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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/12/21 RCM Technologies, Inc. 8-K:1,2,7,811/12/21 13:244K RDG Filings/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 29K 2: EX-5.1 Opinion of Counsel re: Legality HTML 15K 3: EX-10.1 Material Contract HTML 34K 9: R1 Document And Entity Information HTML 46K 11: XML IDEA XML File -- Filing Summary XML 12K 8: XML XBRL Instance -- rcmt20211110_8k_htm XML 13K 10: EXCEL IDEA Workbook of Financial Reports XLSX 6K 5: EX-101.DEF XBRL Definitions -- rcmt-20211112_def XML 37K 6: EX-101.LAB XBRL Labels -- rcmt-20211112_lab XML 48K 7: EX-101.PRE XBRL Presentations -- rcmt-20211112_pre XML 36K 4: EX-101.SCH XBRL Schema -- rcmt-20211112 XSD 15K 12: JSON XBRL Instance as JSON Data -- MetaLinks 12± 19K 13: ZIP XBRL Zipped Folder -- 0001437749-21-026461-xbrl Zip 22K
i Nevada
(State or Other
Jurisdiction of
Incorporation)
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i 1-10245
(Commission File
Number)
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i 95-1480559
(I.R.S. Employer
Identification No.)
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i 2500 McClellan Avenue, Suite 350
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i Pennsauken, i NJ
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(Address of Principal Executive Offices)
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(Zip Code)
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i ☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).
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i ☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).
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i ☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240-14d-2(b)).
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i ☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c)).
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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i Common Stock, par value $0.05 per share
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i RCMT
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The i NASDAQ Stock Market LLC
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●
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the Board authorized the increase of the Company’s existing At-the-Market Offering Program for which B. Riley Securities, Inc. acts as agent. As increased, the Company may now offer and sell, from time to time through B. Riley, shares of the Company’s Common Stock, $0.05 par value per share (the “Common Stock”), having an aggregate offering price of up to $17.9 million, increased from $11.4 million. The Company has filed with the Securities and Exchange Commission a prospectus supplement, dated November 12, 2021, to describe the increase, which supersedes and replaces
the May 5, 2021 prospectus supplement.
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●
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the Board authorized an increase to its existing program to repurchase shares of the Common Stock, such that, giving effect to the increase and including the amount remaining under the Board’s initial authorization of $7.5 million, the Company has the capacity, as of the date hereof, to purchase an additional $12.55 million of shares. The program is designed to provide the Company with enhanced flexibility over the long term to optimize its capital structure. Shares of the Common Stock may be repurchased in the open market or through negotiated transactions. The program may be terminated or suspended at any time at the discretion of the Company. The
Company may in the future enter into a Rule 10b5-1 trading plan to effect a portion of the authorized purchases, if criteria set forth in the plan are met. Such a plan would enable the Company to repurchase its shares during periods outside of its normal trading windows, when the Company typically would not be active in the market.
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Exhibit Number
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Opinion of Brownstein Hyatt Farber Schreck, LLP.
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Amendment No. 4 to Third Amended and Restated Loan Agreement, dated as of November 12, 2021, by and among RCM Technologies, Inc., all of the subsidiaries of RCM Technologies, Inc. and Citizens Bank, N.A., a national banking association (as successor by merger to Citizens Bank of Pennsylvania), in its capacities as lender and as administrative agent and arranger.
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Consent of Brownstein Hyatt Farber Schreck, LLP (included in Exhibit 5.1).
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By:
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/s/ Kevin D. Miller
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Chief Financial Officer, Treasurer and
Secretary
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This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / For Period end: | 11/12/21 | 10-Q, 424B5, 8-K, DEF 14A | ||
5/5/21 | 424B5, 8-K | |||
8/9/18 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/12/21 RCM Technologies, Inc. 424B5 1:329K Toppan Merrill/FA |