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Microvision, Inc. – ‘10-K’ for 12/31/23 – ‘EX-32.1’

On:  Thursday, 2/29/24, at 4:29pm ET   ·   For:  12/31/23   ·   Accession #:  1493152-24-8335   ·   File #:  1-34170

Previous ‘10-K’:  ‘10-K’ on 3/2/23 for 12/31/22   ·   Latest ‘10-K’:  This Filing   ·   18 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/29/24  Microvision, Inc.                 10-K       12/31/23   99:48M                                    M2 Compliance LLC/FA

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.94M 
 2: EX-10.2     Material Contract                                   HTML     54K 
 3: EX-21.1     Subsidiaries List                                   HTML     26K 
 4: EX-23.1     Consent of Expert or Counsel                        HTML     26K 
 9: EX-97.1     Clawback Policy re: Recovery of Erroneously         HTML     51K 
                Awarded Compensation                                             
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     30K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     31K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     27K 
 8: EX-32.2     Certification -- §906 - SOA'02                      HTML     27K 
15: R1          Cover                                               HTML     98K 
16: R2          Consolidated Balance Sheets                         HTML    147K 
17: R3          Consolidated Balance Sheets (Parenthetical)         HTML     47K 
18: R4          Consolidated Statements of Operations               HTML    101K 
19: R5          Consolidated Statements of Comprehensive Loss       HTML     49K 
20: R6          Consolidated Statements of Shareholders' Equity     HTML     82K 
                (Deficit)                                                        
21: R7          Consolidated Statements of Cash Flows               HTML    137K 
22: R8          Reconciliation of Cash Supplement                   HTML     36K 
23: R9          Pay vs Performance Disclosure                       HTML     39K 
24: R10         Insider Trading Arrangements                        HTML     35K 
25: R11         The Company and Liquidity                           HTML     41K 
26: R12         Summary of Significant Accounting Policies          HTML    127K 
27: R13         Business Combination                                HTML     87K 
28: R14         Revenue Recognition                                 HTML    120K 
29: R15         Investment Securities, Available-For-Sale and Fair  HTML    169K 
                Value Measurements                                               
30: R16         Inventory                                           HTML     36K 
31: R17         Property and Equipment                              HTML     44K 
32: R18         Intangible Assets                                   HTML     68K 
33: R19         Accrued Liabilities                                 HTML     42K 
34: R20         Common Stock                                        HTML     43K 
35: R21         Share-Based Compensation                            HTML    158K 
36: R22         Leases                                              HTML    125K 
37: R23         Commitments and Contingencies                       HTML     32K 
38: R24         Income Taxes                                        HTML     95K 
39: R25         Retirement Savings Plan                             HTML     31K 
40: R26         Summary of Significant Accounting Policies          HTML    177K 
                (Policies)                                                       
41: R27         Summary of Significant Accounting Policies          HTML     69K 
                (Tables)                                                         
42: R28         Business Combination (Tables)                       HTML     73K 
43: R29         Revenue Recognition (Tables)                        HTML    111K 
44: R30         Investment Securities, Available-For-Sale and Fair  HTML    170K 
                Value Measurements (Tables)                                      
45: R31         Inventory (Tables)                                  HTML     36K 
46: R32         Property and Equipment (Tables)                     HTML     41K 
47: R33         Intangible Assets (Tables)                          HTML     69K 
48: R34         Accrued Liabilities (Tables)                        HTML     38K 
49: R35         Share-Based Compensation (Tables)                   HTML    128K 
50: R36         Leases (Tables)                                     HTML    109K 
51: R37         Income Taxes (Tables)                               HTML     91K 
52: R38         The Company and Liquidity (Details Narrative)       HTML     57K 
53: R39         Schedule of Basic and Diluted Net Loss Per Share    HTML     56K 
                (Details)                                                        
54: R40         Schedule of Antidilutive Securities Excluded From   HTML     35K 
                Computation of Earnings Per Share (Details)                      
55: R41         Schedule of Share-Based Compensation Expense        HTML     31K 
                (Details)                                                        
56: R42         Summary of Significant Accounting Policies          HTML     59K 
                (Details Narrative)                                              
57: R43         Schedule of Recognized Identified Assets Acquired   HTML     82K 
                and Liabilities Assumed (Details)                                
58: R44         Schedule of Recognized Identified Assets Acquired   HTML     42K 
                and Liabilities Assumed (Details) (Parenthetical)                
59: R45         Schedule of Business Acquisition, Pro Forma         HTML     33K 
                Information (Details)                                            
60: R46         Business Combination (Details Narrative)            HTML     70K 
61: R47         Schedule of Disaggregation of Revenue (Details)     HTML     52K 
62: R48         Significant Changes in Contract Assets and          HTML     35K 
                Contract Liabilities (Details)                                   
63: R49         Schedule of Contract With Customer, Contract        HTML     44K 
                Asset, Contract Liability, and Receivable                        
                (Details)                                                        
64: R50         Schedule of Estimated Timing of Revenue             HTML     32K 
                Recognition (Details)                                            
65: R51         Revenue Recognition (Details Narrative)             HTML     40K 
66: R52         Schedule of Fair Value Hierarchy Assets and         HTML     53K 
                Liabilities (Details)                                            
67: R53         Schedule of Unrealized Gain or Loss on Short-Term   HTML     43K 
                Investments (Details)                                            
68: R54         Schedule of Maturity Date of Available-For-Sale     HTML     39K 
                Securities (Details)                                             
69: R55         Schedule of Unrealized Loss on Investments          HTML     71K 
                Securities (Details)                                             
70: R56         Components of Inventory (Details)                   HTML     35K 
71: R57         Components of Property, Plant and Equipment         HTML     44K 
                (Details)                                                        
72: R58         Property and Equipment (Details Narrative)          HTML     29K 
73: R59         Summary of Components of Intangible Assets          HTML     42K 
                (Details)                                                        
74: R60         Estimated Future Amortization Expense Related to    HTML     51K 
                Intangible Assets (Details)                                      
75: R61         Intangible Assets (Details Narrative)               HTML     29K 
76: R62         Schedule of Accrued Liabilities (Details)           HTML     41K 
77: R63         Accrued Liabilities (Details Narrative)             HTML     33K 
78: R64         Common Stock (Details Narrative)                    HTML     62K 
79: R65         Schedule of Share-Based Payment Award, Stock        HTML     40K 
                Options, Valuation Assumptions (Details)                         
80: R66         Schedule of Valuation Assumptions for Stock         HTML     83K 
                Options (Details)                                                
81: R67         Share-Based Payment Arrangement Restricted Stock    HTML     48K 
                Unit Activity (Details)                                          
82: R68         Share-Based Compensation (Details Narrative)        HTML     89K 
83: R69         Schedule of Components of Lease Expense (Details)   HTML     37K 
84: R70         Schedule of Cash Flow Information Related to        HTML     35K 
                Leases (Details)                                                 
85: R71         Schedule of Balance Sheet Information Related to    HTML     64K 
                Leases (Details)                                                 
86: R72         Schedule of Maturities of Lease Liabilities         HTML     61K 
                (Details)                                                        
87: R73         Leases (Details Narrative)                          HTML     92K 
88: R74         Commitments and Contingencies (Details Narrative)   HTML     30K 
89: R75         Schedule of Components of Income (Loss) Before      HTML     36K 
                Income Taxes (Details)                                           
90: R76         Schedule of Components of Income Tax Expense        HTML     53K 
                (Benefit) (Details)                                              
91: R77         Schedule of Effective Income Tax Rate               HTML     51K 
                Reconciliation (Details)                                         
92: R78         Schedule of Deferred Tax Assets (Details)           HTML     51K 
93: R79         Income Taxes (Details Narrative)                    HTML     45K 
94: R80         Retirement Savings Plan (Details Narrative)         HTML     28K 
96: XML         IDEA XML File -- Filing Summary                      XML    174K 
99: XML         XBRL Instance -- form10-k_htm                        XML   2.50M 
95: EXCEL       IDEA Workbook of Financial Report Info              XLSX    171K 
11: EX-101.CAL  XBRL Calculations -- mvis-20231231_cal               XML    243K 
12: EX-101.DEF  XBRL Definitions -- mvis-20231231_def                XML    555K 
13: EX-101.LAB  XBRL Labels -- mvis-20231231_lab                     XML   1.33M 
14: EX-101.PRE  XBRL Presentations -- mvis-20231231_pre              XML   1.02M 
10: EX-101.SCH  XBRL Schema -- mvis-20231231                         XSD    170K 
97: JSON        XBRL Instance as JSON Data -- MetaLinks              575±   825K 
98: ZIP         XBRL Zipped Folder -- 0001493152-24-008335-xbrl      Zip    389K 


‘EX-32.1’   —   Certification — §906 – SOA’02


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Exhibit 32.1

 

CERTIFICATION OF CHIEF EXECUTIVE OFFICER
PURSUANT TO 18 U.S.C. SECTION 1350
AS ADOPTED PURSUANT TO SECTION 906
OF THE SARBANES-OXLEY ACT OF 2002

 

In connection with the Annual Report of MicroVision, Inc. (the “Company”) on Form 10-K for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Sumit Sharma, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002, that:

 

1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and

 

2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

Date: February 29, 2024

 

    /s/ Sumit Sharma
    Sumit Sharma
Chief Executive Officer

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/29/24POSASR
For Period end:12/31/23
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/05/24  Microvision, Inc.                 424B5                  1:228K                                   M2 Compliance LLC/FA
 3/01/24  Microvision, Inc.                 POS AM                 5:356K                                   M2 Compliance LLC/FA


16 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/29/23  Microvision, Inc.                 8-K:1,9     8/29/23   12:443K                                   Donnelley … Solutions/FA
 7/14/23  Microvision, Inc.                 8-K:5,9     7/11/23   11:273K                                   Donnelley … Solutions/FA
 6/16/23  Microvision, Inc.                 8-K:1,9     6/16/23   12:444K                                   Donnelley … Solutions/FA
 5/19/23  Microvision, Inc.                 8-K:5,9     5/15/23   11:172K                                   Donnelley … Solutions/FA
 3/02/23  Microvision, Inc.                 10-K       12/31/22   89:8.1M                                   Donnelley … Solutions/FA
 2/03/23  Microvision, Inc.                 8-K:1,2,7,9 1/31/23   14:669K                                   Donnelley … Solutions/FA
 6/08/22  Microvision, Inc.                 S-8         6/08/22    6:216K                                   Donnelley … Solutions/FA
 5/24/22  Microvision, Inc.                 8-K:5,9     5/24/22   11:201K                                   Donnelley … Solutions/FA
11/08/21  Microvision, Inc.                 10-Q        9/30/21   66:3.9M                                   Meyer Harol… Gretchen/FA
 8/12/21  Microvision, Inc.                 10-Q        6/30/21   64:3.7M                                   Meyer Harol… Gretchen/FA
 3/15/21  Microvision, Inc.                 10-K       12/31/20   86:4.1M                                   Meyer Harol… Gretchen/FA
10/30/20  Microvision, Inc.                 10-Q        9/30/20   59:2.9M                                   Meyer Harol… Gretchen/FA
 6/08/18  Microvision, Inc.                 S-1/A                  6:434K                                   Donnelley … Solutions/FA
 2/17/12  Microvision, Inc.                 8-K:3,5,9   2/16/12    2:30K                                    Donnelley … Solutions/FA
10/30/09  Microvision, Inc.                 10-Q        9/30/09    6:146K
12/24/03  Microvision, Inc.                 POS AM                 7:178K                                   Toppan Merrill-FA
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Filing Submission 0001493152-24-008335   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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