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Huntington Ingalls Industries, Inc. – ‘10-K’ for 12/31/21 – ‘EX-4.9’

On:  Thursday, 2/10/22, at 5:01pm ET   ·   For:  12/31/21   ·   Accession #:  1501585-22-7   ·   File #:  1-34910

Previous ‘10-K’:  ‘10-K’ on 2/11/21 for 12/31/20   ·   Next:  ‘10-K’ on 2/9/23 for 12/31/22   ·   Latest:  ‘10-K’ on 2/1/24 for 12/31/23   ·   31 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/10/22  Huntington Ingalls Inds, Inc.     10-K       12/31/21  124:15M

Annual Report   —   Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.79M 
 5: EX-4.11     Instrument Defining the Rights of Security Holders  HTML     39K 
 2: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     42K 
 3: EX-4.7      Instrument Defining the Rights of Security Holders  HTML     41K 
 4: EX-4.9      Instrument Defining the Rights of Security Holders  HTML     42K 
 6: EX-10.35    Material Contract                                   HTML     46K 
 7: EX-21.1     Subsidiaries List                                   HTML     47K 
 8: EX-22       Published Report re: Matters Submitted to a Vote    HTML     34K 
                of Security Holders                                              
 9: EX-23.1     Consent of Expert or Counsel                        HTML     31K 
10: EX-31.1     Certification -- §302 - SOA'02                      HTML     36K 
11: EX-31.2     Certification -- §302 - SOA'02                      HTML     36K 
12: EX-32.1     Certification -- §906 - SOA'02                      HTML     33K 
13: EX-32.2     Certification -- §906 - SOA'02                      HTML     33K 
19: R1          Document And Entity Information                     HTML     93K 
20: R2          Audit Information                                   HTML     37K 
21: R3          Consolidated Statements of Operations and           HTML    131K 
                Comprehensive Income (Loss)                                      
22: R4          Consolidated Statements of Financial Position       HTML    193K 
23: R5          Consolidated Statements Of Financial Position       HTML     45K 
                (Parenthetical)                                                  
24: R6          Consolidated Statements of Cash Flows               HTML    147K 
25: R7          Consolidated Statements of Changes in Equity        HTML     66K 
26: R8          Consolidated Statements of Changes in Equity        HTML     34K 
                (Parenthetical)                                                  
27: R9          Description of Business                             HTML     36K 
28: R10         Summary of Significant Accounting Policies          HTML     87K 
29: R11         Accounting Standards Updates                        HTML     48K 
30: R12         Acquisitions and Divestitures                       HTML     67K 
31: R13         Stockholders' Equity                                HTML     79K 
32: R14         Earnings Per Share                                  HTML     50K 
33: R15         Revenue                                             HTML    209K 
34: R16         Segment Information                                 HTML    101K 
35: R17         Accounts Receivable and Contract Assets             HTML     50K 
36: R18         Inventoried Costs, Net                              HTML     41K 
37: R19         Goodwill and Other Intangible Assets                HTML     58K 
38: R20         Income Taxes                                        HTML    114K 
39: R21         Debt                                                HTML     64K 
40: R22         Investigations, Claims, And Litigation              HTML     44K 
41: R23         Leases                                              HTML     65K 
42: R24         Commitments and Contingencies                       HTML     47K 
43: R25         Employee Pension and Other Postretirement Benefits  HTML    281K 
44: R26         Stock Compensation Plans                            HTML     68K 
45: R27         Subsidiary Guarantors                               HTML     34K 
46: R28         Valuation and Qualifying Accounts                   HTML     46K 
47: R29         Summary of Significant Accounting Policies          HTML    157K 
                (Policies)                                                       
48: R30         Summary of Significant Accounting Policies          HTML     39K 
                (Tables)                                                         
49: R31         Acquisitions and Divestitures (Tables)              HTML     61K 
50: R32         Stockholders' Equity (Tables)                       HTML     72K 
51: R33         Earnings Per Share (Tables)                         HTML     49K 
52: R34         Revenue (Tables)                                    HTML    195K 
53: R35         Segment Information (Tables)                        HTML    100K 
54: R36         Accounts Receivable and Contract Assets (Tables)    HTML     51K 
55: R37         Inventoried Costs, Net (Tables)                     HTML     42K 
56: R38         Goodwill and Other Intangible Assets (Tables)       HTML     52K 
57: R39         Income Taxes (Tables)                               HTML    114K 
58: R40         Debt (Tables)                                       HTML     57K 
59: R41         Leases (Tables)                                     HTML     69K 
60: R42         Employee Pension and Other Postretirement Benefits  HTML    274K 
                Employee Pension and Other Postretirement Benefits               
                (Tables)                                                         
61: R43         Stock Compensation Plans (Tables)                   HTML     57K 
62: R44         Description of Business (Narrative) (Details)       HTML     34K 
63: R45         Summary of Significant Accounting Policies          HTML     72K 
                (Narrative) (Details)                                            
64: R46         Summary of Significant Accounting Policies          HTML     47K 
                Schedule of Depreciable Assets (Table) (Details)                 
65: R47         Acquisitions - Alion (Narrative) (Details)          HTML     65K 
66: R48         Acquisitions and Divestitures, Assets Acquired,     HTML     71K 
                Liabilities Assumed (Table) (Details)                            
67: R49         Acquisitions and Divestitures, Pro Forma            HTML     37K 
                Information since Acquisition Date (Table)                       
                (Details)                                                        
68: R50         Acquisitions and Divestitures, Pro Forma            HTML     42K 
                Information (Table) (Details)                                    
69: R51         Acquisitions - Other (Narrative) (Details)          HTML     49K 
70: R52         Divestitures (Narrative) (Details)                  HTML     50K 
71: R53         Stockholders' Equity (Narrative) (Details)          HTML     55K 
72: R54         Stockholders' Equity Accumulated Other              HTML     75K 
                Comprehensive Income (Loss) (Table) (Details)                    
73: R55         Basic and Diluted Earnings Per Share (Table)        HTML     62K 
                (Details)                                                        
74: R56         Earnings Per Share (Narrative) (Details)            HTML     36K 
75: R57         Revenue (Table) (Details)                           HTML    126K 
76: R58         Revenue (Narrative) (Details)                       HTML     56K 
77: R59         Segment Information (Narrative) (Details)           HTML     41K 
78: R60         Segment Operating Profit (Loss) Reconciliation      HTML     63K 
                (Table) (Details)                                                
79: R61         Segment Information Segment Assets Reconciliation   HTML     49K 
                (Table) (Details)                                                
80: R62         Segment Information Segment Other Significant       HTML     49K 
                Items Reconciliation (Table) (Details)                           
81: R63         Accounts Receivable, Net (Table) (Details)          HTML     46K 
82: R64         Contract Assets (Table) (Details)                   HTML     39K 
83: R65         Inventoried Costs, Net (Table) (Details)            HTML     39K 
84: R66         Goodwill (Narrative) (Details)                      HTML     69K 
85: R67         Change in Carrying Amount of Goodwill (Table)       HTML     51K 
                (Details)                                                        
86: R68         Other Intangible Assets (Narrative) (Details)       HTML     61K 
87: R69         Income Taxes (Narrative) (Details)                  HTML     47K 
88: R70         Federal Income Tax Expense (Table) (Details)        HTML     41K 
89: R71         Reconciliation of Income Tax expense to Federal     HTML     50K 
                Statutory Rate (Table) (Details)                                 
90: R72         Change in Unrecognized Tax Benefits (Table)         HTML     46K 
                (Details)                                                        
91: R73         Summary of Income Tax Examinations (Table)          HTML     48K 
                (Details)                                                        
92: R74         Net Deferred Tax Assets (Table) (Details)           HTML     69K 
93: R75         Income Taxes Tax Carry-Forwards (Narrative)         HTML     48K 
                (Details)                                                        
94: R76         Schedule of Long-term Debt (Table) (Details)        HTML     67K 
95: R77         Debt Credity Facility (Narrative) (Details)         HTML     63K 
96: R78         Debt Term loan (Narrative) (Details)                HTML     49K 
97: R79         Debt Commercial Paper (Narrative) (Details)         HTML     35K 
98: R80         Debt Senior Note (Narrative) (Details)              HTML     57K 
99: R81         Debt Schedule of Extinguishment of Debt (Table)     HTML     38K 
                (Details)                                                        
100: R82         Debt Revenue Bond (Narrative) (Details)             HTML     43K  
101: R83         Debt (Narrative) (Details)                          HTML     42K  
102: R84         Investigations, Claims, And Litigation (Narrative)  HTML     44K  
                (Details)                                                        
103: R85         Components of Lease Expense (Table) (Details)       HTML     48K  
104: R86         Lessee, Operating Lease, Liability, Maturity        HTML     51K  
                (Table) (Details)                                                
105: R87         Reconciliation of Operating Lease Liability         HTML     39K  
                Recognized in Statement of Financial Position                    
                (Details)                                                        
106: R88         Commitments and Contingencies (Narrative)           HTML     63K  
                (Details)                                                        
107: R89         Employee Pension and Other Postretirement Benefits  HTML     90K  
                Narrative (Details)                                              
108: R90         Employee Pension and Other Postretirement Benefits  HTML     57K  
                Schedule of Net Benefit Costs (Table) (Details)                  
109: R91         Employee Pension and Other Postretirement Benefits  HTML    107K  
                Schedule of Defined Benefit Plans Discolsures                    
                (Table) (Details)                                                
110: R92         Employee Pension and Other Postretirement Benefits  HTML     59K  
                Schedule of Amounts in AOCI to be Recongnized                    
                (Table) (Details)                                                
111: R93         Employee Pension and Other Postretirement Benefits  HTML     68K  
                Schedule of Assumpstions Used and Health Care Cost               
                Trend Rates (Table) (Details)                                    
112: R94         Employee Pension and Other Postretirement Benefits  HTML     44K  
                Schedule of Defined Benefit Plans Disclosures,                   
                Cash Contributions (Table) (Details)                             
113: R95         Employee Pension and Other Postretirement Benefits  HTML     49K  
                Schedule of Expected Benefit Payments and Receipts               
                (Table) (Details)                                                
114: R96         Employee Pension and Other Postretirement Benefits  HTML     90K  
                Schedule of Allocation Plan Asset (Table)                        
                (Details)                                                        
115: R97         Stock Compensation Plans (Narrative) (Details)      HTML     90K  
116: R98         Stock Compensation Plans Schedule of Status of      HTML     67K  
                Stock Awards (Table) (Details)                                   
117: R99         Stock Compensation Plans Compensation and           HTML     52K  
                Unrecognized Compensation Expense (Narrative)                    
                (Details)                                                        
118: R100        Subsidiary Guarantors (Narrative) (Details)         HTML     33K  
119: R101        Valuation and Qualifying Accounts (Details)         HTML     40K  
122: XML         IDEA XML File -- Filing Summary                      XML    222K  
120: XML         XBRL Instance -- hii-20211231_htm                    XML   4.18M  
121: EXCEL       IDEA Workbook of Financial Reports                  XLSX    169K  
15: EX-101.CAL  XBRL Calculations -- hii-20211231_cal                XML    237K 
16: EX-101.DEF  XBRL Definitions -- hii-20211231_def                 XML   1.15M 
17: EX-101.LAB  XBRL Labels -- hii-20211231_lab                      XML   2.60M 
18: EX-101.PRE  XBRL Presentations -- hii-20211231_pre               XML   1.68M 
14: EX-101.SCH  XBRL Schema -- hii-20211231                          XSD    261K 
123: JSON        XBRL Instance as JSON Data -- MetaLinks              616±   925K  
124: ZIP         XBRL Zipped Folder -- 0001501585-22-000007-xbrl      Zip    660K

‘EX-4.9’   —   Instrument Defining the Rights of Security Holders

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

 <!   C:   C: 
  Document  
Exhibit 4.9

FIRST SUPPLEMENTAL INDENTURE


dated as of December 14, 2021

among

Huntington Ingalls Industries, Inc.,


The Guarantors Party Hereto

and

U.S. Bank National Association,
as Trustee



0.670% Senior Notes due 2023
2.043% Senior Notes due 2028




















    
Exhibit 4.9
THIS FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), entered into as of December 14, 2021, among Huntington Ingalls Industries, Inc., a Delaware corporation (the “Company”), Alion Holding Corp., a Delaware corporation (“Alion Holding”), Alion Science and Technology Corporation, a Delaware corporation (“Alion Science”), MacAulay-Brown, Inc., an Ohio corporation (“MacB”), Commonwealth Technology Innovation LLC, a Virginia limited liability company (“CTI”) and Enlighten IT Consulting LLC, a Maryland limited liability company (“Enlighten,” and each of Alion Holding, Alion Science, MacB, and CTI, an “Undersigned”), and U.S. Bank National Association, as trustee (the “Trustee”).
RECITALS
WHEREAS, the Company, the Guarantors parties thereto and the Trustee entered into the Indenture, dated as of August 16, 2021 (the “Indenture”), relating to the Company’s 0.670% Senior Notes due 2023 (the “2023 Notes”) and its 2.043% Senior Notes due 2028 (the “2028 Notes” and, together with the 2023 Notes, the “Notes”);
WHEREAS, as a condition to the Trustee entering into the Indenture and the purchase of the Notes by the Holders, the Company agreed pursuant to the Indenture to cause Domestic Subsidiaries that Guarantee, and any Wholly Owned Domestic Subsidiaries that Incur, Debt under the Credit Agreement or that Guarantee or Incur Debt after the Issue Date under any other Credit Facility to enter into this Supplemental Indenture to provide Guarantees.
AGREEMENT
NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained and intending to be legally bound, the parties to this Supplemental Indenture hereby agree as follows:
Section 1. Capitalized terms used herein and not otherwise defined herein are used as defined in the Indenture.
Section 2. Each Undersigned, by its execution of this Supplemental Indenture, agrees to be a Guarantor under the Indenture and to be bound by the terms of the Indenture applicable to Guarantors, including, but not limited to, Article 10 thereof.
Section 3. This Supplemental Indenture shall be governed by and construed in accordance with the laws of the State of New York.
Section 4. This Supplemental Indenture may be signed in various counterparts. Each signed copy shall be an original, but all of them together represent the same agreement. The exchange of copies of this Supplemental Indenture and of signature pages by facsimile, email or other electronic format (i.e., “pdf,” “tif” “jpg” or other electronically imaged signatures, including, without limitation, DocuSign or AdobeSign) transmission shall constitute effective execution and delivery of this Supplemental Indenture as to the parties hereto. Signatures of the parties hereto transmitted by facsimile or electronic format (i.e., “pdf” or “tif”) shall be deemed to be their original signatures for all purposes. This Supplemental Indenture may be signed by or on behalf of the Company, the Undersigned and the Trustee by manual, facsimile or pdf or other electronically imaged signature (including any electronic signature covered by the U.S. federal ESIGN Act of 2000, Uniform Electronic Transactions Act, the Electronic Signatures and Records Act or other applicable law, e.g., www.docusign.com).
Section 5. This Supplemental Indenture is an amendment supplemental to the Indenture and the Indenture and this Supplemental Indenture will henceforth be read together.


    
Exhibit 4.9
Section 6. The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals contained herein, all of which recitals are made solely by the other parties hereto.



    
Exhibit 4.9
IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed as of the date first above written.
Huntington Ingalls Industries, Inc., as Issuer
By:
Name:D. R. Wyatt
Title:Corporate Vice President and Treasurer


Guarantors

Alion Holding Corp.    
Alion Science and Technology Corporation
MacAulay-Brown, Inc.
Commonwealth Technology Innovation LLC
Enlighten IT Consulting LLC
 
   By:
Name:D. R. Wyatt
Title:Treasurer


U.S. Bank National Association, as Trustee
By:
Name:
Title:





    

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/10/228-K,  SC 13G/A
For Period end:12/31/2111-K,  4,  SD
12/14/214
8/16/218-K
 List all Filings 

9 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/01/24  Huntington Ingalls Inds, Inc.     10-K       12/31/23  123:14M
 2/09/23  Huntington Ingalls Inds, Inc.     10-K       12/31/22  119:15M
11/09/22  Huntington Ingalls Inds, Inc.     S-8 POS    11/09/22    8:1.2M                                   Donnelley … Solutions/FA
11/09/22  Huntington Ingalls Inds, Inc.     S-8 POS    11/09/22    8:1.2M                                   Donnelley … Solutions/FA
11/09/22  Huntington Ingalls Inds, Inc.     S-8 POS    11/09/22    8:1.2M                                   Donnelley … Solutions/FA
 6/13/22  Huntington Ingalls Inds, Inc.     S-8 POS     6/13/22    3:76K                                    Donnelley … Solutions/FA
 6/13/22  Huntington Ingalls Inds, Inc.     S-8         6/13/22    4:108K                                   Donnelley … Solutions/FA
 5/23/22  Huntington Ingalls Inds, Inc.     424B3                  1:470K                                   Donnelley … Solutions/FA
 5/10/22  Huntington Ingalls Inds, Inc.     S-4                   40:9.1M                                   Donnelley … Solutions/FA

22 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/16/21  Huntington Ingalls Inds, Inc.     8-K:1,2,9   8/16/21   12:860K                                   Donnelley … Solutions/FA
 8/05/21  Huntington Ingalls Inds, Inc.     10-Q        6/30/21   83:11M
 7/09/21  Huntington Ingalls Inds, Inc.     8-K:1,9     7/04/21   11:741K                                   Donnelley … Solutions/FA
 3/30/21  Huntington Ingalls Inds, Inc.     8-K:3,5,9   3/02/21   11:347K                                   Donnelley … Solutions/FA
 3/19/21  Huntington Ingalls Inds, Inc.     DEF 14A     4/29/21    1:3.7M                                   Donnelley … Solutions/FA
 2/11/21  Huntington Ingalls Inds, Inc.     10-K       12/31/20  122:15M
 3/30/20  Huntington Ingalls Inds, Inc.     8-K:1,2,9   3/30/20   12:906K                                   Donnelley … Solutions/FA
11/07/19  Huntington Ingalls Inds, Inc.     10-Q        9/30/19   89:10M
12/19/18  Huntington Ingalls Inds, Inc.     8-K:5,9    12/13/18    6:198K                                   Donnelley … Solutions/FA
12/04/17  Huntington Ingalls Inds, Inc.     8-K:1,2,9  12/01/17    3:580K                                   Donnelley … Solutions/FA
 8/03/17  Huntington Ingalls Inds, Inc.     10-Q        6/30/17   81:6.2M
 8/06/15  Huntington Ingalls Inds, Inc.     10-Q        6/30/15   93:11M
 2/19/15  Huntington Ingalls Inds, Inc.     10-K       12/31/14  114:27M
 8/07/14  Huntington Ingalls Inds, Inc.     10-Q        6/30/14   88:14M
 2/27/13  Huntington Ingalls Inds, Inc.     10-K       12/31/12  103:26M
 4/03/12  Huntington Ingalls Inds, Inc.     DEF 14A     5/02/12    1:1.4M                                   Donnelley … Solutions/FA
 5/11/11  Huntington Ingalls Inds, Inc.     10-Q        3/31/11    8:594K                                   Donnelley … Solutions/FA
 4/04/11  Huntington Ingalls Inds, Inc.     8-K:1,2,5,8 3/29/11   14:3.7M                                   Donnelley … Solutions/FA
 3/15/11  Huntington Ingalls Inds, Inc.     10-12B/A¶              6:3.1M                                   Donnelley … Solutions/FA
 1/18/11  Huntington Ingalls Inds, Inc.     10-12B/A¶             23:4.2M                                   Donnelley … Solutions/FA
12/21/10  Huntington Ingalls Inds, Inc.     10-12B/A¶              6:2.4M                                   Donnelley … Solutions/FA
11/24/10  Huntington Ingalls Inds, Inc.     10-12B/A¶              8:4.2M                                   Donnelley … Solutions/FA
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