Isun, Inc. – ‘10-K’ for 12/31/23 – ‘EX-97.1’

On:  Tuesday, 4/16/24, at 5:31pm ET   ·   For:  12/31/23   ·   Accession #:  1493152-24-14892   ·   File #:  1-37707

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.70M 
 2: EX-10.37    Material Contract                                   HTML     34K 
 3: EX-10.38    Material Contract                                   HTML     36K 
 4: EX-10.39    Material Contract                                   HTML     39K 
 5: EX-21       Subsidiaries List                                   HTML     30K 
 6: EX-23.1     Consent of Expert or Counsel                        HTML     29K 
10: EX-97.1     Clawback Policy re: Recovery of Erroneously         HTML     29K 
                Awarded Compensation                                             
 7: EX-31.1     Certification -- §302 - SOA'02                      HTML     34K 
 8: EX-31.2     Certification -- §302 - SOA'02                      HTML     34K 
 9: EX-32.1     Certification -- §906 - SOA'02                      HTML     30K 
16: R1          Cover                                               HTML    103K 
17: R2          Consolidated Balance Sheets                         HTML    145K 
18: R3          Consolidated Balance Sheets (Parenthetical)         HTML     55K 
19: R4          Consolidated Statements of Operations               HTML    120K 
20: R5          Consolidated Statements of Changes in Series A      HTML     79K 
                Convertible Preferred Stock and Stockholders'                    
                Equity                                                           
21: R6          Consolidated Statements of Cash Flows               HTML    159K 
22: R7          Summary of Operations and Significant Accounting    HTML    144K 
                Policies                                                         
23: R8          Liquidity and Going Concern                         HTML     36K 
24: R9          Accounts Receivable                                 HTML     50K 
25: R10         Contracts in Progress                               HTML     43K 
26: R11         Property and Equipment                              HTML     42K 
27: R12         Operating Segments                                  HTML     82K 
28: R13         Leases                                              HTML     50K 
29: R14         Long-Term Debt                                      HTML     90K 
30: R15         Commitments and Contingencies                       HTML     36K 
31: R16         Warrants                                            HTML     39K 
32: R17         Fair Value Measurements                             HTML     72K 
33: R18         Union Assessments                                   HTML     56K 
34: R19         Related Party Transactions                          HTML     36K 
35: R20         Income Taxes                                        HTML     71K 
36: R21         Captive Insurance                                   HTML     44K 
37: R22         Earnings (Loss) Per Share                           HTML     44K 
38: R23         Restricted Stock and Stock Options                  HTML     82K 
39: R24         Series A Convertible Preferred Stock                HTML     42K 
40: R25         Sales of Common Stock Pursuant to S-3 Registration  HTML     38K 
                Statement                                                        
41: R26         Investments                                         HTML     42K 
42: R27         Intangibles                                         HTML     48K 
43: R28         Revisions of Previously Issued Financial            HTML     42K 
                Statements                                                       
44: R29         Subsequent Events                                   HTML     35K 
45: R30         Summary of Operations and Significant Accounting    HTML    204K 
                Policies (Policies)                                              
46: R31         Summary of Operations and Significant Accounting    HTML     73K 
                Policies (Tables)                                                
47: R32         Accounts Receivable (Tables)                        HTML     51K 
48: R33         Contracts in Progress (Tables)                      HTML     43K 
49: R34         Property and Equipment (Tables)                     HTML     39K 
50: R35         Operating Segments (Tables)                         HTML     74K 
51: R36         Leases (Tables)                                     HTML     49K 
52: R37         Long-Term Debt (Tables)                             HTML     75K 
53: R38         Warrants (Tables)                                   HTML     37K 
54: R39         Fair Value Measurements (Tables)                    HTML     70K 
55: R40         Union Assessments (Tables)                          HTML     54K 
56: R41         Income Taxes (Tables)                               HTML     66K 
57: R42         Captive Insurance (Tables)                          HTML     39K 
58: R43         Earnings (Loss) Per Share (Tables)                  HTML     41K 
59: R44         Restricted Stock and Stock Options (Tables)         HTML     52K 
60: R45         Investments (Tables)                                HTML     38K 
61: R46         Intangibles (Tables)                                HTML     48K 
62: R47         Revisions of Previously Issued Financial            HTML     40K 
                Statements (Tables)                                              
63: R48         Schedule of Disaggregation of Revenue (Details)     HTML     38K 
64: R49         Schedule of Revenue Based Operational Segment       HTML     38K 
                (Details)                                                        
65: R50         Schedule of Concentration of Accounts Receivable    HTML     51K 
                (Details)                                                        
66: R51         Schedule of Contract Asset and Liabilities          HTML     35K 
                (Details)                                                        
67: R52         Schedule of Estimated Useful Lives (Details)        HTML     46K 
68: R53         Summary of Operations and Significant Accounting    HTML     85K 
                Policies (Details Narrative)                                     
69: R54         Liquidity and Going Concern (Details Narrative)     HTML     46K 
70: R55         Schedule of Accounts Receivable (Details)           HTML     42K 
71: R56         Schedule of Contract Assets and Liabilities         HTML     46K 
                (Details)                                                        
72: R57         Accounts Receivable (Details Narrative)             HTML     31K 
73: R58         Schedule of Contracts in Progress (Details)         HTML     47K 
74: R59         Schedule of Property and Equipment (Details)        HTML     49K 
75: R60         Property and Equipment (Details Narrative)          HTML     32K 
76: R61         Schedule of Segment Net Revenue (Details)           HTML    103K 
77: R62         Schedule of Lease Expense (Details)                 HTML     43K 
78: R63         Schedule of Estimated Future Minimum Lease          HTML     53K 
                (Details)                                                        
79: R64         Leases (Details Narrative)                          HTML     32K 
80: R65         Summary of Long-Term Debt (Details)                 HTML     67K 
81: R66         Summary of Long-Term Debt (Details)                 HTML     69K 
                (Parenthetical)                                                  
82: R67         Schedule of Maturities of Long-Term Debt (Details)  HTML     50K 
83: R68         Long-Term Debt (Details Narrative)                  HTML     95K 
84: R69         Schedule of Warrants Acquired (Details)             HTML     36K 
85: R70         Warrants (Details Narrative)                        HTML     42K 
86: R71         Schedule of Fair Value Measurement Inputs           HTML     47K 
                (Details)                                                        
87: R72         Schedule of Assets and Liabilities Measured at      HTML     48K 
                Fair Value on Recurring Basis (Details)                          
88: R73         Schedule of Roll Forward of Level 3 Instruments     HTML     37K 
                (Details)                                                        
89: R74         Fair Value Measurements (Details Narrative)         HTML     36K 
90: R75         Schedule of Union Assessments (Details)             HTML     42K 
91: R76         Schedule of Multiemployer Plans (Details)           HTML     45K 
92: R77         Related Party Transactions (Details Narrative)      HTML     31K 
93: R78         Schedule of Components of Income Tax Expense        HTML     52K 
                (Benefit) (Details)                                              
94: R79         Schedule of Deferred Tax Assets and Liabilities     HTML     54K 
                (Details)                                                        
95: R80         Schedule of Effective Income Tax Rate               HTML     53K 
                Reconciliation (Details)                                         
96: R81         Income Taxes (Details Narrative)                    HTML     51K 
97: R82         Summary of Financial Information (Details)          HTML     61K 
98: R83         Captive Insurance (Details Narrative)               HTML     41K 
99: R84         Schedule of Potential Share Issuances Excluded      HTML     50K 
                From Computation of Earnings (Loss) Per Share                    
                (Details)                                                        
100: R85         Schedule of Share Based Payment Arrangement,        HTML     63K  
                Option, Activity (Details)                                       
101: R86         Restricted Stock and Stock Options (Details         HTML    119K  
                Narrative)                                                       
102: R87         Series A Convertible Preferred Stock (Details       HTML     73K  
                Narrative)                                                       
103: R88         Sales of Common Stock Pursuant to S-3 Registration  HTML     38K  
                Statement (Details Narrative)                                    
104: R89         Schedule of Investment (Details)                    HTML     62K  
105: R90         Investments (Details Narrative)                     HTML     33K  
106: R91         Schedule of Finite Lived Intangible Assets          HTML     48K  
                (Details)                                                        
107: R92         Schedule of Finite Lived Intangible Assets, Future  HTML     45K  
                Amortization Expense (Details)                                   
108: R93         Intangibles (Details Narrative)                     HTML     34K  
109: R94         Schedule of Correcting Error (Details)              HTML     44K  
110: R95         Revisions of Previously Issued Financial            HTML     36K  
                Statements (Details Narrative)                                   
111: R96         Subsequent Events (Details Narrative)               HTML     43K  
113: XML         IDEA XML File -- Filing Summary                      XML    205K  
116: XML         XBRL Instance -- form10-k_htm                        XML   1.87M  
112: EXCEL       IDEA Workbook of Financial Report Info              XLSX    194K  
12: EX-101.CAL  XBRL Calculations -- isun-20231231_cal               XML    287K 
13: EX-101.DEF  XBRL Definitions -- isun-20231231_def                XML    717K 
14: EX-101.LAB  XBRL Labels -- isun-20231231_lab                     XML   1.43M 
15: EX-101.PRE  XBRL Presentations -- isun-20231231_pre              XML   1.10M 
11: EX-101.SCH  XBRL Schema -- isun-20231231                         XSD    235K 
114: JSON        XBRL Instance as JSON Data -- MetaLinks              620±   897K  
115: ZIP         XBRL Zipped Folder -- 0001493152-24-014892-xbrl      Zip    385K  

‘EX-97.1’   —   Clawback Policy re: Recovery of Erroneously Awarded Compensation

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

26 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/13/23  Isun, Inc.                        8-K:1,2,3,512/13/23   15:991K                                   M2 Compliance LLC/FA
 9/01/23  Isun, Inc.                        8-K:1,3,9   9/01/23   14:24M                                    M2 Compliance LLC/FA
 4/17/23  Isun, Inc.                        10-K       12/31/22  111:9.7M                                   M2 Compliance LLC/FA
11/08/22  Isun, Inc.                        8-K:1,2,3,811/08/22   18:1.9M                                   M2 Compliance LLC/FA
 4/15/22  Isun, Inc.                        10-K       12/31/21  111:12M                                    Broadridge Fin’l So… Inc
 2/02/22  Isun, Inc.                        8-K:5,9     1/31/22   11:237K                                   Broadridge Fin’l So… Inc
12/30/21  Isun, Inc.                        8-K:3,5,9  12/30/21   11:180K                                   Broadridge Fin’l So… Inc
12/01/21  Isun, Inc.                        8-K:1,8,9  11/24/21   13:813K                                   Broadridge Fin’l So… Inc
11/19/21  Isun, Inc.                        8-K:1,9    11/18/21   13:473K                                   Broadridge Fin’l So… Inc
11/15/21  Isun, Inc.                        10-Q        9/30/21  104:10M                                    Broadridge Fin’l So… Inc
10/05/21  Isun, Inc.                        8-K:1,2,3,8 9/30/21   19:826K                                   Broadridge Fin’l So… Inc
 9/13/21  Isun, Inc.                        8-K:1,8,9   9/08/21   16:1.2M                                   Broadridge Fin’l So… Inc
 6/22/21  Isun, Inc.                        8-K:1,9     6/21/21    2:250K                                   Broadridge Fin’l So… Inc
 4/08/21  Isun, Inc.                        8-K:1,8     4/06/21    3:140K                                   Broadridge Fin’l So… Inc
 3/09/21  Isun, Inc.                        8-K:1,3,7,9 3/09/21    4:69K                                    Broadridge Fin’l So… Inc
 2/26/21  Isun, Inc.                        8-K:3,5,9   2/26/21    3:2.8M                                   M2 Compliance LLC/FA
 1/25/21  Isun, Inc.                        8-K:1,5,8,9 1/25/21    8:646K                                   M2 Compliance LLC/FA
 1/12/21  Isun, Inc.                        8-K:1,8,9   1/08/21    7:299K                                   Broadridge Fin’l So… Inc
12/10/20  Isun, Inc.                        8-K:1,9    12/10/20    2:11M                                    M2 Compliance LLC/FA
12/04/20  Isun, Inc.                        S-3                    5:635K                                   Broadridge Fin’l So… Inc
10/29/20  Isun, Inc.                        S-8        10/29/20    5:596K                                   Broadridge Fin’l So… Inc
 4/28/20  Isun, Inc.                        8-K:1,2,3,9 4/28/20    8:17M                                    M2 Compliance LLC/FA
 4/14/20  Isun, Inc.                        10-K       12/31/19   84:5M                                     M2 Compliance LLC/FA
11/19/19  Isun, Inc.                        10-Q        9/30/19   72:13M                                    M2 Compliance LLC/FA
 3/11/16  Isun, Inc.                        8-K:1,3,5,8 3/02/16   22:1.2M                                   S2 Filings LLC/FA
11/23/15  Isun, Inc.                        S-1¶                  28:3.1M                                   S2 Filings LLC/FA