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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/14/17 Helios & Matheson Analytics Inc. 10-K 12/31/16 90:6.9M RDG Filings/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 1.05M 2: EX-3.1 Articles of Incorporation/Organization or Bylaws HTML 86K 3: EX-10.38 Material Contract HTML 118K 4: EX-10.39 Material Contract HTML 39K 5: EX-10.40 Material Contract HTML 76K 6: EX-21 Subsidiaries List HTML 26K 7: EX-23.1 Consent of Experts or Counsel HTML 25K 8: EX-24.1 Power of Attorney HTML 28K 9: EX-31.1 Certification -- §302 - SOA'02 HTML 37K 10: EX-31.2 Certification -- §302 - SOA'02 HTML 37K 11: EX-32.1 Certification -- §906 - SOA'02 HTML 31K 12: EX-32.2 Certification -- §906 - SOA'02 HTML 30K 19: R1 Document And Entity Information HTML 55K 20: R2 Consolidated Balance Sheets HTML 98K 21: R3 Consolidated Balance Sheets (Parentheticals) HTML 47K 22: R4 Consolidated Statements of Operations and HTML 81K Comprehensive Loss 23: R5 Consolidated Statements of Shareholders' Equity HTML 59K 24: R6 Consolidated Statements of Cash Flows HTML 121K 25: R7 Note 1 - Organization HTML 40K 26: R8 Note 2 - Going Concern Analysis HTML 34K 27: R9 Note 3 - Summary of Significant Accounting HTML 104K Policies 28: R10 Note 4 - Zone Technologies, Inc. Merger HTML 53K 29: R11 Note 5 - Prepaid Expenses and Other Current Assets HTML 43K 30: R12 Note 6 - Property and Equipment HTML 44K 31: R13 Note 7 - Intangible Assets and Goodwill HTML 60K 32: R14 Note 8 - Securities Purchase Agreement HTML 132K 33: R15 Note 9 - Fair Value of Financial Assets and HTML 70K Liabilities Measured on a Recurring Basis 34: R16 Note 10 - Stock Based Compensation HTML 36K 35: R17 Note 11 - Concentration of Credit Risk HTML 36K 36: R18 Note 12 - Commitments and Contingencies HTML 57K 37: R19 Note 13 - Transactions With Related Parties HTML 58K 38: R20 Note 14 - Warrants HTML 49K 39: R21 Note 15 - Income Taxes HTML 87K 40: R22 Note 16 - Segment Reporting HTML 67K 41: R23 Note 17 - Subsequent Events HTML 65K 42: R24 Significant Accounting Policies (Policies) HTML 178K 43: R25 Note 3 - Summary of Significant Accounting HTML 35K Policies (Tables) 44: R26 Note 4 - Zone Technologies, Inc. Merger (Tables) HTML 43K 45: R27 Note 5 - Prepaid Expenses and Other Current Assets HTML 41K (Tables) 46: R28 Note 6 - Property and Equipment (Tables) HTML 40K 47: R29 Note 7 - Intangible Assets and Goodwill (Tables) HTML 57K 48: R30 Note 8 - Securities Purchase Agreement (Tables) HTML 47K 49: R31 Note 9 - Fair Value of Financial Assets and HTML 66K Liabilities Measured on a Recurring Basis (Tables) 50: R32 Note 12 - Commitments and Contingencies (Tables) HTML 47K 51: R33 Note 14 - Warrants (Tables) HTML 48K 52: R34 Note 15 - Income Taxes (Tables) HTML 82K 53: R35 Note 16 - Segment Reporting (Tables) HTML 58K 54: R36 Note 1 - Organization (Details Textual) HTML 28K 55: R37 Note 2 - Going Concern Analysis (Details Textual) HTML 40K 56: R38 Note 3 - Summary of Significant Accounting HTML 41K Policies (Details Textual) 57: R39 Note 3 - Summary of Significant Accounting HTML 31K Policies - Anti-dilutive Securities (Details) 58: R40 Note 4 - Zone Technologies, Inc. Merger (Details HTML 26K Textual) 59: R41 Note 4 - Zone Technologies, Inc. Merger - Schedule HTML 55K of Business Acquisition (Details) 60: R42 Note 4 - Zone Technologies, Inc. Merger - Schedule HTML 30K of Business Acquisition (Details) (Parentheticals) 61: R43 Note 5 - Prepaid Expenses and Other Current Assets HTML 43K - Schedule of Prepaid Expenses and Other Current Assets (Details) 62: R44 Note 6 - Property and Equipment (Details Textual) HTML 26K 63: R45 Note 6 - Property and Equipment - Property and HTML 39K Equipment, at Cost (Details) 64: R46 Note 7 - Intangible Assets and Goodwill (Details HTML 26K Textual) 65: R47 Note 7 - Intangible Assets and Goodwill - HTML 39K Intangible Assets (Details) 66: R48 Note 7 - Intangible Assets and Goodwill - HTML 40K Estimated Future Annual Amortization Expense (Details) 67: R49 Note 7 - Intangible Assets and Goodwill - Schedule HTML 31K of Goodwill (Details) 68: R50 Note 8 - Securities Purchase Agreement (Details HTML 159K Textual) 69: R51 Note 8 - Securities Purchase Agreement - Activity HTML 51K in the Convertible Notes (Details) 70: R52 Note 8 - Securities Purchase Agreement - Investor HTML 31K Notes (Details) 71: R53 Note 9 - Fair Value of Financial Assets and HTML 46K Liabilities Measured on a Recurring Basis - Financial Assets and Liabilities Measured at Fair Value on a Recurring Basis (Details) 72: R54 Note 9 - Fair Value of Financial Assets and HTML 35K Liabilities Measured on a Recurring Basis - Summary of the Changes in Fair Value (Details) 73: R55 Note 9 - Fair Value of Financial Assets and HTML 39K Liabilities Measured on a Recurring Basis - Valuation Assumptions (Details) 74: R56 Note 10 - Stock Based Compensation (Details HTML 37K Textual) 75: R57 Note 11 - Concentration of Credit Risk (Details HTML 37K Textual) 76: R58 Note 12 - Commitments and Contingencies (Details HTML 33K Textual) 77: R59 Note 12 - Commitments and Contingencies - HTML 34K Contractual Obligations (Details) 78: R60 Note 13 - Transactions With Related Parties HTML 74K (Details Textual) 79: R61 Note 14 - Warrants (Details Textual) HTML 36K 80: R62 Note 14 - Warrants - Warrant Activity (Details) HTML 54K 81: R63 Note 15 - Income Taxes (Details Textual) HTML 31K 82: R64 Note 15 - Income Taxes - Deferred Tax Assets and HTML 45K Liabilities (Details) 83: R65 Note 15 - Income Taxes - Provision for Income HTML 56K Taxes Significant Components (Details) 84: R66 Note 15 - Income Taxes - Federal Statutory Rate HTML 43K and Effective Income Tax Rate Reconciliation (Details) 85: R67 Note 16 - Segment Reporting (Details Textual) HTML 26K 86: R68 Note 16 - Segment Reporting - Summary of Segment HTML 61K Information (Details) 87: R69 Note 17 - Subsequent Events (Details Textual) HTML 99K 89: XML IDEA XML File -- Filing Summary XML 151K 88: EXCEL IDEA Workbook of Financial Reports XLSX 73K 13: EX-101.INS XBRL Instance -- hmny-20161231 XML 1.62M 15: EX-101.CAL XBRL Calculations -- hmny-20161231_cal XML 147K 16: EX-101.DEF XBRL Definitions -- hmny-20161231_def XML 1.27M 17: EX-101.LAB XBRL Labels -- hmny-20161231_lab XML 1.02M 18: EX-101.PRE XBRL Presentations -- hmny-20161231_pre XML 1.31M 14: EX-101.SCH XBRL Schema -- hmny-20161231 XSD 226K 90: ZIP XBRL Zipped Folder -- 0001437749-17-006576-xbrl Zip 172K
Exhibit 31.1
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER
I, Theodore Farnsworth, certify that:
1. |
I have reviewed this Annual Report on Form 10-K of Helios and Matheson Analytics Inc.; |
3. |
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in annual report; |
4. |
The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15 (f)) for the registrant and have: |
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a) |
designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
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c) |
evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
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disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
5. |
The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
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a) |
all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
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any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
Dated: April 13, 2017
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Name: Theodore Farnsworth |
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Title: Chief Executive Officer |
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(Principal Executive Officer) |
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This ‘10-K’ Filing | Date | Other Filings | ||
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Filed on: | 4/14/17 | |||
4/13/17 | ||||
For Period end: | 12/31/16 | NT 10-K | ||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/27/18 SEC UPLOAD¶ 3/26/18 1:45K Helios & Matheson Analytics Inc. 12/22/17 SEC UPLOAD¶ 3/26/18 1:54K Helios & Matheson Analytics Inc. |