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Cemtrex Inc. – ‘8-K’ for 9/20/22

On:  Tuesday, 9/20/22, at 4:30pm ET   ·   For:  9/20/22   ·   Accession #:  1493152-22-26374   ·   File #:  1-37464

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/20/22  Cemtrex Inc.                      8-K:3       9/20/22   11:245K                                   M2 Compliance LLC/FA

Current Report   —   Form 8-K

Filing Table of Contents

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 6: R1          Cover                                               HTML     47K 
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11: ZIP         XBRL Zipped Folder -- 0001493152-22-026374-xbrl      Zip     24K 


‘8-K’   —   Current Report


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 i 0001435064  i false 0001435064 2022-09-20 2022-09-20 0001435064 us-gaap:CommonStockMember 2022-09-20 2022-09-20 0001435064 CETX:Series1PreferredStockMember 2022-09-20 2022-09-20 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM  i 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 


Date of Report (Date of earliest event reported):  i September 20, 2022
 

 

 i Cemtrex Inc.
(Exact name of registrant as specified in its charter)

 

 i Delaware    i 001-37464    i 30-0399914

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

 i 276 Greenpoint Ave Bld. 8 Suite 208

 i Brooklyn,  i NY

 

 

 i 11222

(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code:  i (631)  i 756-9116

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
   
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading symbol   Name of each exchange on which registered
 i Common Stock    i CETX    i Nasdaq Capital Market
 i Series 1 Preferred Stock    i CETXP    i Nasdaq Capital Market

 

 

 

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CURRENT REPORT ON FORM 8-K

 

Cemtrex, Inc.

 

Item 3.02 Unregistered Sales of Equity Securities

 

On September 16, 2022, Cemtrex, Inc. The Board of Directors of Cemtrex, Inc. passed a resolution that the company will pay its dividend on Series 1 Preferred Stock in additional shares of Series 1 Preferred Stock. to be issued on October 7, 2022, to the holders of record on close of business on September 30,2022. The holders of the Series 1 Preferred Stock are entitled to receive dividends at the rate of 10% annually, based on the $10.00 per share Preference Amount, payable semiannually.

 

 C: 
 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  CEMTREX, INC.
     
Date: September 20, 2022 By: /s/ Saagar Govil
    Saagar Govil
    Chairman, President and Chief Executive Officer

 

 C: 
 

 

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Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
10/7/22None on these Dates
Filed on / For Period end:9/20/22
9/16/22
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/03/24  Cemtrex Inc.                      424B4                  1:566K                                   M2 Compliance LLC/FA
 4/30/24  Cemtrex Inc.                      S-1/A                  6:1M                                     M2 Compliance LLC/FA
 4/23/24  Cemtrex Inc.                      S-1/A                  9:1.6M                                   M2 Compliance LLC/FA
 1/17/24  Cemtrex Inc.                      S-1                    4:760K                                   M2 Compliance LLC/FA
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