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Coretec Group Inc. – ‘NT 10-K’ for 12/31/19

On:  Monday, 3/30/20, at 5:19pm ET   ·   Effective:  3/30/20   ·   For:  12/31/19   ·   Accession #:  1437749-20-6581   ·   File #:  0-54697

Previous ‘NT 10-K’:  ‘NT 10-K’ on 4/1/19 for 12/31/18   ·   Latest ‘NT 10-K’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/30/20  Coretec Group Inc.                NT 10-K    12/31/19    1:28K                                    RDG Filings/FA

Notice of a Late Filing of a Form 10-K   —   Rule 12b-25
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT 10-K     Notice of a Late Filing of a Form 10-K              HTML     15K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

 

(Check one): ☒  Form 10-K    ☐  Form 20-F    ☐  Form 11-K    ☐  Form 10-Q    ☐  Form 10-D    ☐  Form N-SAR    ☐  Form N-CSR

 

For Period Ended: December 31, 2019

 

 

Transition Report on Form 10-K

 

Transition Report on Form 20-F

 

Transition Report on Form 11-K

 

Transition Report on Form 10-Q

 

Transition Report on Form N-SAR

  For the Transition Period Ended:______________________________________________________________

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein

 

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 


 

PART I — REGISTRANT INFORMATION

 

THE CORETEC GROUP INC.

 


 

Full Name of Registrant

 


 

Former Name if Applicable

 

6804 South Canton Avenue, Suite 150

 


 

Address of Principal Executive Office (Street and Number)

 

Tulsa, OK 74136

 


 

City, State and Zip Code

 


 

 

 

PART II — RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

 

(a)

The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

(c)

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

       

PART III — NARRATIVE

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

The Company is unable to file its annual report on Form 10-K within the prescribed time period because it requires additional time to work with its auditors and legal counsel to prepare and finalize the Form 10-K. The Company expects to file its Form 10-K Annual Report with the SEC within 15 calendar days of the prescribed due date.

 

 

PART IV — OTHER INFORMATION

(1) Name and telephone number of person to contact in regard to this notification

 

Jay Yamamoto 

 

212 

 

930 9700

 

Matt Siracusa   

 

212 

 

930 9700

 

(Name)

 

(Area Code)

 

(Telephone Number)

 

 

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed ? If answer is no, identify report(s). Yes ☒ No☐

 

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof ?

Yes ☐  No ☒

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

THE CORETEC GROUP INC.

 


(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

THE CORETEC GROUP INC.

 

 

 

 

 

Date : March 30, 2020

By:

/s/ Michael A. Kraft.

 

 

 

Michael A. Kraft 

 

 

 

Chief Executive Officer 

 

 


Dates Referenced Herein

This ‘NT 10-K’ Filing    Date    Other Filings
Filed on / Effective on:3/30/20None on these Dates
For Period end:12/31/19
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Filing Submission 0001437749-20-006581   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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