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CVD Equipment Corp. – ‘10-K’ for 12/31/22 – ‘EX-32.1’

On:  Monday, 3/27/23, at 4:46pm ET   ·   For:  12/31/22   ·   Accession #:  1437749-23-8062   ·   File #:  1-16525

Previous ‘10-K’:  ‘10-K’ on 3/31/22 for 12/31/21   ·   Next & Latest:  ‘10-K’ on 3/28/24 for 12/31/23   ·   13 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/27/23  CVD Equipment Corp.               10-K       12/31/22   81:6.5M                                   RDG Filings/FA

Annual Report   —   Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.34M 
 2: EX-23.1     Consent of Expert or Counsel                        HTML     22K 
 3: EX-31.1     Certification -- §302 - SOA'02                      HTML     25K 
 4: EX-31.2     Certification -- §302 - SOA'02                      HTML     25K 
 5: EX-32.1     Certification -- §906 - SOA'02                      HTML     22K 
 6: EX-32.2     Certification -- §906 - SOA'02                      HTML     22K 
12: R1          Document And Entity Information                     HTML     89K 
13: R2          Consolidated Balance Sheets                         HTML    113K 
14: R3          Consolidated Balance Sheets (Parentheticals)        HTML     29K 
15: R4          Consolidated Statements of Operations               HTML    117K 
16: R5          Consolidated Statements of Changes in               HTML     48K 
                Stockholders' Equity                                             
17: R6          Consolidated Statements of Cash Flows               HTML    104K 
18: R7          Note 1 - Business Description                       HTML     26K 
19: R8          Note 2 - Summary of Significant Accounting          HTML     57K 
                Policies                                                         
20: R9          Note 3 - Revenue                                    HTML     60K 
21: R10         Note 4 - Inventories                                HTML     29K 
22: R11         Note 5 - Property, Plant and Equipment              HTML     36K 
23: R12         Note 6 - Intangible Assets                          HTML     42K 
24: R13         Note 7 - Accrued Expenses                           HTML     30K 
25: R14         Note 8 - Long-term Debt                             HTML     42K 
26: R15         Note 9 - Earnings Per Share                         HTML     30K 
27: R16         Note 10 - Income Taxes                              HTML     71K 
28: R17         Note 11 - Employee Retention Credit                 HTML     25K 
29: R18         Note 12 - Stock-based Compensation                  HTML    105K 
30: R19         Note 13 - Defined Contribution Plan                 HTML     29K 
31: R20         Note 14 - Segment Reporting                         HTML     69K 
32: R21         Note 15 - Risks and Uncertainties                   HTML     27K 
33: R22         Significant Accounting Policies (Policies)          HTML    100K 
34: R23         Note 3 - Revenue (Tables)                           HTML     56K 
35: R24         Note 4 - Inventories (Tables)                       HTML     29K 
36: R25         Note 5 - Property, Plant and Equipment (Tables)     HTML     32K 
37: R26         Note 6 - Intangible Assets (Tables)                 HTML     43K 
38: R27         Note 7 - Accrued Expenses (Tables)                  HTML     29K 
39: R28         Note 8 - Long-term Debt (Tables)                    HTML     42K 
40: R29         Note 9 - Earnings Per Share (Tables)                HTML     28K 
41: R30         Note 10 - Income Taxes (Tables)                     HTML     67K 
42: R31         Note 12 - Stock-based Compensation (Tables)         HTML    104K 
43: R32         Note 14 - Segment Reporting (Tables)                HTML     62K 
44: R33         Note 1 - Business Description (Details Textual)     HTML     23K 
45: R34         Note 2 - Summary of Significant Accounting          HTML     68K 
                Policies (Details Textual)                                       
46: R35         Note 3 - Revenue (Details Textual)                  HTML     25K 
47: R36         Note 3 - Revenue - Disaggregation of Revenue        HTML     42K 
                (Details)                                                        
48: R37         Note 3 - Revenue - Costs, Estimated Earnings, and   HTML     40K 
                Billings on Uncompleted Contracts (Details)                      
49: R38         Note 4 - Inventories - Components of Inventories    HTML     27K 
                (Details)                                                        
50: R39         Note 5 - Property, Plant and Equipment (Details     HTML     35K 
                Textual)                                                         
51: R40         Note 5 - Property, Plant and Equipment - Major      HTML     36K 
                Classes of Property, Plant and Equipment (Details)               
52: R41         Note 6 - Intangible Assets (Details Textual)        HTML     23K 
53: R42         Note 6 - Intangible Assets - Summary of Intangible  HTML     32K 
                Assets (Details)                                                 
54: R43         Note 6 - Intangible Assets - Estimated              HTML     36K 
                Amortization Expense Related to Intangible Assets                
                (Details)                                                        
55: R44         Note 7 - Accrued Expenses - Schedule of Accrued     HTML     30K 
                Expenses (Details)                                               
56: R45         Note 8 - Long-term Debt (Details Textual)           HTML     57K 
57: R46         Note 8 - Long-term Debt - Summary of Long-term      HTML     38K 
                Debt (Details)                                                   
58: R47         Note 8 - Long-term Debt - Summary of Long-term      HTML     34K 
                Debt (Details) (Parentheticals)                                  
59: R48         Note 8 - Long-term Debt - Future Maturities of      HTML     39K 
                Long-term Debt (Details)                                         
60: R49         Note 9 - Earnings Per Share (Details Textual)       HTML     28K 
61: R50         Note 9 - Earnings Per Share - Calculation of Basic  HTML     29K 
                and Diluted Weighted Average Common Shares                       
                (Details)                                                        
62: R51         Note 10 - Income Taxes (Details Textual)            HTML     37K 
63: R52         Note 10 - Income Taxes - Components of Income       HTML     42K 
                Taxes (Details)                                                  
64: R53         Note 10 - Income Taxes - Effective Income Tax Rate  HTML     48K 
                Reconciliation (Details)                                         
65: R54         Note 10 - Income Taxes - Effective Income Tax Rate  HTML     23K 
                Reconciliation (Details) (Parentheticals)                        
66: R55         Note 10 - Income Taxes - Deferred Tax Assets and    HTML     54K 
                Liabilities (Details)                                            
67: R56         Note 11 - Employee Retention Credit (Details        HTML     26K 
                Textual)                                                         
68: R57         Note 12 - Stock-based Compensation (Details         HTML     73K 
                Textual)                                                         
69: R58         Note 12 - Stock-based Compensation - Compensation   HTML     29K 
                Expense (Details)                                                
70: R59         Note 12 - Stock-based Compensation - Assumptions    HTML     33K 
                (Details)                                                        
71: R60         Note 12 - Stock-based Compensation - Stock Option   HTML     42K 
                Plan (Details)                                                   
72: R61         Note 12 - Stock-based Compensation - Outstanding    HTML     57K 
                and Exercisable Options (Details)                                
73: R62         Note 12 - Stock-based Compensation - Restricted     HTML     49K 
                Stock and Restricted Stock Units Activity                        
                (Details)                                                        
74: R63         Note 13 - Defined Contribution Plan (Details        HTML     28K 
                Textual)                                                         
75: R64         Note 14 - Segment Reporting (Details Textual)       HTML     44K 
76: R65         Note 14 - Segment Reporting - Segment Information   HTML     71K 
                (Details)                                                        
79: XML         IDEA XML File -- Filing Summary                      XML    148K 
77: XML         XBRL Instance -- cvv20221231_10k_htm                 XML   1.32M 
78: EXCEL       IDEA Workbook of Financial Reports                  XLSX    116K 
11: EX-101.CAL  XBRL Calculations -- cvv-20221231_cal                XML    171K 
 8: EX-101.DEF  XBRL Definitions -- cvv-20221231_def                 XML   1.19M 
 9: EX-101.LAB  XBRL Labels -- cvv-20221231_lab                      XML    947K 
10: EX-101.PRE  XBRL Presentations -- cvv-20221231_pre               XML   1.23M 
 7: EX-101.SCH  XBRL Schema -- cvv-20221231                          XSD    175K 
80: JSON        XBRL Instance as JSON Data -- MetaLinks              394±   642K 
81: ZIP         XBRL Zipped Folder -- 0001437749-23-008062-xbrl      Zip    276K 


‘EX-32.1’   —   Certification — §906 – SOA’02


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 C:  <>  <> 

Exhibit 32.1

 

Certification of Principal Executive Officer

Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002

 

 

 

I, Emmanuel Lakios, President and Chief Executive Officer of CVD Equipment Corporation, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to my knowledge, the annual report on Form 10-K for the period ending December 31, 2022 of CVD Equipment Corporation (the “Form 10-K”) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and the information contained in the Form 10-K fairly presents, in all material respects, the financial condition and results of operations of CVD Equipment Corporation.

 

 

  Dated: March 27, 2023

/s/ Emmanuel Lakios

 

Emmanuel Lakios

 

Chief Executive Officer

 

(Principal Executive Officer)

 

 

Dates Referenced Herein

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/27/23None on these Dates
For Period end:12/31/22
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/31/23  CVD Equipment Corp.               S-3         4/03/23    5:920K                                   RDG Filings/FA
 3/27/23  CVD Equipment Corp.               S-8         3/27/23    4:89K                                    RDG Filings/FA


11 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/22  CVD Equipment Corp.               10-Q/A      9/30/21   15:949K                                   RDG Filings/FA
 8/16/21  CVD Equipment Corp.               10-Q        6/30/21   68:5.7M                                   RDG Filings/FA
 5/13/21  CVD Equipment Corp.               10-Q        3/31/21   56:3.7M                                   RDG Filings/FA
 3/30/20  CVD Equipment Corp.               10-K       12/31/19   75:6.1M                                   RDG Filings/FA
 8/05/19  CVD Equipment Corp.               8-K:1,9     8/05/19    4:109K                                   RDG Filings/FA
12/14/16  CVD Equipment Corp.               8-K:5,9    12/09/16    2:73K                                    Ruskin Moscou Faltis… PC
10/11/16  CVD Equipment Corp.               8-K:5,9    10/05/16    2:129K                                   Ruskin Moscou Faltis… PC
 5/15/12  CVD Equipment Corp.               10-Q        3/31/12   42:2.9M                                   RDG Filings/FA
11/05/07  CVD Equipment Corp.               DEF 14A    12/12/07    1:87K                                    Ruskin Moscou Faltis… PC
 7/03/07  CVD Equipment Corp.               S-1                    5:2.5M                                   Toppan Merrill/FA
 3/26/07  CVD Equipment Corp.               10KSB      12/31/06    2:498K
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Filing Submission 0001437749-23-008062   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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