SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/28/14 Bank of New York Mellon Corp 10-K 12/31/13 199:63M Workiva Inc |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 326K 3: EX-13.1 All Portions of 2013 Annual Report to Shareholders HTML 3.94M 4: EX-21.1 Primary Subsidiaries of the Company HTML 72K 5: EX-23.1 Consent of Kpmg LLP HTML 63K 6: EX-24.1 Power of Attorney HTML 64K 2: EX-12.1 Computation of Ratio of Earnings to Combined Fixed HTML 86K Charges and Preferred Stock D 7: EX-31.1 Section 302 CEO Certification HTML 64K 8: EX-31.2 Section 302 CFO Certification HTML 64K 9: EX-32.1 Section 906 CEO Certification HTML 59K 10: EX-32.2 Section 906 CFO Certification HTML 59K 134: R1 Document and Entity Information HTML 88K 98: R2 Consolidated Income Statement HTML 219K 124: R3 Consolidated Income Statement (Parenthetical) HTML 59K 141: R4 Consolidated Comprehensive Income Statement HTML 112K 180: R5 Consolidated Comprehensive Income Statement HTML 60K (Parenthetical) 103: R6 Consolidated Balance Sheet HTML 216K 123: R7 Consolidated Balance Sheet (Parenthetical) HTML 85K 89: R8 Consolidated Statement of Cash Flows HTML 211K 73: R9 Consolidated Statement of Changes in Equity HTML 125K 182: R10 Consolidated Statement of Changes in Equity HTML 60K (Parenthetical) 143: R11 Accounting Changes and New Accounting Guidance HTML 65K 142: R12 Summary of significant accounting and reporting HTML 156K policies Summary of significant accounting and reporting policies (Notes) 153: R13 Acquisitions and dispositions HTML 70K 154: R14 Securities HTML 606K 148: R15 Loans and Asset Quality HTML 609K 157: R16 Goodwill and Intangible Assets HTML 186K 125: R17 Other Assets HTML 101K 136: R18 Deposits HTML 63K 146: R19 Net Interest Revenue (Note) HTML 97K 198: R20 Noninterest Expense HTML 90K 171: R21 Restructuring Charges HTML 95K 114: R22 Income Taxes HTML 149K 145: R23 Long-Term Debt HTML 116K 119: R24 Securitizations and Variable Interest Entities HTML 113K 54: R25 Shareholders' Equity HTML 176K 173: R26 Other Comprehensive Income (Loss) HTML 183K 189: R27 Stock-Based Compensation HTML 151K 83: R28 Employee Benefit Plans HTML 671K 82: R29 Company Financial Information HTML 189K 87: R30 Fair Value Measurement HTML 1.06M 88: R31 Fair Value Option HTML 84K 91: R32 Commitments and Contingent Liabilities HTML 160K 34: R33 Derivative Instruments HTML 343K 167: R34 Lines of Businesses HTML 183K 110: R35 International Operations HTML 131K 115: R36 Supplemental information to the Consolidated HTML 71K Statement of Cash Flows 64: R37 Summary of significant accounting and reporting HTML 293K policies (Policies) 197: R38 Summary of significant accounting and reporting HTML 70K policies (Tables) 17: R39 Securities (Tables) HTML 610K 95: R40 Loans and Asset Quality (Tables) HTML 598K 178: R41 Goodwill and Intangible Assets (Tables) HTML 184K 60: R42 Other Assets (Tables) HTML 102K 81: R43 Net Interest Revenue (Tables) HTML 96K 86: R44 Noninterest Expense (Tables) HTML 90K 99: R45 Restructuring Charges (Tables) HTML 95K 33: R46 Income Taxes (Tables) HTML 150K 71: R47 Long-Term Debt (Tables) HTML 116K 22: R48 Securitizations and Variable Interest Entities HTML 117K (Tables) 176: R49 Shareholders' Equity (Tables) HTML 164K 58: R50 Other Comprehensive Income (Loss) (Tables) HTML 182K 170: R51 Stock-Based Compensation (Tables) HTML 146K 65: R52 Employee Benefit Plans (Tables) HTML 667K 96: R53 Company Financial Information (Tables) HTML 178K 20: R54 Fair Value Measurement (Tables) HTML 1.03M 28: R55 Fair Value Option (Tables) HTML 86K 85: R56 Commitments and Contingent Liabilities (Tables) HTML 110K 42: R57 Derivative Instruments (Tables) HTML 324K 185: R58 Lines of Businesses (Tables) HTML 160K 108: R59 International Operations (Tables) HTML 130K 150: R60 Supplemental information to the Consolidated HTML 69K Statement of Cash Flows (Tables) 70: R61 Summary of significant accounting and reporting HTML 66K policies - Significant Equity Method Investments (Detail) 76: R62 Summary of significant accounting and reporting HTML 89K policies - Additional Information (Detail) 163: R63 Acquisitions and dispositions- Additional HTML 98K Information (Detail) 158: R64 Securities-Amortized Cost, Gross Unrealized Gains HTML 146K and Losses and Fair Value of Securities (Detail) 113: R65 Securities-Amortized Cost, Gross Unrealized Gains HTML 62K and Losses and Fair Value of Securities (Parenthetical) (Detail) 161: R66 Securities-Net Securities Gains (Losses) (Detail) HTML 65K 66: R67 Securities-Aggregate Fair Value of Investments HTML 163K with Continuous Unrealized Loss Position (Detail) 120: R68 Securities-Maturity Distribution by Carrying HTML 170K Amount and Yield (on Tax Equivalent Basis) of Investment Securities Portfolio (Detail) 188: R69 Securities-Projected Weighted-Average Default HTML 64K Rates and Loss Severities (Detail) 26: R70 Securities-Pre-Tax Net Securities Gains (Losses) HTML 69K by Type (Detail) 53: R71 Securities-Debt Securities Credit Losses Roll HTML 68K Forward Recorded in Earnings (Detail) 97: R72 Securities - Additional Information (Detail) HTML 85K 40: R73 Loans and asset quality- Details of Loan HTML 92K Distribution and Industry Concentrations of Credit Risk (Detail) 195: R74 Loans and asset quality- Details of Loan HTML 60K Distribution and Industry Concentrations of Credit Risk (Parenthetical) (Detail) 62: R75 Loans and asset quality- Allowance for Credit HTML 162K Losses Activity (Detail) 45: R76 Loans and asset quality- Allowance for Credit HTML 66K Losses Activity (Parenthetical) (Detail) 52: R77 Loans and asset quality- Nonperforming Assets HTML 72K (Detail) 30: R78 Loans and asset quality- Nonperforming Assets HTML 59K (Parenthetical) (Detail) 36: R79 Loans and asset quality- Lost Interest (Detail) HTML 64K 138: R80 Loans and asset quality- Information about HTML 121K Impaired Loans (Detail) 50: R81 Loans and asset quality- Information about HTML 74K Impaired Loans (Parenthetical) (Detail) 186: R82 Loans and asset quality- Information about Past HTML 80K Due Loans (Detail) 93: R83 Loans and asset quality- Troubled Debt HTML 73K Restructurings (Detail) 147: R84 Loans and asset quality- Credit Quality Indicators HTML 78K - Wealth Management Loans and Mortgages - Credit Risk Profile by Internally Assigned Grade (Detail) 160: R85 Loans and asset quality- Additional Information HTML 100K (Detail) 47: R86 Goodwill and Intangible Assets-Goodwill by HTML 80K Business Segment (Detail) 51: R87 Goodwill and Intangible Assets-Intangible Assets HTML 92K by Business Segment (Detail) 181: R88 Goodwill and Intangible Assets-Intangible Assets HTML 75K by Type (Detail) 41: R89 Goodwill and Intangible Assets-Estimated Annual HTML 69K Amortization Expense (Detail) 140: R90 Goodwill and Intangible Assets-Additional HTML 70K Information (Details) 128: R91 Other Assets (Detail) HTML 90K 165: R92 Other Assets-Parenthetical (Detail) HTML 59K 127: R93 Other Assets-Seed Capital and Private Equity HTML 75K Investments Valued Using Net Asset Value (Detail) 104: R94 Deposits - Additional Information (Detail) HTML 73K 175: R95 Net Interest Revenue (Detail) HTML 111K 100: R96 Noninterest Expense (Detail) HTML 101K 63: R97 Restructuring Charges- Additional Information HTML 63K (Detail) 116: R98 Restructuring Charges- Activity in Restructuring HTML 70K Reserve (Detail) 109: R99 Restructuring Charges- by Business Segment HTML 67K (Detail) 84: R100 Income Taxes - Provision (Benefit) for Income HTML 93K Taxes from Continuing Operations (Detail) 199: R101 Income Taxes - Components of Income (Loss) before HTML 64K Taxes (Detail) 162: R102 Income Taxes - Components of Net Deferred Tax HTML 92K Liability (Detail) 126: R103 Income Taxes - Additional Information (Detail) HTML 85K 32: R104 Income Taxes - Reconciliation of Statutory Federal HTML 88K Income Tax Rate to Effective Income Tax Rate (Detail) 177: R105 Income Taxes - Unrecognized Tax Positions (Detail) HTML 74K 187: R106 Long-term Debt (Detail) HTML 86K 179: R107 Long-Term Debt - Additional Information (Detail) HTML 85K 121: R108 Long-Term Debt - Summary of Trust Preferred HTML 78K Securities Issued by Trusts (Detail) 43: R109 Long-Term Debt - Summary of Trust Preferred HTML 59K Securities Issued by Trusts (Parenthetical) (Detail) 152: R110 Securitizations and Variable Interest Entities- HTML 82K Incremental Assets and Liabilities of Variable Interest Entities Included in Consolidated Financial Statements (Detail) 68: R111 Securitizations and Variable Interest Entities- HTML 65K Non-consolidated Variable Interest Entities (Detail) 19: R112 Shareholders' Equity- Additional Information HTML 101K (Detail) 102: R113 Shareholders' Equity Preferred Stock Summary HTML 139K (Details) 94: R114 Shareholders' Equity - Consolidated and Largest HTML 69K Bank Subsidiary Capital Ratios (Detail) 172: R115 Shareholders' Equity - Consolidated and Largest HTML 74K Bank Subsidiary Capital Ratios (Parenthetical) (Detail) 75: R116 Shareholders' Equity-Capital Above Guidelines HTML 63K (Details) 191: R117 Shareholders' Equity - Components of Tier 1 and HTML 81K Total Risk-Based Capital (Detail) 37: R118 Shareholders' Equity - Components of Tier 1 and HTML 64K Total Risk-Based Capital (Parenthetical) (Detail) 133: R119 Other Comprehensive Income (Loss) - Components of HTML 212K Other Comprehensive Income (Detail) 159: R120 Other Comprehensive Income (Loss) - Accumulated HTML 81K Other Comprehensive Income (Loss) (Detail) 24: R121 Stock-Based Compensation - Additional Information HTML 114K (Detail) 129: R122 Stock-Based Compensation - Weighted Average HTML 68K Assumptions In Lattice-Based Binomial Method (Detail) 117: R123 Stock-Based Compensation - Summary of Stock Option HTML 100K Activity (Detail) 27: R124 Stock-Based Compensation - Stock Options HTML 91K Outstanding (Detail) 135: R125 Stock-Based Compensation - Stock Options HTML 63K Outstanding (Parenthetical) (Detail) 194: R126 Stock-Based Compensation - Aggregate Intrinsic HTML 62K Value of Options (Detail) 38: R127 Stock-Based Compensation - Nonvested Restricted HTML 85K Stock and Restricted Stock Units Activity (Detail) 77: R128 Stock-Based Compensation - Nonvested Restricted HTML 63K Stock and Restricted Stock Units Activity (Parenthetical) (Detail) 166: R129 Employee Benefit Plans - Combined Data for HTML 159K Domestic and Foreign Defined Benefit Pension and Post Retirement Healthcare Plans (Detail) 193: R130 Employee Benefit Plans - Net Periodic Benefit Cost HTML 117K (Credit) (Detail) 112: R131 Employee Benefit Plans - Changes in Other HTML 89K Comprehensive Income Loss (Detail) 130: R132 Employee Benefit Plans - Amounts Expected to be HTML 65K Recognized in Net Periodic Benefit Cost Income (Detail) 39: R133 Employee Benefit Plans - Defined Benefit Plan HTML 68K Funded Status of Plan (Detail) 44: R134 Employee Benefit Plans - Plans with Obligations in HTML 68K Excess of Plan Assets (Detail) 101: R135 Employee Benefit Plans - Benefit Payments for BNY HTML 80K Mellons Pension and Healthcare Plans Expected to be Paid (Detail) 80: R136 Employee Benefit Plans - Pension Investment Asset HTML 92K Allocation (Detail) 155: R137 Employee Benefit Plans - Pension Investment Asset HTML 61K Allocation (Parenthetical) (Detail) 106: R138 Employee Benefit Plans - Pension Plan Investment HTML 137K Assets Measured at Fair Value on Recurring Basis (Detail) 74: R139 Employee Benefit Plans - Rollforward of Plan HTML 89K Investment Assets Including Change in Fair Value Classified in Level 3 of Valuation Hierarchy (Detail) 107: R140 Employee Benefit Plans - Pension Plan Assets HTML 74K Valued Using Net Asset Value (Detail) 56: R141 Employee benefit plans - Additional Information HTML 125K (Detail) 18: R142 Company financial information - Additional HTML 79K Information (Detail) 168: R143 Company Financial Information - Condensed Income HTML 100K Statement Parent Corporation (Detail) 144: R144 Company Financial Information - Condensed Income HTML 59K Statement Parent Corporation (Parenthetical) (Detail) 48: R145 Company Financial Information - Condensed Balance HTML 110K Sheet Parent Corporation (Detail) 132: R146 Company Financial Information - Condensed HTML 161K Statement of Cash Flows Parent Corporation (Detail) 111: R147 Company Financial Information - Condensed HTML 59K Statement of Cash Flows Parent Corporation (Parenthetical) (Detail) 46: R148 Fair Value Measurement- Additional Information HTML 72K (Detail) 49: R149 Fair Value Measurement-Assets and Liabilities HTML 374K Measured at Fair Value on Recurring Basis (Detail) 149: R150 Fair Value Measurement- Details of Certain Items HTML 285K Measured at Fair Value on Recurring Basis (Detail) 69: R151 Fair Value Measurement- Significant Unobservable HTML 141K Inputs (Detail) 21: R152 Fair Value Measurement- Assets Measured at Fair HTML 72K Value on Nonrecurring Basis (Detail) 122: R153 Fair Value Measurement- Assets Measured at Fair HTML 59K Value on Nonrecurring Basis (Parenthetical) (Detail) 151: R154 Fair Value Measurement- Quantitative Information HTML 94K about Level 3 Fair Value Measurements of Assets (Detail) 31: R155 Fair Value Measurement- Quantitative Information HTML 67K about Level 3 Fair Value Measurements of Liabilities (Detail) 59: R156 Fair Value Measurement- Carrying Amount and Fair HTML 107K Value of Financial Instruments (Detail) 196: R157 Fair Value Measurement- Summary of Carrying Amount HTML 70K of Hedged Financial Instruments, Related Notional Amount of Hedge and Estimated Fair Value of Derivatives (Detail) 67: R158 Fair Value Option- Assets and Liabilities, by HTML 72K Type, of Consolidated Investment Management Funds Recorded at Fair Value (Detail) 92: R159 Fair Value Option- Additional Information (Detail) HTML 61K 105: R160 Fair Value Option- Changes in Fair Value of HTML 60K Long-term Debt Included in Foreign Exchange and Other Trading Revenue (Detail) 164: R161 Commitments and Contingent Liabilities- HTML 82K Significant Industry Concentrations Related to Credit Exposure (Detail) 90: R162 Commitments and Contingent Liabilities- Summary of HTML 64K Off-Balance Sheet Credit Risks, Net of Participations (Detail) 184: R163 Commitments and Contingent Liabilities- Summary of HTML 62K Off-Balance Sheet Credit Risks, Net of Participations (Parenthetical) (Detail) 137: R164 Commitments and Contingent Liabilities- Additional HTML 123K Information (Detail) 192: R165 Commitments and Contingent Liabilities- Standby HTML 61K Letters of Credits by Investment Grade (Detail) 29: R166 Derivative Instruments- Additional Information HTML 99K (Detail) 174: R167 Derivative Instruments- Ineffectiveness Related to HTML 68K Derivatives and Hedging Relationships Recorded in Income (Detail) 72: R168 Derivative Instruments- Impact of Derivative HTML 97K Instruments on Balance Sheet (Detail) 131: R169 Derivative Instruments- Impact of Derivative HTML 60K Instruments on Balance Sheet (Parenthetical) (Detail) 118: R170 Derivative Instruments- Impact of Derivative HTML 85K Instruments on Income Statement (Detail) 183: R171 Derivative Instruments- Revenue from Foreign HTML 67K Exchange and Other Trading (Detail) 78: R172 Derivative Instruments- Fair Value of Derivative HTML 65K Contracts Falling under Early Termination Provisions in Net Liability Position (Detail) 57: R173 Derivative Instruments- Offsetting (Details) HTML 137K 156: R174 Lines of Businesses- Additional Information HTML 62K (Detail) 61: R175 Lines of Businesses- Contribution of Segments to HTML 93K Overall Profitability (Detail) 23: R176 Lines of Businesses- Contribution of Segments to HTML 70K Overall Profitability (Parenthetical) (Detail) 35: R177 International Operations - Foreign Revenue, Income HTML 83K before Income Taxes, Net Income and Assets from Foreign Operations (Detail) 169: R178 International Operations - Foreign Revenue, Income HTML 68K before Income Taxes, Net Income and Assets from Foreign Operations (Parenthetical) (Detail) 139: R179 Supplemental information to the Consolidated HTML 70K Statement of Cash Flows- Noncash Investing and Financing Transactions that are Not Reflected in Consolidated Statement of Cash Flows (Detail) 190: XML IDEA XML File -- Filing Summary XML 326K 25: EXCEL IDEA Workbook of Financial Reports XLSX 1.23M 79: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 11.21M 11: EX-101.INS XBRL Instance -- bk-20131231 XML 18.59M 13: EX-101.CAL XBRL Calculations -- bk-20131231_cal XML 710K 14: EX-101.DEF XBRL Definitions -- bk-20131231_def XML 2.57M 15: EX-101.LAB XBRL Labels -- bk-20131231_lab XML 4.95M 16: EX-101.PRE XBRL Presentations -- bk-20131231_pre XML 3.40M 12: EX-101.SCH XBRL Schema -- bk-20131231 XSD 576K 55: ZIP XBRL Zipped Folder -- 0001445305-14-000745-xbrl Zip 1.06M
BK Q4 2013 10-K EX21.1 |
The following are primary subsidiaries
of The Bank of New York Mellon Corporation as of December 31, 2013 and the states or jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of December 31, 2013, a significant subsidiary as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934, as amended. |
| BNY Capital
Funding LLC State of Incorporation: Delaware |
| BNY Capital Markets Holdings, Inc. State of Incorporation: New York |
| BNY Capital Resources Corporation State of Incorporation: New York |
| BNY International Financing Corporation Incorporation: United States |
| BNY
Real Estate Holdings LLC State of Organization: Delaware |
| BNYM GIS Funding I LLC State of Organization: Delaware |
| BNYM GIS Funding III LLC State of Organization: Delaware |
| BNY Lease Holdings LLC State of Incorporation: Delaware |
| BNY
Mellon Capital Markets, LLC State of Organization: Delaware |
| BNY Mellon Fixed Income Securities, LLC State of Organization: Delaware |
| BNY Mellon Fund Managers Limited Incorporation: England |
| BNY Mellon Global Management Limited Incorporation: Ireland |
| BNY
Mellon Holdings (UK) Limited Incorporation: England |
| BNY Mellon International Asset Management Group Limited Incorporation: England |
| BNY Mellon International Asset Management (Holdings) Limited Incorporation: England and Wales |
| BNY Mellon International Asset Management (Holdings) No. 1 Limited Incorporation:
England and Wales |
| BNY Mellon Investment Managment EMEA Limited - Incorporation: England (prior to January 27, 2014, this subsidiary was known as BNY Mellon Asset Management International Limited) |
| BNY Mellon Investment Management Europe Holdings Limited Incorporation: England |
| BNY
Mellon Investment Management (Europe) Limited Incorporation: England |
| BNY Mellon Investment Management (Jersey) Limited Incorporation: Jersey |
| BNY Mellon Investment Servicing (US) Inc. State of Incorporation: Massachusetts |
| BNY Mellon Securities Services (Ireland) Limited Incorporation: Ireland |
| BNY
Mellon Trust Company (Ireland) Limited Incorporation: Ireland |
| BNY Mellon, National Association Incorporation: United States |
| Insight Investment Management (Global) Limited Incorporation: England |
| Insight Investment Management Limited Incorporation: England |
| Insight
Investment Funds Management Limited Incorporation: England |
| MAM (MA) Holding Trust State of Incorporation: Massachusetts |
| MBC Investments Corporation State of Incorporation: Delaware |
| MBSC Securities Corporation State of Incorporation: New York |
| Mellon
Canada Holding Company Incorporation: Canada |
| Mellon Capital Management Corporation State of Incorporation: Delaware |
| Mellon Overseas Investment Corporation Incorporation: United States |
| One Wall Street Corporation State of Incorporation: New York |
| Pershing Group LLC State of Organization: Delaware |
| Pershing
Holdings (UK) Limited Incorporation: England |
| Pershing Limited Incorporation: England |
| Pershing LLC State of Organization: Delaware |
| Pershing Securities Limited Incorporation: England |
| Standish
Mellon Asset Management Company LLC State of Incorporation: Delaware |
| TBC Securities Co., Inc. State of Incorporation: Massachusetts |
| The Bank of New York Mellon State of Organization: New York |
| The Bank of New York Mellon (International) Limited Incorporation: England |
| The
Bank of New York Mellon Trust Company, National Association Incorporation: United States |
| The Bank of New York Mellon SA/NV Incorporation: Belgium |
| The Dreyfus Corporation State of Incorporation: New York |
| Walter Scott & Partners Limited Incorporation: Scotland |
This 10-K Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/28/14 | 4 | ||
1/27/14 | ||||
For Period end: | 12/31/13 | 11-K, 13F-HR, 13F-HR/A, 5 | ||
List all Filings |