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ShiftPixy, Inc. – ‘8-K’ for 1/17/20

On:  Thursday, 1/23/20, at 2:29pm ET   ·   For:  1/17/20   ·   Accession #:  1477932-20-353   ·   File #:  1-37954

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/23/20  ShiftPixy, Inc.                   8-K:3,9     1/17/20    2:1.7M                                   Discount Edgar/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     11K 
 2: EX-3        Articles of Amendment                               HTML      5K 


‘8-K’   —   Current Report


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 C: 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): January 17, 2020

 

SHIFTPIXY, INC.

(Exact name of registrant as specified in its charter)

 

Wyoming 

 

47-4211438

(State of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

1 Venture, Suite 150, Irvine CA

 

92618

(Address of principal executive offices)

 

(Zip Code)

 

888-798-9100

(Registrant’s telephone number, including area code)

 

Commission File No.001-37954

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x

 

 
 
 
 

 

Item 3.03 Material Modification to Rights of Security Holders.

 

We amended our Articles of Incorporation to modify the rights of the holders of Preferred Stock upon exercise of an Option, adding conversion rights, as described further in the filing with the Wyoming Secretary of State attached as an exhibit hereto.

 

Item 9.01 Financial Statements and Exhibits.

  

Exhibit 3

 

Wyoming State Law Filing

 

 

 2

 
 

   

SIGNATURE

  

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the date indicated.

 

 

SHIFTPIXY, INC.

 

Date: January 23, 2020

By:

/s/ Scott W. Absher

 

Scott W. Absher

 

Chief Executive Officer

  

 

 3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:1/23/208-K
For Period end:1/17/20
 List all Filings 


15 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/14/23  ShiftPixy, Inc.                   10-K        8/31/23   85:9.7M                                   Discount Edgar/FA
 6/30/23  ShiftPixy, Inc.                   S-1/A                  9:928K                                   Discount Edgar/FA
 6/07/23  ShiftPixy, Inc.                   S-1/A                  4:585K                                   Discount Edgar/FA
 5/23/23  ShiftPixy, Inc.                   S-1                    3:413K                                   Discount Edgar/FA
 2/09/23  ShiftPixy, Inc.                   10-K/A      8/31/22   87:30M                                    Workiva Inc Wde… FA01/FA
 2/03/23  ShiftPixy, Inc.                   10-K/A      8/31/22   14:321K                                   Toppan Merrill/FA
12/14/22  ShiftPixy, Inc.                   10-K/A      8/31/22   15:346K                                   Toppan Merrill/FA
12/13/22  ShiftPixy, Inc.                   10-K        8/31/22   87:30M                                    Workiva Inc Wde… FA01/FA
 2/28/22  ShiftPixy, Inc.                   10-K/A      8/31/21    4:131K                                   Toppan Merrill/FA
12/03/21  ShiftPixy, Inc.                   10-K        8/31/21   92:12M                                    Toppan Merrill/FA
 6/04/21  ShiftPixy, Inc.                   S-8         6/04/21    4:447K                                   Toppan Merrill/FA
11/30/20  ShiftPixy, Inc.                   10-K        8/31/20   89:12M                                    Toppan Merrill/FA
10/08/20  ShiftPixy, Inc.                   S-1/A                  3:2.6M                                   Toppan Merrill/FA
10/07/20  ShiftPixy, Inc.                   S-1/A                  3:2.7M                                   Toppan Merrill/FA
 8/18/20  ShiftPixy, Inc.                   S-1/A                147:24M                                    Toppan Merrill/FA
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