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Asta Funding Inc – ‘10-K’ for 9/30/19 – ‘ZIP’

On:  Friday, 12/20/19, at 5:25pm ET   ·   For:  9/30/19   ·   Accession #:  1437749-19-24736   ·   File #:  1-35637

Previous ‘10-K’:  ‘10-K/A’ on 1/25/19 for 9/30/18   ·   Next & Latest:  ‘10-K/A’ on 1/27/20 for 9/30/19

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/20/19  Asta Funding Inc                  10-K        9/30/19  110:9.1M                                   RDG Filings/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    993K 
 2: EX-21.1     Subsidiaries List                                   HTML     43K 
 3: EX-23.1     Consent of Experts or Counsel                       HTML     30K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     35K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     36K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     32K 
 7: EX-32.2     Certification -- §906 - SOA'02                      HTML     33K 
15: R1          Document And Entity Information                     HTML     68K 
80: R2          Consolidated Balance Sheets                         HTML    124K 
91: R3          Consolidated Balance Sheets (Parentheticals)        HTML     57K 
52: R4          Consolidated Statements of Operations               HTML    134K 
16: R5          Consolidated Statements of Stockholders' Equity     HTML     91K 
81: R6          Consolidated Statements of Stockholders' Equity     HTML     37K 
                (Parentheticals)                                                 
92: R7          Consolidated Statements of Cash Flows               HTML    169K 
53: R8          Note 1 - Correction of Previously Issued            HTML     90K 
                Consolidated Financial Statements                                
14: R9          Note 2 - The Company and Its Significant            HTML    163K 
                Accounting Policies                                              
48: R10         Note 3 - Investments in Debt and Equity Securities  HTML     59K 
34: R11         Note 4 - Consumer Receivables Acquired for          HTML     76K 
                Liquidation                                                      
75: R12         Note 5 - Equity Method Investments                  HTML     56K 
109: R13         Note 6 - Personal Injury Claims Funding             HTML     55K  
49: R14         Note 7 - Furniture and Equipment                    HTML     46K 
35: R15         Note 8 - Discontinued Operations                    HTML     62K 
76: R16         Note 9 - Note Receivable                            HTML     39K 
110: R17         Note 10 - Settlements                               HTML     50K  
47: R18         Note 11 - Non-recourse Debt                         HTML     41K 
36: R19         Note 12 - Interest Dividend and Other Income        HTML     42K 
77: R20         Note 13 - Income Taxes                              HTML    105K 
89: R21         Note 14 - Net Income Per Share                      HTML     56K 
54: R22         Note 15 - Commitments and Contingencies             HTML     44K 
18: R23         Note 16 - Stock Option Plans                        HTML    104K 
78: R24         Note 17 - Stockholders' Equity                      HTML     41K 
90: R25         Note 18 - Retirement Plan                           HTML     34K 
55: R26         Note 19 - Fair Value of Financial Measurements and  HTML     60K 
                Disclosures                                                      
19: R27         Note 20 - Related Party Transactions                HTML     37K 
79: R28         Note 21 - Segment Reporting                         HTML     84K 
88: R29         Note 22 - Accumulated Other Comprehensive Income    HTML     68K 
                (Loss)                                                           
107: R30         Note 23 - Unaudited Quarterly Results               HTML     78K  
74: R31         Note 24 - Subsequent Events                         HTML     36K 
38: R32         Significant Accounting Policies (Policies)          HTML    197K 
51: R33         Note 1 - Correction of Previously Issued            HTML     85K 
                Consolidated Financial Statements (Tables)                       
106: R34         Note 2 - The Company and Its Significant            HTML     55K  
                Accounting Policies (Tables)                                     
73: R35         Note 3 - Investments in Debt and Equity Securities  HTML     51K 
                (Tables)                                                         
37: R36         Note 4 - Consumer Receivables Acquired for          HTML     55K 
                Liquidation (Tables)                                             
50: R37         Note 5 - Equity Method Investments (Tables)         HTML     45K 
108: R38         Note 6 - Personal Injury Claims Funding (Tables)    HTML     46K  
72: R39         Note 7 - Furniture and Equipment (Tables)           HTML     43K 
97: R40         Note 8 - Discontinued Operations (Tables)           HTML     59K 
87: R41         Note 12 - Interest Dividend and Other Income        HTML     41K 
                (Tables)                                                         
21: R42         Note 13 - Income Taxes (Tables)                     HTML     87K 
58: R43         Note 14 - Net Income Per Share (Tables)             HTML     54K 
96: R44         Note 15 - Commitments and Contingencies (Tables)    HTML     38K 
86: R45         Note 16 - Stock Option Plans (Tables)               HTML     85K 
20: R46         Note 19 - Fair Value of Financial Measurements and  HTML     52K 
                Disclosures (Tables)                                             
57: R47         Note 21 - Segment Reporting (Tables)                HTML     71K 
98: R48         Note 22 - Accumulated Other Comprehensive Income    HTML     67K 
                (Loss) (Tables)                                                  
85: R49         Note 23 - Unaudited Quarterly Results (Tables)      HTML     75K 
69: R50         Note 1 - Correction of Previously Issued            HTML     56K 
                Consolidated Financial Statements (Details                       
                Textual)                                                         
104: R51         Note 1 - Correction of Previously Issued            HTML    114K  
                Consolidated Financial Statements - Effects of                   
                Revision (Details)                                               
39: R52         Note 2 - The Company and Its Significant            HTML     96K 
                Accounting Policies (Details Textual)                            
26: R53         Note 2 - The Company and Its Significant            HTML     57K 
                Accounting Policies - Adoption Effect of Topic 606               
                on Consolidated Financial Statements (Details)                   
70: R54         Note 3 - Investments in Debt and Equity Securities  HTML     48K 
                (Details Textual)                                                
105: R55         Note 3 - Investments in Debt and Equity Securities  HTML     36K  
                - Net Gains and Losses Recognized in Equity                      
                Securities (Details)                                             
40: R56         Note 3 - Investments in Debt and Equity Securities  HTML     41K 
                - Investments Classified as Available-for-sale                   
                (Details)                                                        
27: R57         Note 4 - Consumer Receivables Acquired for          HTML     81K 
                Liquidation (Details Textual)                                    
71: R58         Note 4 - Consumer Receivables Acquired for          HTML     43K 
                Liquidation - Changes in Balance Sheet Account of                
                Consumer Receivables Acquired for Liquidation                    
                (Details)                                                        
103: R59         Note 4 - Consumer Receivables Acquired for          HTML     36K  
                Liquidation - Collections Received Less                          
                Commissions and Direct Costs (Details)                           
60: R60         Note 5 - Equity Method Investments (Details         HTML     75K 
                Textual)                                                         
22: R61         Note 5 - Equity Method Investments - Assets         HTML     40K 
                Acquired and Liabilities Assumed (Details)                       
82: R62         Note 5 - Equity Method Investments - Equity Method  HTML     43K 
                Investments Financial Statements (Details)                       
93: R63         Note 6 - Personal Injury Claims Funding (Details    HTML     40K 
                Textual)                                                         
63: R64         Note 6 - Personal Injury Claims Funding - Personal  HTML     42K 
                Claims Funding (Details)                                         
24: R65         Note 7 - Furniture and Equipment (Details Textual)  HTML     32K 
84: R66         Note 7 - Furniture and Equipment - Summary of       HTML     44K 
                Furniture and Equipment (Details)                                
95: R67         Note 8 - Discontinued Operations (Details Textual)  HTML     58K 
59: R68         Note 8 - Discontinued Operations - Financial        HTML     76K 
                Statements (Details)                                             
25: R69         Note 9 - Note Receivable (Details Textual)          HTML     52K 
33: R70         Note 10 - Settlements (Details Textual)             HTML     59K 
44: R71         Note 11 - Non-recourse Debt (Details Textual)       HTML     51K 
102: R72         Note 12 - Interest Dividend and Other Income -      HTML     39K  
                Summary of Other Income (Details)                                
68: R73         Note 13 - Income Taxes (Details Textual)            HTML     94K 
30: R74         Note 13 - Income Taxes - Components of the          HTML     64K 
                Provision for Income Taxes (Details)                             
41: R75         Note 13 - Income Taxes - Difference Between         HTML     54K 
                Statutory Federal Income Tax Rate and Effective                  
                Income Tax Rate (Details)                                        
99: R76         Note 13 - Income Taxes - Schedule of Net Deferred   HTML     56K 
                Tax Assets (Details)                                             
64: R77         Note 14 - Net Income Per Share (Details Textual)    HTML     34K 
29: R78         Note 14 - Net Income Per Share - Computation of     HTML     88K 
                Basic and Diluted Per Share Data (Details)                       
46: R79         Note 15 - Commitments and Contingencies (Details    HTML     31K 
                Textual)                                                         
32: R80         Note 15 - Commitments and Contingencies - Schedule  HTML     44K 
                of Future Minimum Lease Payments (Details)                       
43: R81         Note 16 - Stock Option Plans (Details Textual)      HTML     85K 
101: R82         Note 16 - Stock Option Plans - Summary of Stock     HTML     57K  
                Option Plans (Details)                                           
67: R83         Note 16 - Stock Option Plans - Summary of           HTML     57K 
                Outstanding Options (Details)                                    
31: R84         Note 17 - Stockholders' Equity (Details Textual)    HTML     66K 
42: R85         Note 18 - Retirement Plan (Details Textual)         HTML     31K 
100: R86         Note 19 - Fair Value of Financial Measurements and  HTML     32K  
                Disclosures (Details Textual)                                    
65: R87         Note 19 - Fair Value of Financial Measurements and  HTML     52K 
                Disclosures - Fair Value of Financial Measurements               
                (Details)                                                        
28: R88         Note 20 - Related Party Transactions (Details       HTML     42K 
                Textual)                                                         
45: R89         Note 21 - Segment Reporting (Details Textual)       HTML     40K 
61: R90         Note 21 - Segment Reporting - Schedule of Segment   HTML     59K 
                Reporting (Details)                                              
23: R91         Note 22 - Accumulated Other Comprehensive Income    HTML     59K 
                (Loss) - Accumulated Other Comprehensive Income                  
                (Loss) (Details)                                                 
83: R92         Note 22 - Accumulated Other Comprehensive Income    HTML     32K 
                (Loss) - Accumulated Other Comprehensive Income                  
                (Loss) (Details) (Parentheticals)                                
94: R93         Note 23 - Unaudited Quarterly Results - Quarterly   HTML     76K 
                Results (Details)                                                
62: R94         Note 24 - Subsequent Events (Details Textual)       HTML     40K 
17: XML         IDEA XML File -- Filing Summary                      XML    212K 
56: EXCEL       IDEA Workbook of Financial Reports                  XLSX    101K 
 8: EX-101.INS  XBRL Instance -- asfi-20190930                       XML   2.47M 
10: EX-101.CAL  XBRL Calculations -- asfi-20190930_cal               XML    200K 
11: EX-101.DEF  XBRL Definitions -- asfi-20190930_def                XML   1.76M 
12: EX-101.LAB  XBRL Labels -- asfi-20190930_lab                     XML   1.31M 
13: EX-101.PRE  XBRL Presentations -- asfi-20190930_pre              XML   1.81M 
 9: EX-101.SCH  XBRL Schema -- asfi-20190930                         XSD    282K 
66: ZIP         XBRL Zipped Folder -- 0001437749-19-024736-xbrl      Zip    232K 


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Files:asfi-20190930.xml
asfi-20190930.xsd
asfi-20190930_cal.xml
asfi-20190930_def.xml
asfi-20190930_lab.xml
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