SEC Info - Blum Holdings, Inc. - ‘8-K’ for 4/16/24

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Blum Holdings, Inc. – ‘8-K’ for 4/16/24

On: Monday, 4/15/24, at 7:17pm ET · As of: 4/16/24 · For: 4/16/24 · Accession #: 1437749-24-12097 · File #: 0-56626

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/16/24  Blum Holdings, Inc.               8-K:2,9     4/16/24   12:274K                                   RDG Filings/FA

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     28K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    117K 
 7: R1          Document And Entity Information                     HTML     42K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
12: XML         XBRL Instance -- unrv20240105_8k_htm                 XML     13K 
 8: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- blmh-20231231_def                XML     35K 
 5: EX-101.LAB  XBRL Labels -- blmh-20231231_lab                     XML     45K 
 6: EX-101.PRE  XBRL Presentations -- blmh-20231231_pre              XML     34K 
 3: EX-101.SCH  XBRL Schema -- blmh-20231231                         XSD     14K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               11±    18K 
11: ZIP         XBRL Zipped Folder -- 0001437749-24-012097-xbrl      Zip     25K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C:

i false i 0001996210 0001996210 2023-12-31 2023-12-31

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i April 16, 2024

i BLUM HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

i Delaware		i 000-56626		i 93-3735199
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

i 3242 S. Halladay St., i Suite 202 i Santa Ana, i California						i 92705
(Address of principal executive offices)						(Zip Code)

Registrant’s telephone number, including area code: ( i 888) i 909-5564

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition.

On April 16, 2024, Blum Holdings, Inc. (the “Company”) issued a press release announcing financial results for its fourth quarter and year ended December 31, 2023. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

The information contained in this Item 2.02 and in Exhibit 99.1 referenced herein is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or incorporated by reference in any filing under the Securities Act of 1933, as amended, unless the Company expressly so incorporates such information by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit						Description

99.1						Press Release, dated April 16, 2024
104						Cover Page Interactive Data File (embedded within the Inline XBRL Document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	BLUM HOLDINGS, INC.

Date: April 16, 2024	By:	/s/ *Sabas Carrillo*
		Sabas Carrillo
		Chief Executive Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed as of / For Period end:	4/16/24
Filed on:	4/15/24	10-K, 8-K
	12/31/23	10-K, NT 10-K
		List all Filings

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Filing Submission 0001437749-24-012097 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)