SEC Info - Samuels Leonard - ‘144/A’ on 4/14/14 re: Dais Analytic Corp

Samuels Leonard – ‘144/A’ on 4/14/14 re: Dais Analytic Corp

On: Monday, 4/14/14, at 11:38am ET · Accession #: 1477932-14-1698 · File #: 0-53554

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Amendment to Notice of Proposed Sale of Securities — Form 144
Filing Table of Contents

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	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933	OMB APPROVAL
		OMB Number: 3235-0101 Expires: April 30, 2014 Estimated average burden hours per response ........... 2.00
		SEC USE ONLY DOCUMENT SEQUENCE NO.
ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.		CUSIP NUMBER

1 (a) NAME OF ISSUER (Please type or print) Dais Analytic Corporation		(b) IRS IDENT. NO. 14-1760865	(c) S.E.C. FILE NO. 000-53554		WORK LOCATION
1 (d) ADDRESS OF ISSUER	STREET	CITY	STATE	ZIP CODE	(e) TELEPHONE NO.
11552 Prosperous Drive		Odessa	Florida	33556	AREA CODE	NUMBER
					727	375-8484

3 (a)	(b)	SEC USE ONLY	(c)	(d)	(e)	(f)	(g)
Title of the Class of Securities To Be Sold	Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities	Broker-Dealer File Number	Number of Shares or Other Units To Be Sold (See instr. 3(c))	Aggregate Market Value (See instr. 3(d))	Number of Shares or Other Units Outstanding (See instr. 3(e))	Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.)	Name of Each Securities Exchange (See instr. 3(g))
Common	Eric Duncan 518 17th Street #1215, Denver CO 80202		950,000	437,000	101,109,034	4/18/2014

1	(a)	Name of issuer	3 .	(a)	Title of the class of securities to be sold
	(b)	Issuer’s I.R.S. Identification Number		(b)	Name and address of each broker through whom the securities are intended to be sold
	(c)	Issuer’s S.E.C. file number, if any		(c)	Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
	(d)	Issuer’s address, including zip code		(d)	Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
	(e)	Issuer’s telephone number, including area code		(e)	Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
2 .	(a)	Name of person for whose account the securities are to be sold		(f)	Approximate date on which the securities are to be sold
	(b)	Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)		(g)	Name of each securities exchange, if any, on which the securities are intended to be sold
	(c)	Such person’s address, including zip code

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired (If gift, also give date donor acquired)	Amount of Securities Acquired	Date of Payment	Nature of Payment
Common	10/09/2009	Shares acquired from Dais Analytic via conversion of promissory notes and interest at 20 cents/share. Notes were for $300,000 of Dec 20, 2007 and $250,000 of Dec 31 in 2007, purchased into my IRA.	Purchase from Dais Analytic (all)	3,193,466		Conversion of Notes and Interest Valued at $550,000 Principal and $88,693.20 Interest.

INSTRUCTIONS:

If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

INSTRUCTIONS: See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.		ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD	(b) RELATIONSHIP TO ISSUER	(c) ADDRESS STREET	CITY	STATE	ZIP CODE
Leonard Samuels	10% holder	1011 Centennial Road	Penn Valley	PA	19072

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Leonard Samuels, 1011 Centennial Road Penn Valley	None	None	None	None

This ‘144/A’ Filing	Date	Other Filings

	4/30/14	None on these Dates
Filed on:	4/14/14
		List all Filings

April 14, 2014

/s/ Leonard Samuels

DATE OF NOTICE

(SIGNATURE)

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE 10B5-1

The notice shall be signed by the person for whose account the securities are to be sold. At least one

copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.