBRL Schema -- vino-20180930                         XSD    162K 
71: ZIP         XBRL Zipped Folder -- 0001493152-18-016511-xbrl      Zip    127K 


‘EX-4.4’   —   Instrument Defining the Rights of Security Holders


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27 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/17/23  Gaucho Group Holdings, Inc.       10-Q        9/30/23   85:9.8M                                   M2 Compliance LLC/FA
 8/14/23  Gaucho Group Holdings, Inc.       10-Q        6/30/23   84:7.2M                                   M2 Compliance LLC/FA
 5/22/23  Gaucho Group Holdings, Inc.       S-1/A                  4:586K                                   M2 Compliance LLC/FA
 5/19/23  Gaucho Group Holdings, Inc.       10-Q        3/31/23   78:7.3M                                   M2 Compliance LLC/FA
 5/09/23  Gaucho Group Holdings, Inc.       S-1                    4:580K                                   M2 Compliance LLC/FA
 4/18/23  Gaucho Group Holdings, Inc.       S-1                    4:673K                                   M2 Compliance LLC/FA
 4/17/23  Gaucho Group Holdings, Inc.       10-K       12/31/22  110:14M                                    M2 Compliance LLC/FA
12/16/22  Gaucho Group Holdings, Inc.       S-1                    4:1.2M                                   M2 Compliance LLC/FA
11/18/22  Gaucho Group Holdings, Inc.       10-Q        9/30/22   90:8M                                     M2 Compliance LLC/FA
 8/15/22  Gaucho Group Holdings, Inc.       10-Q        6/30/22   84:8.2M                                   M2 Compliance LLC/FA
 5/19/22  Gaucho Group Holdings, Inc.       10-K/A     12/31/21  100:13M                                    M2 Compliance LLC/FA
 5/19/22  Gaucho Group Holdings, Inc.       10-K/A     12/31/20   94:11M                                    M2 Compliance LLC/FA
 5/16/22  Gaucho Group Holdings, Inc.       10-Q        3/31/22   86:5.7M                                   M2 Compliance LLC/FA
 4/14/22  Gaucho Group Holdings, Inc.       10-K       12/31/21  102:13M                                    M2 Compliance LLC/FA
 1/11/22  Gaucho Group Holdings, Inc.       S-1/A                  3:691K                                   M2 Compliance LLC/FA
12/09/21  Gaucho Group Holdings, Inc.       S-1                    2:648K                                   M2 Compliance LLC/FA
11/24/21  Gaucho Group Holdings, Inc.       S-1                    4:766K                                   M2 Compliance LLC/FA
11/15/21  Gaucho Group Holdings, Inc.       10-Q        9/30/21   71:8.2M                                   M2 Compliance LLC/FA
 8/16/21  Gaucho Group Holdings, Inc.       10-Q        6/30/21   71:20M                                    M2 Compliance LLC/FA
 5/18/21  Gaucho Group Holdings, Inc.       S-1                    3:638K                                   M2 Compliance LLC/FA
 5/17/21  Gaucho Group Holdings, Inc.       10-Q        3/31/21   65:3.5M                                   M2 Compliance LLC/FA
 4/12/21  Gaucho Group Holdings, Inc.       10-K       12/31/20   99:123M                                   M2 Compliance LLC/FA
 2/09/21  Gaucho Group Holdings, Inc.       S-1/A                128:13M                                    M2 Compliance LLC/FA
 1/27/21  Gaucho Group Holdings, Inc.       S-1/A       1/26/21  129:13M                                    M2 Compliance LLC/FA
 1/12/21  Gaucho Group Holdings, Inc.       S-1/A                126:12M                                    M2 Compliance LLC/FA
12/08/20  Gaucho Group Holdings, Inc.       S-1/A                132:13M                                    M2 Compliance LLC/FA
11/16/20  Gaucho Group Holdings, Inc.       10-Q        9/30/20   77:5.5M                                   M2 Compliance LLC/FA
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Filing Submission 0001493152-18-016511   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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