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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/28/14 Lennar Corp/New 10-K 11/30/13 130:36M Workiva Inc |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 2.32M 2: EX-10.19 Material Contract HTML 79K 3: EX-10.20 Material Contract HTML 79K 4: EX-21 Subsidiaries List HTML 223K 5: EX-23 Consent of Experts or Counsel HTML 39K 6: EX-31.1 Certification -- §302 - SOA'02 HTML 45K 7: EX-31.2 Certification -- §302 - SOA'02 HTML 45K 8: EX-32 Certification -- §906 - SOA'02 HTML 41K 87: R1 Document And Entity Information HTML 67K 66: R2 Consolidated Balance Sheets HTML 173K 82: R3 Consolidated Balance Sheets (Parenthetical) HTML 93K 91: R4 Consolidated Statements Of Operations HTML 143K 118: R5 Consolidated Statements Of Operations HTML 56K (Parenthetical) 69: R6 Consolidated Statements Of Equity HTML 131K 81: R7 Consolidated Statements Of Cash Flows HTML 365K 60: R8 Summary Of Significant Accounting Policies HTML 195K 49: R9 Operating And Reporting Segments HTML 324K 120: R10 Lennar Homebuilding Receivables HTML 56K 93: R11 Lennar Homebuilding Investments In Unconsolidated HTML 136K Entities 92: R12 Lennar Homebuilding Operating Properties And HTML 56K Equipment 100: R13 Lennar Homebuilding Senior Notes And Other Debts HTML 147K Payable 101: R14 Lennar Financial Services Segment HTML 78K 97: R15 Rialto Investment Segment HTML 326K 102: R16 Lennar Multifamily Segment HTML 101K 83: R17 Income Taxes HTML 150K 88: R18 Earnings Per Share HTML 82K 95: R19 Comprehensive Income (Loss) HTML 47K 129: R20 Capital Stock HTML 61K 111: R21 Share-Based Payments HTML 110K 75: R22 Financial Instruments and Fair Value Disclosure HTML 260K 94: R23 Consolidation Of Variable Interest Entities HTML 104K 78: R24 Commitments And Contingent Liabilities HTML 57K 37: R25 Supplemental Financial Information HTML 799K 112: R26 Quarterly Data (Unaudited) HTML 87K 125: R27 Schedule II-Valuation And Qualifying Accounts HTML 95K 54: R28 Summary Of Significant Accounting Policies HTML 291K (Policy) 53: R29 Summary Of Significant Accounting Policies HTML 93K (Tables) 58: R30 Operating And Reporting Segments (Tables) HTML 312K 59: R31 Lennar Homebuilding Receivables (Tables) HTML 52K 61: R32 Lennar Homebuilding Investments In Unconsolidated HTML 118K Entities (Tables) 25: R33 Lennar Homebuilding Operating Properties And HTML 54K Equipment (Tables) 109: R34 Lennar Homebuilding Senior Notes And Other Debts HTML 74K Payable (Tables) 73: R35 Lennar Financial Services Segment (Tables) HTML 79K 76: R36 Rialto Investment Segment (Tables) HTML 294K 42: R37 Lennar Multifamily Segment (Tables) HTML 104K 128: R38 Income Taxes (Tables) HTML 130K 15: R39 Earnings Per Share (Tables) HTML 76K 63: R40 Share-Based Payments (Tables) HTML 103K 116: R41 Financial Instruments and Fair Value Disclosure HTML 256K (Tables) 39: R42 Consolidation Of Variable Interest Entities HTML 64K (Tables) 52: R43 Commitments And Contingent Liabilities (Tables) HTML 47K 57: R44 Supplemental Financial Information Supplemental HTML 787K Financial Information (Tables) 67: R45 Quarterly Data (Unaudited) (Tables) HTML 84K 24: R46 Summary Of Significant Accounting Policies HTML 175K (Narrative) (Details) 48: R47 Summary Of Significant Accounting Policies Summary HTML 46K Of Significant Accounting Policies (Unobservable inputs) (Details) 18: R48 Summary Of Significant Accounting Policies HTML 52K (Schedule Of Interest Expense) (Details) 114: R49 Summary Of Significant Accounting Policies HTML 51K (Schedule Of Warranty Reserve) (Details) 38: R50 Summary Of Significant Accounting Policies (Loan HTML 47K Origination Liabilities) (Details) 110: R51 Summary Of Significant Accounting Policies Summary HTML 46K of Significant Accounting Policies (Schedule of Accounts, Notes, Loans and Financing Receivable (Details) 43: R52 Operating And Reporting Segments (Disclosure Of HTML 171K Financial Information Relating To Company's Operations) (Details) 64: R53 Operating And Reporting Segments (Disclosure Of HTML 101K Valuation Adjustments And Write-Offs Relating To Company's Homebuilding Operations) (Details) 17: R54 Operating And Reporting Segments (Schedule of HTML 107K interest expense depreciation & amortization additions & UE income (Loss)) (Details) 21: R55 Lennar Homebuilding Receivables (Schedule Of HTML 60K Lennar Homebuilding Receivables) (Details) 56: R56 Lennar Homebuilding Investments In Unconsolidated HTML 88K Entities (Narrative) (Details) 29: R57 Lennar Homebuilding Investments In Unconsolidated HTML 78K Entities (Statements Of Operations) (Details) 121: R58 Lennar Homebuilding Investments In Unconsolidated HTML 64K Entities (Balance Sheets) (Details) 71: R59 Lennar Homebuilding Investments In Unconsolidated HTML 48K Entities (Summary Of Net Recourse Exposure To Unconsolidated Entities) (Details) 98: R60 Lennar Homebuilding Investments In Unconsolidated HTML 45K Entities (Summarized Balance Sheets Of Unconsolidated Entities With Recourse Debt) (Details) 46: R61 Lennar Homebuilding Investments In Unconsolidated HTML 60K Entities (Total Debt Of Unconsolidated Entities) (Details) 50: R62 Lennar Homebuilding Operating Properties And HTML 55K Equipment (Details) 107: R63 Lennar Homebuilding Senior Notes And Other Debts HTML 287K Payable (Narrative) (Details) 103: R64 Lennar Homebuilding Senior Notes And Other Debts HTML 73K Payable (Schedule Of Senior Notes And Other Debts Payable) (Details) 74: R65 Lennar Homebuilding Senior Notes And Other Debts HTML 57K Payable (Schedule Of Maturities Of Senior Notes And Other Debts Payable) (Details) 105: R66 Lennar Financial Services Segment (Narrative) HTML 61K (Details) 44: R67 Lennar Financial Services Segment (Financial HTML 108K Services Segment) (Details) 79: R68 Lennar Financial Services Segment Lennar Financial HTML 59K Services Segment (Warehouse Repurchase Facilities) (Details) 124: R69 Rialto Investment Segment (Narrative) (Details) HTML 317K 20: R70 Rialto Investment Segment (Assets And Liabilities HTML 117K Related To The Rialto Segment) (Details) 36: R71 Rialto Investment Segment (Operating Earnings HTML 62K Related To Rialto Segment) (Details) 65: R72 Rialto Investment Segment Rialto Investment HTML 61K Segment (Other income expense) (Details) 27: R73 Rialto Investment Segment (Loans Receivable By HTML 50K Aggregate Collateral Type) (Details) 127: R74 Rialto Investment Segment (Outstanding Balance And HTML 47K Carrying Value Of Loans) (Details) 40: R75 Rialto Investment Segment (Accretable Yield For HTML 55K The FDIC Portfolios And Bank Portfolios) (Details) 31: R76 Rialto Investment Segment (Nonaccrual Loans) HTML 58K (Details) 35: R77 Rialto Investment Segment Rialto Investment HTML 58K Segment (Allowance on Loan Receivables) (Details) 22: R78 Rialto Investment Segment (Risk Categories) HTML 61K (Details) 26: R79 Rialto Investment Segment (Changes In Real Estate HTML 76K Owned) (Details) 89: R80 Rialto Investment Segment (Condensed Financial HTML 94K Information By Equity Method Investment) (Details) 33: R81 Lennar Multifamily Segment (Narrative) (Details) HTML 43K 122: R82 Lennar Multifamily Segment Lennar Multifamily HTML 79K Segment (Assets and Liabilities Related to the Multifamily Segment) (Details) 62: R83 Lennar Multifamily Segment (Operating Earnings HTML 53K Related to Multifamily Segment) (Details) 96: R84 Lennar Multifamily Segment Lennar Multifamily HTML 80K Segment (Condensed Financial Information by Equity Method Investment) (Details) 104: R85 Income Taxes (Narrative) (Details) HTML 133K 32: R86 Income Taxes (Component Of Income Taxes Benefit HTML 75K (Provision)) (Details) 34: R87 Income Taxes (Deferred Income Taxes Assets And HTML 90K Liabilities, Carrying Amount) (Details) 119: R88 Income Taxes (Reconciliation Of Statutory Rate And HTML 70K Effective Tax Rate) (Details) 28: R89 Income Taxes (Summary Of Changes In Gross HTML 56K Unrecognized Tax Benefits) (Details) 90: R90 Earnings Per Share (Details) HTML 115K 86: R91 Comprehensive Income (Loss) (Schedule Of HTML 45K Comprehensive Income (Loss)) (Details) 108: R92 Capital Stock (Details) HTML 82K 85: R93 Share-Based Payments (Narrative) (Details) HTML 80K 70: R94 Share-Based Payments (Compensation Expense, HTML 49K Share-Based Payment Awards) (Details) 113: R95 Share-Based Payments (Schedule Of Option-Pricing HTML 58K Assumptions) (Details) 68: R96 Share-Based Payments (Summary Of Stock Option HTML 96K Activity) (Details) 41: R97 Share-Based Payments (Schedule Of Nonvested Shares HTML 71K Activity) (Details) 77: R98 Financial Instruments and Fair Value Disclosure HTML 80K (Carrying Amounts And Estimated Fair Value Of Financial Instruments) (Details) 72: R99 Financial Instruments and Fair Value Disclosure HTML 72K (Fair Value Measured On Recurring Basis) (Details) 55: R100 Financial Instruments and Fair Value Disclosure HTML 54K (Schedule Of Gains And Losses Of Financial Instruments) (Details) 130: R101 Financial Instruments and Fair Value Disclosure HTML 68K Financial Instruments and Fair Value Disclosure (Reconcilation of Beginning and Ending Balance of the Company's Level 3 Recurring Fair Value Measurements (Details) 106: R102 Financial Instruments and Fair Value Disclosure HTML 112K (Fair Value Assets Measured On Nonrecurring Basis) (Details) 84: R103 Consolidation Of Variable Interest Entities HTML 116K (Narrative) (Details) 23: R104 Consolidation Of Variable Interest Entities HTML 75K (Estimated Maximum Exposure To Loss) (Details) 115: R105 Commitments And Contingent Liabilities (Narrative) HTML 51K (Details) 123: R106 Commitments And Contingent Liabilities (Schedule HTML 62K Of Operating Leases) (Details) 117: R107 Supplemental Financial Information (Narrative) HTML 66K (Details) 80: R108 Supplemental Financial Information (Condensed HTML 171K Consolidating Balance Sheet) (Details) 30: R109 Supplemental Financial Information (Condensed HTML 233K Consolidating Statement Of Operations) (Details) 99: R110 Supplemental Financial Information (Condensed HTML 216K Consolidating Statement Of Cash Flows) (Details) 45: R111 Quarterly Data (Unaudited) (Schedule Of Quarterly HTML 71K Financial Information) (Details) 16: R112 Schedule II-Valuation And Qualifying Accounts HTML 56K (Schedule Of Valuation And Qualifying Accounts) (Details) 126: XML IDEA XML File -- Filing Summary XML 213K 19: EXCEL IDEA Workbook of Financial Reports XLSX 663K 51: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 6.31M 9: EX-101.INS XBRL Instance -- len-20131130 XML 8.59M 11: EX-101.CAL XBRL Calculations -- len-20131130_cal XML 393K 12: EX-101.DEF XBRL Definitions -- len-20131130_def XML 2.06M 13: EX-101.LAB XBRL Labels -- len-20131130_lab XML 3.24M 14: EX-101.PRE XBRL Presentations -- len-20131130_pre XML 2.36M 10: EX-101.SCH XBRL Schema -- len-20131130 XSD 417K 47: ZIP XBRL Zipped Folder -- 0001445305-14-000129-xbrl Zip 682K
LEN-2013.11.30-10K-Exh10.20 |
NAME | TARGET AWARD OPPORTUNITY [1] |
Stuart Miller | 1.25% of Lennar Corporation Pretax Income [2] |
• | The payment of any bonus shall be made no later than April 15th of the year following the fiscal year to which the bonus calculation applies, or if such day is not a business day, the next business day. |
• | 100%
of the bonus payment is contingent on the recipient being employed with the Company on the applicable payment date. No bonus will be earned or paid unless the participant remains employed in good standing through such date. |
/S/ STUART A.
MILLER | /S/ STEVEN L. GERARD | |
1/15/2014 | 1/15/2014 | |
Stuart Miller Chief Executive Officer Lennar Corporation | Steven Gerard Chairman, Compensation Committee Lennar
Corporation |
NAME | TARGET AWARD OPPORTUNITY [1] |
Rick Beckwitt | 1.15% of Lennar Corporation Pretax Income [2] |
• | The payment of any bonus shall be made no later than April 15th of the year following the fiscal year to which the bonus calculation applies, or if such day is not a business day, the next business day. |
• | 100%
of the bonus payment is contingent on the recipient being employed with the Company on the applicable payment date. No bonus will be earned or paid unless the participant remains employed in good standing through such date. |
/S/ RICK
BECKWITT | /S/ STUART A. MILLER | |
1/15/2014 | ||
Rick Beckwitt President Lennar Corporation | Stuart Miller Chief Executive Officer Lennar Corporation |
NAME | TARGET AWARD OPPORTUNITY [1] |
Jon Jaffe | 1.15% of Lennar Corporation Pretax Income [2] |
• | The payment of any bonus shall be made no later than April 15th of the year following the fiscal year to which the bonus calculation applies, or if such day is not a business day, the next business day. |
• | 100% of the bonus payment is contingent on the recipient being employed with the Company on the applicable payment date. No bonus will be earned or paid unless
the participant remains employed in good standing through such date. |
/S/ JON
JAFFE | /S/ STUART A. MILLER | |
1/15/2014 | ||
Jon Jaffe Chief Operating Officer Lennar Corporation | Stuart Miller Chief Executive Officer Lennar Corporation |
NAME | DEPARTMENT | TARGET AWARD OPPORTUNITY [1] |
Bruce Gross | Executive | 100% of base salary (Adjusted pro-rata between Pretax Income achievement of 0% to 150% of Business Plan)2 |
+
1.00% of LFS Pretax Income |
PERCENT | PERFORMANCE LEVELS/ | ||
PERFORMANCE CRITERIA | OF | TARGET BONUS OPPORTUNITY | |
(see definitions section for more detail) | TARGET
AWARD | THRESHOLD | % OF TARGET |
Individual Performance — Based on annual Performance Appraisal review determined at the end of the fiscal year by current supervisor. | 60% | Good | 20% |
Very Good | 40% | ||
Excellent | 60% | ||
Corporate
Governance, Company Policy and Procedure Adherence, and Internal Audit Evaluation — As determined by the Corporate Governance Committee | 40% | Good | 10% |
Very Good | 25% | ||
Excellent | 40% | ||
Total | 100% | ||
ADDITIONAL BONUS POTENTIAL | |||
LFS
Pretax Income | 1.00% | 1.00% of LFS Pretax Income |
• | The payment of any bonus shall be made no later than April 15th of the year following the fiscal year to which the bonus calculation applies, or if such day is not a business day, the
next business day. |
• | 100% of the bonus payment is contingent on the recipient being employed with the Company on the applicable payment date. No bonus will be earned or paid unless the participant remains employed in good standing through such date. |
/S/ BRUCE GROSS | /S/ STUART A. MILLER | |
1/15/2014 | ||
Bruce
Gross Chief Financial Officer Lennar Corporation | Stuart Miller Chief Executive Officer Lennar Corporation |
NAME | DEPARTMENT | TARGET
AWARD OPPORTUNITY [1] |
Mark Sustana | Legal | 100% of base salary (Adjusted pro-rata between Pretax Income achievement of 0% to 150% of Business Plan)2 |
PERCENT | PERFORMANCE
LEVELS/ | ||
PERFORMANCE CRITERIA | OF | TARGET BONUS OPPORTUNITY | |
(see definitions section for more detail) | TARGET AWARD | THRESHOLD | % OF TARGET |
Individual Performance — Based on annual Performance Appraisal review determined at the end of the fiscal year by current supervisor. | 60% | Good | 20% |
Very
Good | 40% | ||
Excellent | 60% | ||
Corporate Governance, Company Policy and Procedure Adherence, and Internal Audit Evaluation — As determined by the Corporate Governance Committee | 40% | Good | 10% |
Very Good | 25% | ||
Excellent | 40% | ||
TOTAL
[1] | 100% |
• | The payment of any bonus shall be made no later than April 15th of the year following the fiscal year to which the bonus calculation applies, or if such day is not a business day, the next business day. |
• | 100%
of the bonus payment is contingent on the recipient being employed with the Company on the applicable payment date. No bonus will be earned or paid unless the participant remains employed in good standing through such date. |
/S/ MARK
SUSTANA | /S/ STUART A. MILLER | /S/ BRUCE GROSS | ||
1/15/2014 | ||||
Mark Sustana General Counsel Lennar
Corporation | Stuart Miller Chief Executive Officer Lennar Corporation | Bruce Gross Vice President & Chief Financial Officer Lennar Corporation |