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R F Industries Ltd. – ‘10-K’ for 10/31/20 – ‘EX-32.1’

On:  Tuesday, 12/29/20, at 4:00pm ET   ·   For:  10/31/20   ·   Accession #:  1437749-20-26051   ·   File #:  0-13301

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/29/20  R F Industries Ltd.               10-K       10/31/20   88:6.6M                                   RDG Filings/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    768K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     30K 
 3: EX-21.1     Subsidiaries List                                   HTML     25K 
 4: EX-23.1     Consent of Expert or Counsel                        HTML     24K 
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     28K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     28K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     26K 
 8: EX-32.2     Certification -- §906 - SOA'02                      HTML     26K 
15: R1          Document And Entity Information                     HTML     63K 
16: R2          Consolidated Balance Sheets                         HTML    120K 
17: R3          Consolidated Balance Sheets (Parentheticals)        HTML     34K 
18: R4          Consolidated Statements of Operations               HTML     86K 
19: R5          Consolidated Statements of Stockholders' Equity     HTML     64K 
20: R6          Consolidated Statements of Cash Flows               HTML    100K 
21: R7          Consolidated Statements of Cash Flows               HTML     28K 
                (Parentheticals)                                                 
22: R8          Note 1 - Business Activities and Summary of         HTML    118K 
                Significant Accounting Policies                                  
23: R9          Note 2 - Business Acquisition                       HTML     60K 
24: R10         Note 3 - Concentrations of Credit Risk              HTML     30K 
25: R11         Note 4 - Inventories and Major Vendors              HTML     36K 
26: R12         Note 5 - Other Current Assets                       HTML     33K 
27: R13         Note 6 - Accrued Expenses and Other Long-term       HTML     56K 
                Liabilities                                                      
28: R14         Note 7 - Segment Information                        HTML     81K 
29: R15         Note 8 - Income Tax Provision                       HTML    122K 
30: R16         Note 9 - Stock Options                              HTML     89K 
31: R17         Note 10 - Retirement Plan                           HTML     31K 
32: R18         Note 11 - Line of Credit and PPP Loan               HTML     35K 
33: R19         Note 12 - Related Party Transactions                HTML     31K 
34: R20         Note 13 - Cash Dividend and Declared Dividends      HTML     27K 
35: R21         Note 14 - Commitments                               HTML     55K 
36: R22         Significant Accounting Policies (Policies)          HTML    164K 
37: R23         Note 1 - Business Activities and Summary of         HTML     76K 
                Significant Accounting Policies (Tables)                         
38: R24         Note 2 - Business Acquisition (Tables)              HTML     59K 
39: R25         Note 4 - Inventories and Major Vendors (Tables)     HTML     35K 
40: R26         Note 5 - Other Current Assets (Tables)              HTML     32K 
41: R27         Note 6 - Accrued Expenses and Other Long-term       HTML     56K 
                Liabilities (Tables)                                             
42: R28         Note 7 - Segment Information (Tables)               HTML     74K 
43: R29         Note 8 - Income Tax Provision (Tables)              HTML    119K 
44: R30         Note 9 - Stock Options (Tables)                     HTML     70K 
45: R31         Note 11 - Line of Credit and PPP Loan (Tables)      HTML     30K 
46: R32         Note 14 - Commitments (Tables)                      HTML     54K 
47: R33         Note 1 - Business Activities and Summary of         HTML     55K 
                Significant Accounting Policies (Details Textual)                
48: R34         Note 1 - Business Activities and Summary of         HTML     43K 
                Significant Accounting Policies - Intangible                     
                Assets (Details)                                                 
49: R35         Note 1 - Business Activities and Summary of         HTML     36K 
                Significant Accounting Policies - Intangible                     
                Assets (Details) (Parentheticals)                                
50: R36         Note 1 - Business Activities and Summary of         HTML     39K 
                Significant Accounting Policies - Estimated                      
                Amortization Expense (Details)                                   
51: R37         Note 1 - Business Activities and Summary of         HTML     51K 
                Significant Accounting Policies - Basic and                      
                Diluted Earnings Per Share (Details)                             
52: R38         Note 2 - Business Acquisition (Details Textual)     HTML     52K 
53: R39         Note 2 - Business Acquisition - Components of the   HTML     29K 
                Purchase Price of C Enterprises, Inc. (Details)                  
54: R40         Note 2 - Business Acquisition - Allocation of       HTML     36K 
                Estimated Purchase Price of C Enterprises, Inc.                  
                (Details)                                                        
55: R41         Note 2 - Business Acquisition - Components of the   HTML     32K 
                Purchase Price of Schroff Technologies                           
                International, Inc. (Details)                                    
56: R42         Note 2 - Business Acquisition - Allocation of       HTML     39K 
                Estimated Purchase Price of Schroff Technologies                 
                International, Inc. (Details)                                    
57: R43         Note 2 - Business Acquisition - Unaudited Pro       HTML     36K 
                Forma Information (Details)                                      
58: R44         Note 3 - Concentrations of Credit Risk (Details     HTML     39K 
                Textual)                                                         
59: R45         Note 4 - Inventories and Major Vendors (Details     HTML     31K 
                Textual)                                                         
60: R46         Note 4 - Inventories and Major Vendors -            HTML     31K 
                Inventories (Details)                                            
61: R47         Note 5 - Other Current Assets - Other Current       HTML     29K 
                Assets (Details)                                                 
62: R48         Note 6 - Accrued Expenses and Other Long-term       HTML     35K 
                Liabilities (Details Textual)                                    
63: R49         Note 6 - Accrued Expenses and Other Long-term       HTML     33K 
                Liabilities - Accrued Expenses (Details)                         
64: R50         Note 6 - Accrued Expenses and Other Long-term       HTML     28K 
                Liabilities - Financial Assets and Liabilities                   
                Measured at Fair Value on Recurring Basis                        
                (Details)                                                        
65: R51         Note 6 - Accrued Expenses and Other Long-term       HTML     28K 
                Liabilities - Level 3 Transactions (Details)                     
66: R52         Note 7 - Segment Information (Details Textual)      HTML     25K 
67: R53         Note 7 - Segment Information - Sales by Geographic  HTML     36K 
                Area (Details)                                                   
68: R54         Note 7 - Segment Information - Net Sales, Income    HTML     49K 
                Before Provision for Income Taxes and Other                      
                Related Segment Information (Details)                            
69: R55         Note 8 - Income Tax Provision (Details Textual)     HTML     38K 
70: R56         Note 8 - Income Tax Provision - Provision           HTML     42K 
                (Benefit) for Income Taxes (Details)                             
71: R57         Note 8 - Income Tax Provision - Income Tax          HTML     76K 
                Reconciliation (Details)                                         
72: R58         Note 8 - Income Tax Provision - Deferred Tax        HTML     53K 
                Assets and Deferred Tax Liabilities (Details)                    
73: R59         Note 8 - Income Tax Provision - Adjustments to      HTML     34K 
                Uncertain Tax Positions (Details)                                
74: R60         Note 9 - Stock Options (Details Textual)            HTML    129K 
75: R61         Note 9 - Stock Options - Assumptions (Details)      HTML     37K 
76: R62         Note 9 - Stock Options - Options Outstanding        HTML     61K 
                (Details)                                                        
77: R63         Note 10 - Retirement Plan (Details Textual)         HTML     27K 
78: R64         Note 11 - Line of Credit and PPP Loan (Details      HTML     38K 
                Textual)                                                         
79: R65         Note 11 - Line of Credit and PPP Loan - Future      HTML     32K 
                Minimum Loan Payments (Details)                                  
80: R66         Note 12 - Related Party Transactions (Details       HTML     38K 
                Textual)                                                         
81: R67         Note 13 - Cash Dividend and Declared Dividends      HTML     27K 
                (Details Textual)                                                
82: R68         Note 14 - Commitments (Details Textual)             HTML     41K 
83: R69         Note 14 - Commitments - Operating Lease Expense     HTML     27K 
                (Details)                                                        
84: R70         Note 14 - Commitments - Other Information Related   HTML     30K 
                to Leases (Details)                                              
85: R71         Note 14 - Commitments - Future Minimum Lease        HTML     48K 
                Payments (Details)                                               
87: XML         IDEA XML File -- Filing Summary                      XML    162K 
86: EXCEL       IDEA Workbook of Financial Reports                  XLSX     83K 
 9: EX-101.INS  XBRL Instance -- rfil-20201031                       XML   1.60M 
11: EX-101.CAL  XBRL Calculations -- rfil-20201031_cal               XML    205K 
12: EX-101.DEF  XBRL Definitions -- rfil-20201031_def                XML   1.28M 
13: EX-101.LAB  XBRL Labels -- rfil-20201031_lab                     XML   1.03M 
14: EX-101.PRE  XBRL Presentations -- rfil-20201031_pre              XML   1.32M 
10: EX-101.SCH  XBRL Schema -- rfil-20201031                         XSD    193K 
88: ZIP         XBRL Zipped Folder -- 0001437749-20-026051-xbrl      Zip    157K 


‘EX-32.1’   —   Certification — §906 – SOA’02


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 C:  <>  <> 

 

Exhibit 32.1

 

CERTIFICATION PURSUANT TO

 

18 U.S.C. § 1350,

 

AS ADOPTED PURSUANT TO

 

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

 

In connection with the Annual Report of RF Industries, Ltd. (the “Company”) on Form 10-K for the fiscal year ended October 31, 2020, as filed with the Securities and Exchange Commission (the “Report”), I, Robert D. Dawson, President and Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge:

 

 

(1)

The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

 

(2)

The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

 

 

 

Date: December 29, 2020

 

/s/ Robert D. Dawson

 

Robert D. Dawson

 

President and Chief Executive Officer

 

 

Dates Referenced Herein

This ‘10-K’ Filing    Date    Other Filings
Filed on:12/29/20None on these Dates
For Period end:10/31/20
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/16/21  R F Industries Ltd.               S-3/A                  2:303K                                   RDG Filings/FA
11/08/21  R F Industries Ltd.               S-3        11/05/21    4:755K                                   RDG Filings/FA


30 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/14/20  R F Industries Ltd.               S-8         9/14/20    6:379K                                   RDG Filings/FA
 3/20/20  R F Industries Ltd.               8-K:5,9     3/17/20    2:99K                                    Toppan Merrill/FA
 1/15/20  R F Industries Ltd.               8-K:5       1/09/20    1:23K                                    Toppan Merrill/FA
11/05/19  R F Industries Ltd.               8-K:1,2,8,911/04/19    3:451K                                   Toppan Merrill/FA
 7/18/19  R F Industries Ltd.               8-K:5,9     7/17/19    2:46K                                    Toppan Merrill/FA
12/20/18  R F Industries Ltd.               10-K       10/31/18   81:10M                                    Toppan Merrill/FA
12/07/18  R F Industries Ltd.               8-K:5      12/03/18    1:21K                                    Toppan Merrill/FA
10/31/18  R F Industries Ltd.               8-K:1,2,8,910/31/18    3:204K                                   Toppan Merrill/FA
 6/07/18  R F Industries Ltd.               8-K:1,9     6/06/18    2:31K                                    Toppan Merrill/FA
 3/23/18  AutoZone, Inc.                    8-K:5,8,9   3/19/18    3:133K                                   Globenewswire Inc./FA
 9/12/17  R F Industries Ltd.               8-K:1,2,5,9 9/08/17    3:270K                                   Toppan Merrill/FA
 7/28/17  R F Industries Ltd.               8-K:1,9     7/25/17    2:68K                                    Toppan Merrill/FA
 6/21/17  R F Industries Ltd.               8-K:1,9     6/19/17    2:126K                                   Toppan Merrill/FA
 6/20/17  R F Industries Ltd.               8-K:5,9     6/16/17    2:55K                                    Toppan Merrill/FA
 6/09/17  R F Industries Ltd.               8-K:1,5,9   6/05/17    3:313K                                   Toppan Merrill/FA
 1/27/17  R F Industries Ltd.               10-K       10/31/16   87:6.5M                                   Toppan Merrill/FA
10/25/16  R F Industries Ltd.               8-K:5,9    10/24/16    2:63K                                    Toppan Merrill/FA
 1/28/16  R F Industries Ltd.               10-K       10/31/15   83:34M                                    Toppan Merrill/FA
12/24/15  R F Industries Ltd.               8-K:5,9    12/23/15    4:170K                                   Toppan Merrill/FA
 6/05/15  R F Industries Ltd.               8-K:1,2,3,8 6/05/15    3:392K                                   Toppan Merrill/FA
 1/21/15  R F Industries Ltd.               8-K:1,2,3,8 1/20/15    3:518K                                   Toppan Merrill/FA
 5/01/14  R F Industries Ltd.               8-K:1,9     4/17/14    2:140K                                   Toppan Merrill/FA
 6/13/13  R F Industries Ltd.               8-K:5,9     6/07/13    2:24K                                    Toppan Merrill/FA
 8/31/12  R F Industries Ltd.               8-K:5,8,9   8/30/12    2:33K                                    Toppan Merrill/FA
 1/27/12  R F Industries Ltd.               10-K       10/31/11   41:4.7M                                   Toppan Merrill/FA
 9/20/10  R F Industries Ltd.               S-8         9/20/10    5:271K                                   Toppan Merrill/FA
 1/29/10  R F Industries Ltd.               10-K       10/31/09   10:14M                                    Toppan Merrill/FA
 2/12/09  R F Industries Ltd.               8-K:5,9     2/10/09    2:131K                                   Toppan Merrill/FA
 1/23/04  R F Industries Ltd.               10KSB      10/31/03    6:141K
 3/30/99  AutoZone, Inc.                    10-Q        2/13/99    3:30K
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