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Syntec Optics Holdings, Inc. – ‘8-K/A’ for 11/14/23

On:  Wednesday, 1/17/24, at 4:40pm ET   ·   For:  11/14/23   ·   Accession #:  1493152-24-2746   ·   File #:  1-41034

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/17/24  Syntec Optics Holdings, Inc.      8-K/A:9    11/14/23   13:823K                                   M2 Compliance LLC/FA

Amendment to Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K/A       Amendment to Current Report                         HTML     46K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    397K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML    115K 
 8: R1          Cover                                               HTML     52K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 9: XML         XBRL Instance -- form8-ka_htm                        XML     20K 
10: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 5: EX-101.DEF  XBRL Definitions -- optx-20240109_def                XML     74K 
 6: EX-101.LAB  XBRL Labels -- optx-20240109_lab                     XML    103K 
 7: EX-101.PRE  XBRL Presentations -- optx-20240109_pre              XML     71K 
 4: EX-101.SCH  XBRL Schema -- optx-20240109                         XSD     14K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    36K 
13: ZIP         XBRL Zipped Folder -- 0001493152-24-002746-xbrl      Zip     80K 


‘8-K/A’   —   Amendment to Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K/A

 

 i Amendment No.1 

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): January 17, 2024 ( i November 14, 2023)

 

 i SYNTEC OPTICS HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 i Delaware    i 001-41034    i 04-3447217
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

 i 515 Lee Rd.

 i Rochester,  i NY  i 14606

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code:

 i (585)  i 768-2513

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class:   Trading Symbol(s)   Name of Each Exchange on Which Registered:
 i Common stock, par value $0.0001 per share    i OPTX   The  i Nasdaq Capital Market
 i Redeemable warrants, exercisable for common stock at an exercise price of $11.50 per share, subject to adjustment    i OPTXW   The  i Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  i 

 

 

 

   
 

 

EXPLANATORY NOTE

 

This Amendment No. 1 on Form 8-K/A (“Amendment No. 1”) amends the Current Report on Form 8-K of Syntec Optics Holdings, Inc, a Delaware corporation (the “Company”) (f/k/a OmniLit Acquisition Corp.), originally filed by the Company on November 14, 2023, in which the Company reported, among other events, the consummation of the Transactions (as defined in the Original Report) on November 14, 2023.

 

This Amendment No. 1 is being filed solely for the purpose of supplementing the historical consolidated financial statements and pro forma condensed combined financial information provided under Item 9.01(a) in the Original Report to include (i) the unaudited condensed consolidated financial statements of Syntec Optics, Inc., a Delaware corporation (“Legacy Syntec”), as of September 30, 2023 and for the nine months ended September 30, 2023 and 2022, (ii) the related Management’s Discussion and Analysis of Financial Condition and Results of Operations of Legacy Syntec as of September 30, 2023 and for the nine months ended September 30, 2023 and 2022.

 

This Amendment No. 1 does not amend any other item of the Original Report or purport to provide an update or a discussion of any developments at the Company or its subsidiaries subsequent to the filing date of the Original Report. The information previously reported in or filed with the Original Report is hereby incorporated by reference to this Amendment No. 1.

 

Item 9.01 Financial Statement and Exhibits.

 

(a) Financial Statements of Businesses Acquired.

 

The unaudited consolidated financial statements of Legacy Syntec as of September 30, 2023 and for the nine months ended September 30, 2023 and 2022, and the related and the related notes are attached as Exhibit 99.1 and are incorporated herein by reference. Also included as Exhibit 99.2 and incorporated by reference is the Management’s Discussion and Analysis of Financial Condition and Results of Operations of Legacy Syntec as of September 30, 2023 and 2022.

 

(d) Exhibits.

 

Item 21. Exhibits and financial statements schedules.

Exhibits.

Exhibit
Number Description
99.1 Unaudited condensed consolidated financial statements of Legacy Syntec as of September 30, 2023 and for the nine months ended September 30, 2023 and 2022.
99.2 Management’s Discussion and Analysis of Financial Condition and Results of Operations of Legacy Syntec as of September 30, 2023 and for the nine months ended September 30, 2023 and 2022.
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

   
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

SYNTEC OPTICS HOLDINGS, INC.
By: /s/ Joseph Mohr
 Date: January 17, 2024 Name:  Joseph Mohr
Title: Chief Executive Officer

 

   


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K/A’ Filing    Date    Other Filings
Filed on:1/17/24
For Period end:11/14/238-K,  SC 13D
9/30/2310-Q
9/30/2210-Q
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