SEC Info - Cemtrex Inc. - ‘8-K’ for 7/1/23

SEC Info℠

Home

Help

Please Sign In

Cemtrex Inc. – ‘8-K’ for 7/1/23

On: Friday, 7/7/23, at 4:30pm ET · For: 7/1/23 · Accession #: 1493152-23-23996 · File #: 1-37464

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/07/23  Cemtrex Inc.                      8-K:8,9     7/01/23   12:267K                                   M2 Compliance LLC/FA

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     39K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     15K 
 7: R1          Cover                                               HTML     47K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- form8-k_htm                         XML     19K 
 9: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- cetx-20230701_def                XML     73K 
 5: EX-101.LAB  XBRL Labels -- cetx-20230701_lab                     XML    102K 
 6: EX-101.PRE  XBRL Presentations -- cetx-20230701_pre              XML     70K 
 3: EX-101.SCH  XBRL Schema -- cetx-20230701                         XSD     14K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    35K 
12: ZIP         XBRL Zipped Folder -- 0001493152-23-023996-xbrl      Zip     29K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX:

i 0001435064 i false 0001435064 2023-07-01 2023-07-01 0001435064 us-gaap:CommonStockMember 2023-07-01 2023-07-01 0001435064 CETX:Series1PreferredStockMember 2023-07-01 2023-07-01 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM i 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): i July 1, 2023

i Cemtrex Inc.

(Exact name of registrant as specified in its charter)

i Delaware

i 001-37464

i 30-0399914

(State or other jurisdiction

of incorporation)

(Commission
File Number)

(I.R.S. Employer
Identification No.)

i 276 Greenpoint Ave Bld. 8 Suite 208

i Brooklyn, i NY

i 11222

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: i (631) i 756-9116

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading symbol	Name of each exchange on which registered
i Common Stock	i CETX	i Nasdaq Capital Market
i Series 1 Preferred Stock	i CETXP	i Nasdaq Capital Market

CURRENT REPORT ON FORM 8-K

Cemtrex, Inc.

Item 8.01 Other Events

On July 1, 2023 Cemtrex, Inc. (“Cemtrex”) completed the acquisition of a leading service contractor and steel fabricator that specializes in industrial and water treatment markets, Heisey Mechanical, Ltd. (“Heisey”) based in Columbia, Pennsylvania.

The total consideration given by Cemtrex to the shareholder of Heisey was approximately $2.4 million with $2,160,000 in cash, $240,000 in a seller’s note. Cemtrex funded the transaction with a $2,160,000 term loan from Fulton Bank. The real estate the business occupies is expected to be purchased later in July for $1.5 million.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

Exhibit Number		Exhibit Title
99.1		Press Release – dated July 7, 2023
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	CEMTREX, INC.

Date: July 7, 2023	By:	/s/ Saagar Govil
		Saagar Govil
		Chairman, President and Chief Executive Officer

Dates Referenced Herein

This ‘8-K’ Filing	Date	Other Filings

Filed on:	7/7/23	None on these Dates
For Period end:	7/1/23
		List all Filings

4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/03/24  Cemtrex Inc.                      424B4                  1:566K                                   M2 Compliance LLC/FA
 4/30/24  Cemtrex Inc.                      S-1/A                  6:1M                                     M2 Compliance LLC/FA
 4/23/24  Cemtrex Inc.                      S-1/A                  9:1.6M                                   M2 Compliance LLC/FA
 1/17/24  Cemtrex Inc.                      S-1                    4:760K                                   M2 Compliance LLC/FA

↑Top

Filing Submission 0001493152-23-023996 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)