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Melsert Ryan Mitchell – ‘4’ for 3/18/24 re: American Battery Technology Co.

On:  Wednesday, 3/20/24, at 4:30pm ET   ·   For:  3/18/24   ·   As:  Director and Officer   ·   Accession #:  1493152-24-10669   ·   File #:  1-41811

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/20/24  Melsert Ryan Mitchell             4          Dir.,Off.   1:7K   American Battery Technology Co.   M2 Compliance LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      8K 
                Securities by an Insider -- ownership.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/18/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1576873
Issuer Name:  AMERICAN BATTERY TECHNOLOGY Co
Issuer Trading Symbol:  ABAT
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1823522
Owner Name:  Melsert Ryan Mitchell
Reporting Owner Address:
Owner Street 1:  C/O AMERICAN BATTERY TECHNOLOGY COMPANY
Owner Street 2:  100 WASHINGTON STREET, SUITE 100
Owner City:  RENO
Owner State:  NV
Owner ZIP Code:  89503
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chief Executive Officer
Other Text:
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/18/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  75,000
Footnote ID:  F1
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,108,911
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/19/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  18,503
Footnote ID:  F2
Transaction Price Per Share:
Value:  1.99
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,090,408
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Warrants
Conversion or Exercise Price:
Value:  2.00
Transaction Date:
Value:  3/18/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  75,000
Footnote ID:  F3
Transaction Price Per Share:
Value:  2.00
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  3/18/24
Expiration Date:
Value:  3/18/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  75,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  474,852
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Represents Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.
Footnote - F2:  Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
Footnote - F3:  Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement.
Owner Signature:
Signature Name:  /s/ Ryan Mitchell Melsert
Signature Date:  3/20/24


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Filing Submission 0001493152-24-010669   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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