Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 326K
3: EX-13.1 All Portions of 2013 Annual Report to Shareholders HTML 3.94M
4: EX-21.1 Primary Subsidiaries of the Company HTML 72K
5: EX-23.1 Consent of Kpmg LLP HTML 63K
6: EX-24.1 Power of Attorney HTML 64K
2: EX-12.1 Computation of Ratio of Earnings to Combined Fixed HTML 86K
Charges and Preferred Stock D
7: EX-31.1 Section 302 CEO Certification HTML 64K
8: EX-31.2 Section 302 CFO Certification HTML 64K
9: EX-32.1 Section 906 CEO Certification HTML 59K
10: EX-32.2 Section 906 CFO Certification HTML 59K
134: R1 Document and Entity Information HTML 88K
98: R2 Consolidated Income Statement HTML 219K
124: R3 Consolidated Income Statement (Parenthetical) HTML 59K
141: R4 Consolidated Comprehensive Income Statement HTML 112K
180: R5 Consolidated Comprehensive Income Statement HTML 60K
(Parenthetical)
103: R6 Consolidated Balance Sheet HTML 216K
123: R7 Consolidated Balance Sheet (Parenthetical) HTML 85K
89: R8 Consolidated Statement of Cash Flows HTML 211K
73: R9 Consolidated Statement of Changes in Equity HTML 125K
182: R10 Consolidated Statement of Changes in Equity HTML 60K
(Parenthetical)
143: R11 Accounting Changes and New Accounting Guidance HTML 65K
142: R12 Summary of significant accounting and reporting HTML 156K
policies Summary of significant accounting and
reporting policies (Notes)
153: R13 Acquisitions and dispositions HTML 70K
154: R14 Securities HTML 606K
148: R15 Loans and Asset Quality HTML 609K
157: R16 Goodwill and Intangible Assets HTML 186K
125: R17 Other Assets HTML 101K
136: R18 Deposits HTML 63K
146: R19 Net Interest Revenue (Note) HTML 97K
198: R20 Noninterest Expense HTML 90K
171: R21 Restructuring Charges HTML 95K
114: R22 Income Taxes HTML 149K
145: R23 Long-Term Debt HTML 116K
119: R24 Securitizations and Variable Interest Entities HTML 113K
54: R25 Shareholders' Equity HTML 176K
173: R26 Other Comprehensive Income (Loss) HTML 183K
189: R27 Stock-Based Compensation HTML 151K
83: R28 Employee Benefit Plans HTML 671K
82: R29 Company Financial Information HTML 189K
87: R30 Fair Value Measurement HTML 1.06M
88: R31 Fair Value Option HTML 84K
91: R32 Commitments and Contingent Liabilities HTML 160K
34: R33 Derivative Instruments HTML 343K
167: R34 Lines of Businesses HTML 183K
110: R35 International Operations HTML 131K
115: R36 Supplemental information to the Consolidated HTML 71K
Statement of Cash Flows
64: R37 Summary of significant accounting and reporting HTML 293K
policies (Policies)
197: R38 Summary of significant accounting and reporting HTML 70K
policies (Tables)
17: R39 Securities (Tables) HTML 610K
95: R40 Loans and Asset Quality (Tables) HTML 598K
178: R41 Goodwill and Intangible Assets (Tables) HTML 184K
60: R42 Other Assets (Tables) HTML 102K
81: R43 Net Interest Revenue (Tables) HTML 96K
86: R44 Noninterest Expense (Tables) HTML 90K
99: R45 Restructuring Charges (Tables) HTML 95K
33: R46 Income Taxes (Tables) HTML 150K
71: R47 Long-Term Debt (Tables) HTML 116K
22: R48 Securitizations and Variable Interest Entities HTML 117K
(Tables)
176: R49 Shareholders' Equity (Tables) HTML 164K
58: R50 Other Comprehensive Income (Loss) (Tables) HTML 182K
170: R51 Stock-Based Compensation (Tables) HTML 146K
65: R52 Employee Benefit Plans (Tables) HTML 667K
96: R53 Company Financial Information (Tables) HTML 178K
20: R54 Fair Value Measurement (Tables) HTML 1.03M
28: R55 Fair Value Option (Tables) HTML 86K
85: R56 Commitments and Contingent Liabilities (Tables) HTML 110K
42: R57 Derivative Instruments (Tables) HTML 324K
185: R58 Lines of Businesses (Tables) HTML 160K
108: R59 International Operations (Tables) HTML 130K
150: R60 Supplemental information to the Consolidated HTML 69K
Statement of Cash Flows (Tables)
70: R61 Summary of significant accounting and reporting HTML 66K
policies - Significant Equity Method Investments
(Detail)
76: R62 Summary of significant accounting and reporting HTML 89K
policies - Additional Information (Detail)
163: R63 Acquisitions and dispositions- Additional HTML 98K
Information (Detail)
158: R64 Securities-Amortized Cost, Gross Unrealized Gains HTML 146K
and Losses and Fair Value of Securities (Detail)
113: R65 Securities-Amortized Cost, Gross Unrealized Gains HTML 62K
and Losses and Fair Value of Securities
(Parenthetical) (Detail)
161: R66 Securities-Net Securities Gains (Losses) (Detail) HTML 65K
66: R67 Securities-Aggregate Fair Value of Investments HTML 163K
with Continuous Unrealized Loss Position (Detail)
120: R68 Securities-Maturity Distribution by Carrying HTML 170K
Amount and Yield (on Tax Equivalent Basis) of
Investment Securities Portfolio (Detail)
188: R69 Securities-Projected Weighted-Average Default HTML 64K
Rates and Loss Severities (Detail)
26: R70 Securities-Pre-Tax Net Securities Gains (Losses) HTML 69K
by Type (Detail)
53: R71 Securities-Debt Securities Credit Losses Roll HTML 68K
Forward Recorded in Earnings (Detail)
97: R72 Securities - Additional Information (Detail) HTML 85K
40: R73 Loans and asset quality- Details of Loan HTML 92K
Distribution and Industry Concentrations of Credit
Risk (Detail)
195: R74 Loans and asset quality- Details of Loan HTML 60K
Distribution and Industry Concentrations of Credit
Risk (Parenthetical) (Detail)
62: R75 Loans and asset quality- Allowance for Credit HTML 162K
Losses Activity (Detail)
45: R76 Loans and asset quality- Allowance for Credit HTML 66K
Losses Activity (Parenthetical) (Detail)
52: R77 Loans and asset quality- Nonperforming Assets HTML 72K
(Detail)
30: R78 Loans and asset quality- Nonperforming Assets HTML 59K
(Parenthetical) (Detail)
36: R79 Loans and asset quality- Lost Interest (Detail) HTML 64K
138: R80 Loans and asset quality- Information about HTML 121K
Impaired Loans (Detail)
50: R81 Loans and asset quality- Information about HTML 74K
Impaired Loans (Parenthetical) (Detail)
186: R82 Loans and asset quality- Information about Past HTML 80K
Due Loans (Detail)
93: R83 Loans and asset quality- Troubled Debt HTML 73K
Restructurings (Detail)
147: R84 Loans and asset quality- Credit Quality Indicators HTML 78K
- Wealth Management Loans and Mortgages - Credit
Risk Profile by Internally Assigned Grade (Detail)
160: R85 Loans and asset quality- Additional Information HTML 100K
(Detail)
47: R86 Goodwill and Intangible Assets-Goodwill by HTML 80K
Business Segment (Detail)
51: R87 Goodwill and Intangible Assets-Intangible Assets HTML 92K
by Business Segment (Detail)
181: R88 Goodwill and Intangible Assets-Intangible Assets HTML 75K
by Type (Detail)
41: R89 Goodwill and Intangible Assets-Estimated Annual HTML 69K
Amortization Expense (Detail)
140: R90 Goodwill and Intangible Assets-Additional HTML 70K
Information (Details)
128: R91 Other Assets (Detail) HTML 90K
165: R92 Other Assets-Parenthetical (Detail) HTML 59K
127: R93 Other Assets-Seed Capital and Private Equity HTML 75K
Investments Valued Using Net Asset Value (Detail)
104: R94 Deposits - Additional Information (Detail) HTML 73K
175: R95 Net Interest Revenue (Detail) HTML 111K
100: R96 Noninterest Expense (Detail) HTML 101K
63: R97 Restructuring Charges- Additional Information HTML 63K
(Detail)
116: R98 Restructuring Charges- Activity in Restructuring HTML 70K
Reserve (Detail)
109: R99 Restructuring Charges- by Business Segment HTML 67K
(Detail)
84: R100 Income Taxes - Provision (Benefit) for Income HTML 93K
Taxes from Continuing Operations (Detail)
199: R101 Income Taxes - Components of Income (Loss) before HTML 64K
Taxes (Detail)
162: R102 Income Taxes - Components of Net Deferred Tax HTML 92K
Liability (Detail)
126: R103 Income Taxes - Additional Information (Detail) HTML 85K
32: R104 Income Taxes - Reconciliation of Statutory Federal HTML 88K
Income Tax Rate to Effective Income Tax Rate
(Detail)
177: R105 Income Taxes - Unrecognized Tax Positions (Detail) HTML 74K
187: R106 Long-term Debt (Detail) HTML 86K
179: R107 Long-Term Debt - Additional Information (Detail) HTML 85K
121: R108 Long-Term Debt - Summary of Trust Preferred HTML 78K
Securities Issued by Trusts (Detail)
43: R109 Long-Term Debt - Summary of Trust Preferred HTML 59K
Securities Issued by Trusts (Parenthetical)
(Detail)
152: R110 Securitizations and Variable Interest Entities- HTML 82K
Incremental Assets and Liabilities of Variable
Interest Entities Included in Consolidated
Financial Statements (Detail)
68: R111 Securitizations and Variable Interest Entities- HTML 65K
Non-consolidated Variable Interest Entities
(Detail)
19: R112 Shareholders' Equity- Additional Information HTML 101K
(Detail)
102: R113 Shareholders' Equity Preferred Stock Summary HTML 139K
(Details)
94: R114 Shareholders' Equity - Consolidated and Largest HTML 69K
Bank Subsidiary Capital Ratios (Detail)
172: R115 Shareholders' Equity - Consolidated and Largest HTML 74K
Bank Subsidiary Capital Ratios (Parenthetical)
(Detail)
75: R116 Shareholders' Equity-Capital Above Guidelines HTML 63K
(Details)
191: R117 Shareholders' Equity - Components of Tier 1 and HTML 81K
Total Risk-Based Capital (Detail)
37: R118 Shareholders' Equity - Components of Tier 1 and HTML 64K
Total Risk-Based Capital (Parenthetical) (Detail)
133: R119 Other Comprehensive Income (Loss) - Components of HTML 212K
Other Comprehensive Income (Detail)
159: R120 Other Comprehensive Income (Loss) - Accumulated HTML 81K
Other Comprehensive Income (Loss) (Detail)
24: R121 Stock-Based Compensation - Additional Information HTML 114K
(Detail)
129: R122 Stock-Based Compensation - Weighted Average HTML 68K
Assumptions In Lattice-Based Binomial Method
(Detail)
117: R123 Stock-Based Compensation - Summary of Stock Option HTML 100K
Activity (Detail)
27: R124 Stock-Based Compensation - Stock Options HTML 91K
Outstanding (Detail)
135: R125 Stock-Based Compensation - Stock Options HTML 63K
Outstanding (Parenthetical) (Detail)
194: R126 Stock-Based Compensation - Aggregate Intrinsic HTML 62K
Value of Options (Detail)
38: R127 Stock-Based Compensation - Nonvested Restricted HTML 85K
Stock and Restricted Stock Units Activity (Detail)
77: R128 Stock-Based Compensation - Nonvested Restricted HTML 63K
Stock and Restricted Stock Units Activity
(Parenthetical) (Detail)
166: R129 Employee Benefit Plans - Combined Data for HTML 159K
Domestic and Foreign Defined Benefit Pension and
Post Retirement Healthcare Plans (Detail)
193: R130 Employee Benefit Plans - Net Periodic Benefit Cost HTML 117K
(Credit) (Detail)
112: R131 Employee Benefit Plans - Changes in Other HTML 89K
Comprehensive Income Loss (Detail)
130: R132 Employee Benefit Plans - Amounts Expected to be HTML 65K
Recognized in Net Periodic Benefit Cost Income
(Detail)
39: R133 Employee Benefit Plans - Defined Benefit Plan HTML 68K
Funded Status of Plan (Detail)
44: R134 Employee Benefit Plans - Plans with Obligations in HTML 68K
Excess of Plan Assets (Detail)
101: R135 Employee Benefit Plans - Benefit Payments for BNY HTML 80K
Mellons Pension and Healthcare Plans Expected to
be Paid (Detail)
80: R136 Employee Benefit Plans - Pension Investment Asset HTML 92K
Allocation (Detail)
155: R137 Employee Benefit Plans - Pension Investment Asset HTML 61K
Allocation (Parenthetical) (Detail)
106: R138 Employee Benefit Plans - Pension Plan Investment HTML 137K
Assets Measured at Fair Value on Recurring Basis
(Detail)
74: R139 Employee Benefit Plans - Rollforward of Plan HTML 89K
Investment Assets Including Change in Fair Value
Classified in Level 3 of Valuation Hierarchy
(Detail)
107: R140 Employee Benefit Plans - Pension Plan Assets HTML 74K
Valued Using Net Asset Value (Detail)
56: R141 Employee benefit plans - Additional Information HTML 125K
(Detail)
18: R142 Company financial information - Additional HTML 79K
Information (Detail)
168: R143 Company Financial Information - Condensed Income HTML 100K
Statement Parent Corporation (Detail)
144: R144 Company Financial Information - Condensed Income HTML 59K
Statement Parent Corporation (Parenthetical)
(Detail)
48: R145 Company Financial Information - Condensed Balance HTML 110K
Sheet Parent Corporation (Detail)
132: R146 Company Financial Information - Condensed HTML 161K
Statement of Cash Flows Parent Corporation
(Detail)
111: R147 Company Financial Information - Condensed HTML 59K
Statement of Cash Flows Parent Corporation
(Parenthetical) (Detail)
46: R148 Fair Value Measurement- Additional Information HTML 72K
(Detail)
49: R149 Fair Value Measurement-Assets and Liabilities HTML 374K
Measured at Fair Value on Recurring Basis (Detail)
149: R150 Fair Value Measurement- Details of Certain Items HTML 285K
Measured at Fair Value on Recurring Basis (Detail)
69: R151 Fair Value Measurement- Significant Unobservable HTML 141K
Inputs (Detail)
21: R152 Fair Value Measurement- Assets Measured at Fair HTML 72K
Value on Nonrecurring Basis (Detail)
122: R153 Fair Value Measurement- Assets Measured at Fair HTML 59K
Value on Nonrecurring Basis (Parenthetical)
(Detail)
151: R154 Fair Value Measurement- Quantitative Information HTML 94K
about Level 3 Fair Value Measurements of Assets
(Detail)
31: R155 Fair Value Measurement- Quantitative Information HTML 67K
about Level 3 Fair Value Measurements of
Liabilities (Detail)
59: R156 Fair Value Measurement- Carrying Amount and Fair HTML 107K
Value of Financial Instruments (Detail)
196: R157 Fair Value Measurement- Summary of Carrying Amount HTML 70K
of Hedged Financial Instruments, Related Notional
Amount of Hedge and Estimated Fair Value of
Derivatives (Detail)
67: R158 Fair Value Option- Assets and Liabilities, by HTML 72K
Type, of Consolidated Investment Management Funds
Recorded at Fair Value (Detail)
92: R159 Fair Value Option- Additional Information (Detail) HTML 61K
105: R160 Fair Value Option- Changes in Fair Value of HTML 60K
Long-term Debt Included in Foreign Exchange and
Other Trading Revenue (Detail)
164: R161 Commitments and Contingent Liabilities- HTML 82K
Significant Industry Concentrations Related to
Credit Exposure (Detail)
90: R162 Commitments and Contingent Liabilities- Summary of HTML 64K
Off-Balance Sheet Credit Risks, Net of
Participations (Detail)
184: R163 Commitments and Contingent Liabilities- Summary of HTML 62K
Off-Balance Sheet Credit Risks, Net of
Participations (Parenthetical) (Detail)
137: R164 Commitments and Contingent Liabilities- Additional HTML 123K
Information (Detail)
192: R165 Commitments and Contingent Liabilities- Standby HTML 61K
Letters of Credits by Investment Grade (Detail)
29: R166 Derivative Instruments- Additional Information HTML 99K
(Detail)
174: R167 Derivative Instruments- Ineffectiveness Related to HTML 68K
Derivatives and Hedging Relationships Recorded in
Income (Detail)
72: R168 Derivative Instruments- Impact of Derivative HTML 97K
Instruments on Balance Sheet (Detail)
131: R169 Derivative Instruments- Impact of Derivative HTML 60K
Instruments on Balance Sheet (Parenthetical)
(Detail)
118: R170 Derivative Instruments- Impact of Derivative HTML 85K
Instruments on Income Statement (Detail)
183: R171 Derivative Instruments- Revenue from Foreign HTML 67K
Exchange and Other Trading (Detail)
78: R172 Derivative Instruments- Fair Value of Derivative HTML 65K
Contracts Falling under Early Termination
Provisions in Net Liability Position (Detail)
57: R173 Derivative Instruments- Offsetting (Details) HTML 137K
156: R174 Lines of Businesses- Additional Information HTML 62K
(Detail)
61: R175 Lines of Businesses- Contribution of Segments to HTML 93K
Overall Profitability (Detail)
23: R176 Lines of Businesses- Contribution of Segments to HTML 70K
Overall Profitability (Parenthetical) (Detail)
35: R177 International Operations - Foreign Revenue, Income HTML 83K
before Income Taxes, Net Income and Assets from
Foreign Operations (Detail)
169: R178 International Operations - Foreign Revenue, Income HTML 68K
before Income Taxes, Net Income and Assets from
Foreign Operations (Parenthetical) (Detail)
139: R179 Supplemental information to the Consolidated HTML 70K
Statement of Cash Flows- Noncash Investing and
Financing Transactions that are Not Reflected in
Consolidated Statement of Cash Flows (Detail)
190: XML IDEA XML File -- Filing Summary XML 326K
25: EXCEL IDEA Workbook of Financial Reports XLSX 1.23M
79: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 11.21M
11: EX-101.INS XBRL Instance -- bk-20131231 XML 18.59M
13: EX-101.CAL XBRL Calculations -- bk-20131231_cal XML 710K
14: EX-101.DEF XBRL Definitions -- bk-20131231_def XML 2.57M
15: EX-101.LAB XBRL Labels -- bk-20131231_lab XML 4.95M
16: EX-101.PRE XBRL Presentations -- bk-20131231_pre XML 3.40M
12: EX-101.SCH XBRL Schema -- bk-20131231 XSD 576K
55: ZIP XBRL Zipped Folder -- 0001445305-14-000745-xbrl Zip 1.06M
‘EX-32.1’ — Section 906 CEO Certification
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