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Humbl, Inc. – ‘8-K’ for 1/31/23

On:  Friday, 2/3/23, at 6:56pm ET   ·   As of:  2/6/23   ·   For:  1/31/23   ·   Accession #:  1493152-23-3588   ·   File #:  0-31267

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/06/23  Humbl, Inc.                       8-K:1,9     1/31/23   11:384K                                   M2 Compliance LLC/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     38K 
 2: EX-10.1     Material Contract                                   HTML    159K 
 6: R1          Cover                                               HTML     47K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- form8-k_htm                         XML     15K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.LAB  Inline XBRL Taxonomy Extension Label Linkbase        XML     96K 
                Document -- hmbl-20230131_lab                                    
 5: EX-101.PRE  Inline XBRL Taxonomy Extension Presentation          XML     64K 
                Linkbase Document -- hmbl-20230131_pre                           
 3: EX-101.SCH  Inline XBRL Taxonomy Extension Schema Document --    XSD     13K 
                hmbl-20230131                                                    
10: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    34K 
11: ZIP         XBRL Zipped Folder -- 0001493152-23-003588-xbrl      Zip     41K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  i January 31, 2023

 

 i HUMBL, Inc.

(Exact name of registrant as specified in its charter)

 

 i Delaware    i 000-31267    i 91-2948019
(State of other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)

 

 i 600 B Street    
 i Suite 300    
 i San Diego,  i CA    i 92101
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code:  i (786)  i 738-9012

 

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
 i Common Stock    i HMBL OTCQB

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  i 

 

 

 

 C: 
 

 

 

Item 1.01 Entry into a Material Definitive Agreement.

 

On January 31, 2023, HUMBL, Inc. (“HUMBL”) entered into a Settlement Agreement (the “Settlement Agreement”) with Javier Gonzalez and Juan Luis Gonzalez. Under the terms of the Settlement Agreement, Tickeri, Inc. (“Tickeri”), a wholly-owned subsidiary of HUMBL, was transferred back to Javier Gonzalez and Juan Luis Gonzalez, free of any encumbrances and including all of Tickeri’s intellectual property, other assets and associated debt. The parties entered into the Settlement Agreement because HUMBL was in default of the promissory notes for $5,000,000 issued to both Javier Gonzalez and Juan Luis Gonzalez (the “Notes”) as a portion of the consideration paid by HUMBL under the agreement to acquire Tickeri. Javier Gonzalez and Juan Luis Gonzalez will receive the 4,672,897 restricted shares of HUMBL’s common stock owed to them under the acquisition agreement. Under the terms of the Settlement Agreement, the Notes were cancelled with all related accrued penalties and interest and the parties agreed to a mutual release of all claims. The foregoing description of the Settlement Agreement does not purport to be complete and is qualified in its entirety by reference to the Settlement Agreement which is filed as Exhibit 10.1 to this Current Report on Form 8-K.

 

Item 9.01 Financial Statements and Exhibits.

 

  Exhibits    
       
  10.1   Settlement Agreement dated January 31, 2023 by and among HUMBL, Inc., Javier Gonzalez, and Juan Luis Gonzalez
  104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 C: 
- C: 2-

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: February 3, 2023 HUMBL, Inc.
     
  By: /s/ Brian Foote
    Brian Foote
    President and CEO

 

 C: 
-3-

 

 


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed as of:2/6/23None on these Dates
Filed on:2/3/23
For Period end:1/31/23
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/18/24  Humbl, Inc.                       1-A/A                  7:6.7M                                   M2 Compliance LLC/FA
 3/28/24  Humbl, Inc.                       10-K       12/31/23  111:17M                                    M2 Compliance LLC/FA
 8/22/23  Humbl, Inc.                       1-A                    7:28M                                    M2 Compliance LLC/FA
 4/06/23  Humbl, Inc.                       10-K       12/31/22  108:13M                                    M2 Compliance LLC/FA
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