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R F Industries Ltd. – ‘S-8’ on 9/14/20 – ‘EX-5.1’

On:  Monday, 9/14/20, at 5:16pm ET   ·   Effective:  9/14/20   ·   Accession #:  1437749-20-19684   ·   File #:  333-248791

Previous ‘S-8’:  ‘S-8’ on 9/22/17   ·   Latest ‘S-8’:  This Filing   ·   21 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/14/20  R F Industries Ltd.               S-8         9/14/20    6:379K                                   RDG Filings/FA

Registration Statement – Securities for an Employee Benefit Plan   —   Form S-8   —   SA’33
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-8         Registration Statement - Securities for an          HTML     53K 
                Employee Benefit Plan                                            
 2: EX-5.1      Opinion of Counsel re: Legality                     HTML     11K 
 3: EX-23.1     Consent of Expert or Counsel                        HTML      6K 
 4: EX-99.1     Miscellaneous Exhibit                               HTML    104K 
 5: EX-99.2     Miscellaneous Exhibit                               HTML     35K 
 6: EX-99.3     Miscellaneous Exhibit                               HTML     50K 


‘EX-5.1’   —   Opinion of Counsel re: Legality


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Exhibit 5.1

 

TroyGould PC

1801 Century Park East

16th Floor

Los Angeles, California 90067

Telephone: (310) 553-4441

Facsimile: (310) 201-4746

 

September 14, 2020

 

RF Industries, Ltd.

7610 Miramar Road

San Diego, California 92126

 

 

Re:

Registration Statement on Form S-8

 

Ladies and Gentlemen:

 

We have acted as counsel to RF Industries, Ltd., a Nevada corporation (the “Company”), in connection with a Registration Statement on Form S-8 (the “Registration Statement”) that the Company intends to file with the Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”), on or about September 14, 2020 for the purpose of registering the offer and sale of up to 1,250,000 additional shares (the “Shares”) of the Company’s common stock issuable under the Company’s 2020 Equity Incentive Plan (Amended) (the “Plan”).

 

This opinion letter is furnished to you at your request and in connection with the requirements of Item 601(b)(5) of Regulation S-K under the Securities Act.

 

As a basis for rendering our opinion expressed below, we have reviewed originals or copies of originals, certified or otherwise identified to our satisfaction, of (i) the Registration Statement, (ii) the Plan, (iii) the Company’s Amended and Restated Articles of Incorporation and Amended and Restated Bylaws, each as amended to date, (iv) minutes or resolutions of the Company’s Board of Directors and stockholders pertaining to the adoption of the Plan and authorization and issuance of the Shares, the Registration Statement and related matters, and (v) such certificates of public officials, certificates of officers of the Company and other documents as we have considered necessary or appropriate as a basis for rendering our opinion.

 

With your permission, in order to render our opinion, we have assumed that: all signatures on documents reviewed by us are genuine; all documents submitted to us as originals are authentic; and all documents submitted to us as copies conform to the originals of such documents, and such originals are authentic. We have also assumed that each award of Shares under the Plan or of a right to receive Shares under the Plan will be duly approved by the Company’s Board of Directors or by a duly authorized committee of the Board of Directors or officer of the Company.

 

The law covered by our opinion expressed below is limited to the internal corporation laws of the State of Nevada (including applicable rules and regulations promulgated thereunder and applicable reported judicial decisions interpreting the same). We neither express nor imply any opinion with respect to any other laws or the laws of any other jurisdiction.

 

 

 

This opinion letter is limited to the opinion expressly stated below, does not include any implied opinions and is rendered as of the date hereof. We do not undertake to advise you of matters that may come to our attention subsequent to the date hereof and that may affect our opinion, including, without limitation, future changes in applicable law or in facts relating to the Company. Without limiting the generality of the foregoing, we neither express nor imply any opinion regarding the contents of the Registration Statement or any related prospectus, other than as expressly stated below with respect to the Shares.

 

Based upon and subject to the foregoing, we are of the opinion that the Shares, when issued, delivered and, if applicable, paid for in accordance with the terms of the Registration Statement and the Plan and pursuant to the grant notices and agreements that accompany the Plan, will be validly issued, fully paid, and non-assessable.

 

This opinion letter is rendered to you solely in connection with the transactions contemplated by the Registration Statement and may not be relied upon for any other purpose. We consent to the filing with the Commission of this opinion letter as Exhibit 5.1 to the Registration Statement. In giving such consent, we do not thereby admit that we are within the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission thereunder.

 

  Very truly yours,
   
   
  /s/ TROYGOULD PC
  TROYGOULD PC

 

 

Dates Referenced Herein

This ‘S-8’ Filing    Date    Other Filings
Filed on / Effective on:9/14/20None on these Dates
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/29/24  R F Industries Ltd.               10-K       10/31/23   86:8.2M                                   RDG Filings/FA
 1/24/23  R F Industries Ltd.               10-K       10/31/22   87:7.1M                                   RDG Filings/FA
 1/14/22  R F Industries Ltd.               10-K       10/31/21   85:7M                                     RDG Filings/FA
12/29/20  R F Industries Ltd.               10-K       10/31/20   88:6.6M                                   RDG Filings/FA


17 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/10/20  R F Industries Ltd.               10-Q        7/31/20   80:5.1M                                   RDG Filings/FA
 9/10/20  R F Industries Ltd.               8-K:2,9     9/10/20    2:233K                                   RDG Filings/FA
 8/06/20  R F Industries Ltd.               DEFA14A     8/06/20    1:182K                                   RDG Filings/FA
 7/22/20  R F Industries Ltd.               DEF 14A     9/03/20    1:1.1M                                   RDG Filings/FA
 7/02/20  R F Industries Ltd.               8-K:5,8,9   6/29/20    2:39K                                    RDG Filings/FA
 6/11/20  R F Industries Ltd.               10-Q        4/30/20   80:4.9M                                   RDG Filings/FA
 6/11/20  R F Industries Ltd.               8-K:2,9     6/11/20    2:235K                                   RDG Filings/FA
 5/08/20  R F Industries Ltd.               8-K:8       5/05/20    1:19K                                    RDG Filings/FA
 3/20/20  R F Industries Ltd.               8-K:5,9     3/17/20    2:99K                                    Toppan Merrill/FA
 3/12/20  R F Industries Ltd.               10-Q        1/31/20   74:4.6M                                   Toppan Merrill/FA
 3/12/20  R F Industries Ltd.               8-K:2,7,9   3/12/20    3:4.1M                                   Toppan Merrill/FA
 1/15/20  R F Industries Ltd.               8-K:5       1/09/20    1:23K                                    Toppan Merrill/FA
12/20/19  R F Industries Ltd.               10-K       10/31/19   80:6.4M                                   Toppan Merrill/FA
12/18/19  R F Industries Ltd.               8-K:2,9    12/18/19    2:156K                                   Toppan Merrill/FA
12/09/19  R F Industries Ltd.               8-K:2,7,9  12/09/19    3:2.7M                                   Toppan Merrill/FA
11/05/19  R F Industries Ltd.               8-K:1,2,8,911/04/19    3:451K                                   Toppan Merrill/FA
 8/31/12  R F Industries Ltd.               8-K:5,8,9   8/30/12    2:33K                                    Toppan Merrill/FA
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Filing Submission 0001437749-20-019684   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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