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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/22/21 Advaxis, Inc. 10-K 10/31/20 86:5.4M M2 Compliance LLC/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 714K
2: EX-4.9 Instrument Defining the Rights of Security Holders HTML 49K
3: EX-23.1 Consent of Expert or Counsel HTML 24K
4: EX-31.1 Certification -- §302 - SOA'02 HTML 31K
5: EX-31.2 Certification -- §302 - SOA'02 HTML 31K
6: EX-32.1 Certification -- §906 - SOA'02 HTML 25K
7: EX-32.2 Certification -- §906 - SOA'02 HTML 25K
14: R1 Document and Entity Information HTML 59K
15: R2 Balance Sheets HTML 102K
16: R3 Balance Sheets (Parenthetical) HTML 43K
17: R4 Statements of Operations HTML 72K
18: R5 Statements of Stockholders' Equity HTML 91K
19: R6 Statement of Cash Flows HTML 125K
20: R7 Nature of Operations and Basis of Presentation HTML 33K
21: R8 Summary of Significant Accounting Policies HTML 64K
22: R9 Property and Equipment HTML 33K
23: R10 Intangible Assets HTML 35K
24: R11 Accrued Expenses HTML 29K
25: R12 Common Stock Purchase Warrants and Warrant HTML 53K
Liability
26: R13 Share Based Compensation HTML 68K
27: R14 Collaboration and Licensing Agreements HTML 46K
28: R15 Commitments and Contingencies HTML 29K
29: R16 Leases HTML 46K
30: R17 Income Taxes HTML 54K
31: R18 Stockholders' Equity HTML 34K
32: R19 Fair Value HTML 39K
33: R20 Employee Benefit Plan HTML 28K
34: R21 Subsequent Events HTML 28K
35: R22 Summary of Significant Accounting Policies HTML 110K
(Policies)
36: R23 Summary of Significant Accounting Policies HTML 29K
(Tables)
37: R24 Property and Equipment (Tables) HTML 32K
38: R25 Intangible Assets (Tables) HTML 36K
39: R26 Accrued Expenses (Tables) HTML 29K
40: R27 Common Stock Purchase Warrants and Warrant HTML 50K
Liability (Tables)
41: R28 Share Based Compensation (Tables) HTML 68K
42: R29 Leases (Tables) HTML 51K
43: R30 Income Taxes (Tables) HTML 52K
44: R31 Fair Value (Tables) HTML 37K
45: R32 Nature of Operations and Basis of Presentation HTML 32K
(Details Narrative)
46: R33 Summary of Significant Accounting Policies HTML 53K
(Details Narrative)
47: R34 Summary of Significant Accounting Policies and HTML 31K
Basis of Presentation - Schedule of Anti-dilutive
Securities Excluded from Diluted Net Loss Per
Share (Details)
48: R35 Property and Equipment (Details Narrative) HTML 31K
49: R36 Property and Equipment - Schedule of Property and HTML 43K
Equipment (Details)
50: R37 Intangible Assets (Details Narrative) HTML 31K
51: R38 Intangible Assets - Summary of Intangible Assets HTML 37K
(Details)
52: R39 Intangible Assets - Schedule of Carrying Value of HTML 40K
Intangible Assets (Details)
53: R40 Accrued Expenses - Components of Accrued Expenses HTML 34K
(Details)
54: R41 Common Stock Purchase Warrants and Warrant HTML 93K
Liability (Details Narrative)
55: R42 Common Stock Purchase Warrants and Warrant HTML 42K
Liability - Schedule of Outstanding Warrants
(Details)
56: R43 Common Stock Purchase Warrants and Warrant HTML 57K
Liability - Schedule of Warrants Activity
(Details)
57: R44 Common Stock Purchase Warrants and Warrant HTML 29K
Liability - Schedule of Warrants Activity
(Details) (Parenthetical)
58: R45 Common Stock Purchase Warrants and Warrant HTML 50K
Liability - Schedule of Assumptions Used in
Warrant Liability (Details)
59: R46 Share Based Compensation (Details Narrative) HTML 84K
60: R47 Share Based Compensation - Summary of Share Based HTML 28K
Compensation Expense (Details)
61: R48 Share Based Compensation - Summary of RSU Activity HTML 39K
and Related Information (Details)
62: R49 Share Based Compensation - Summary of Changes in HTML 56K
Stock Option Plan (Details)
63: R50 Share Based Compensation - Summary of Outstanding HTML 70K
and Exercisable Options (Details)
64: R51 Share Based Compensation - Summary of Fair Value HTML 36K
of Stock Options Granted of BSM (Details)
65: R52 Collaboration and Licensing Agreements (Details HTML 86K
Narrative)
66: R53 Commitments and Contingencies (Details Narrative) HTML 31K
67: R54 Leases (Details Narrative) HTML 29K
68: R55 Leases - Schedule of Supplemental Balance Sheet HTML 32K
Related to Leases (Details)
69: R56 Leases - Schedule of Lease Expenses (Details) HTML 32K
70: R57 Leases - Schedule of Other Information Related to HTML 29K
Leases (Details)
71: R58 Leases - Schedule of Cash Flow Information Related HTML 26K
to Leases (Details)
72: R59 Leases - Schedule of Future Minimum Lease Payments HTML 43K
Under Non-Cancellable Leases (Details)
73: R60 Leases - Schedule of Future Minimum Payments Under HTML 42K
Operating Lease (Details)
74: R61 Income Taxes (Details Narrative) HTML 44K
75: R62 Income Taxes - Schedule of Income Tax Provision HTML 39K
(Benefit) (Details)
76: R63 Income Taxes - Schedule of Deferred Tax Assets HTML 58K
(Liabilities) (Details)
77: R64 Income Taxes - Schedule of Expected Tax (Expense) HTML 43K
Benefit Based on Statutory Rate with Actual Tax
Expense Benefit (Details)
78: R65 Stockholders' Equity (Details Narrative) HTML 90K
79: R66 Fair Value - Schedule of Fair Value, Assets and HTML 30K
Liabilities Measured on Recurring Basis (Details)
80: R67 Fair Value - Schedule of Fair Value, Assets and HTML 26K
Liabilities Measured on Recurring Basis (Details)
(Parenthetical)
81: R68 Fair Value - Schedule of Changes in Fair Value of HTML 33K
Warrant Liabilities (Details)
82: R69 Employee Benefit Plan (Details Narrative) HTML 26K
83: R70 Subsequent Events (Details Narrative) HTML 67K
85: XML IDEA XML File -- Filing Summary XML 155K
84: EXCEL IDEA Workbook of Financial Reports XLSX 108K
8: EX-101.INS XBRL Instance -- adxs-20201031 XML 1.29M
10: EX-101.CAL XBRL Calculations -- adxs-20201031_cal XML 230K
11: EX-101.DEF XBRL Definitions -- adxs-20201031_def XML 526K
12: EX-101.LAB XBRL Labels -- adxs-20201031_lab XML 1.13M
13: EX-101.PRE XBRL Presentations -- adxs-20201031_pre XML 858K
9: EX-101.SCH XBRL Schema -- adxs-20201031 XSD 189K
86: ZIP XBRL Zipped Folder -- 0001493152-21-001656-xbrl Zip 148K
EXHIBIT 32.2
CERTIFICATION OF CHIEF FINANCIAL OFFICER
PURSUANT TO 18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Annual Report of Advaxis, Inc., a Delaware corporation (the “Company”), on Form 10-K for the fiscal year ended October 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned, the Chief Financial Officer, hereby certifies pursuant to 18 U.S.C. Sec. 1350 as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002 that, to the undersigned’s knowledge:
(1) the Report of the Company filed today fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
(2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company.
A signed original of this written statement required by Section 906 has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.
| Date: January 22, 2021 | By: | /s/ Kenneth Berlin |
| Name: | Kenneth Berlin | |
| Title: | President, Chief Executive Officer and interim Chief Financial Officer |
C:
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 1/22/21 | |||
| For Period end: | 10/31/20 | 10-K/A | ||
| List all Filings | ||||